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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option | $ 14.63 | 11/19/2004 | 11/18/2013 | Common Stock | 2,200 | 2,200 | D | ||||||||
Stock Option | $ 15.94 | 10/26/2007 | 10/26/2010 | Common Stock | 56,400 | 56,400 | D | ||||||||
Stock Option | $ 16.23 | 11/06/2003 | 11/05/2012 | Common Stock | 21,100 | 21,100 | D | ||||||||
Stock Option | $ 18.23 | 11/17/2005 | 11/16/2014 | Common Stock | 2,200 | 2,200 | D | ||||||||
Stock Option | $ 18.56 | 11/14/2003 | 11/13/2010 | Common Stock | 25,400 | 25,400 | D | ||||||||
Stock Option | $ 18.75 | 11/11/2002 | 11/10/2009 | Common Stock | 22,500 | 22,500 | D | ||||||||
Stock Option | $ 19.2 | (2) | 11/11/2008(3) | Common Stock | 50,000 | 50,000 | D | ||||||||
Stock Option | $ 20.65 | 09/25/2004 | 09/24/2011 | Common Stock | 23,800 | 23,800 | D | ||||||||
Stock Option | $ 20.83 | 11/02/2007 | 11/01/2016 | Common Stock | 8,000 | 8,000 | D | ||||||||
Stock Option | $ 23.49 | 11/17/2006 | 11/16/2015 | Common Stock | 6,000 | 6,000 | D | ||||||||
Stock Option | $ 26.7 | (4) | 11/10/2007(5) | Common Stock | 15,000 | 15,000 | D | ||||||||
Stock Option | $ 28.5672 | 11/02/1996 | 11/02/2003 | Common Stock | 4,597 | 4,597 | D | ||||||||
Stock Option | $ 33.0197 | 11/01/1997 | 10/31/2004 | Common Stock | 4,665 | 4,665 | D | ||||||||
Stock Option | $ 34.2797 | 10/31/1998 | 10/30/2005 | Common Stock | 5,881 | 5,881 | D | ||||||||
Stock Option | $ 42.25 | 05/20/1999 | 05/19/2006 | Common Stock | 12,000 | 12,000 | D | ||||||||
Stock Option | $ 24.25 | 08/07/2007 | M | 15,000 | 11/11/2000 | 11/10/2007 | Common Stock | 15,000 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
TIMMERMAN JOSE R 14901 S. ORANGE BLOSSOM TRAIL ORLANDO, FL 32837- |
Sr.V.P., Worldwide Operations |
Thomas M. Roehlk, Attorney-in-fact | 08/08/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares sold pursuant to cashless exercise of stock options. |
(4) | The option becomes exercisable, if at all, in increments of 1/3 of grant if the market price of TUP's common stock on the New York Stock Exchange during any 45-day period out of 60 consecutive trading days exceeds $32.05, $36.05 and $40.05, respectively. Any portion of the grant not vesting in accordance with the schedule on or before November 11, 2002 shall expire automatically. |
(5) | The option becomes exercisable, if at all, in increments of 1/3 of grant if the market price of TUP's common stock on the New York Stock Exchange during any 45-day period out of 60 consecutive trading days exceeds $32.05, $36.05 and $40.05, respectively. Any portion of the grant not vesting in accordance with the schedule on or before November 11, 2002 shall expire automatically. |
(2) | The option vests in four equal annual installments (25%) beginning on November 13, 2000. |
(3) | The option vests in four equal annual installments (25%) beginning on November 13, 2000. |