Number of Shares | 5) | Sole Voting Power 1,000,000 (a) |
Beneficially | ||
Owned by Each | 6) | Shared Voting Power -0- |
Reporting | ||
Person With | 7) | Sole Dispositive Power 1,000,000 (a) |
8) | Shared Dispositive Power -0- | |
(a)
|
Roadrunner Capital Group LLC (“Roadrunner”) has the right
to purchase up to an additional 4,224,094 shares of common stock of United
EcoEnergy Corp. (“Issuer”) pursuant to the balance remaining on an option
agreement between Roadrunner and VASLM, LLC. Although
Roadrunner has sole voting and dispositive control of the shares upon
purchase, Chris Messalas as the Managing Member of Roadrunner may be
deemed to have the right to direct the voting and dispositive control over
such common stock. The option agreement contains a restriction that
restricts Roadrunner from exercising and beneficially owning, together
with its affiliates, more than 9.5% of the number of shares of common
stock of the Issuer outstanding on the dates the options are
exercised. Currently 6,091,819 would represent
9.5%. Currently Roadrunner owns 1,000,000 shares of the
Issuer’s common stock and the balance remaining under the option agreement
is 4,224,094 .
|
Number of Shares | 5) | Sole Voting Power 2,095,000 (b) |
Beneficially | ||
Owned by Each | 6) | Shared Voting Power -0- |
Reporting | ||
Person With | 7) | Sole Dispositive Power 2,095,000 (b) |
8) | Shared Dispositive Power -0- | |
a)
|
(b)
Leaddog Capital L.P. (“Leaddog”) currently owns in its name 2,095,000
shares of common stock of United EcoEnergy Corp. (“Issuer”). Although
Leaddog has sole voting and dispositive control of the shares, Chris
Messalas and Joseph B. LaRocco as Managing Members of Leaddog Capital
Markets, LLC, (Leaddog’s general partner) may be deemed to have the right
to direct the voting and dispositive control over such common stock.
Leaddog is restricted from exercising and beneficially owning, together
with its affiliates, more than 9.5% of the number of shares of common
stock of the Issuer. Leaddog is entitled to receive an
additional 100,000 shares as partial consideration for a loan to the
Issuer on March 31, 2009. Leaddog is entitled to receive an additional
50,000 shares as partial consideration for a loan to the Issuer on April
17, 2009. Leaddog is also entitled to receive an additional 100,000 shares
as partial consideration for a loan to a third
party.
|
(A)
|
NAME
OF ISSUER
United
EcoEnergy Corp.
|
(B)
|
ADDRESS
OF ISSUER'S PRINCIPAL EXECUTIVE
OFFICE
1365
N. Courtenay Parkway, Suite A, Merritt Island, FL
32953
|
(A)
|
NAME
OF PERSONS FILING
Roadrunner
Capital Group, LLC New
Jersey
Leaddog
Capital,
L.P. Delaware
|
(B)
|
ADDRESS
OF PRINCIPAL BUSINESS OFFICE OR IF
NONE, RESIDENCE
120
Wall Street, 24th
Floor, New York, NY 10005
|
(C)
|
CITIZENSHIP
Roadrunner
Capital Group, LLC New Jersey
Leaddog
Capital,
L.P. Delaware
|
(D)
|
TITLE
OF CLASS OF SECURITIES
Common
Stock
|
(E)
|
CUSIP
NUMBER
910203108
|
Roadrunner
|
Leaddog
|
|||||||
Beneficial
Ownership
|
1,000,000 | (a) | 2,095,000 | (b) | ||||
Percentage
of Class
|
1.86% | (a) | 3.27% | (b) | ||||
Sole
Voting Power
|
1,000,000 | (a) | 2,095,000 | (b) | ||||
Shared
Voting Power
|
-0- | -0- | ||||||
Sole
Dispositive Power
|
1,000,000 | (a) | 2,095,000 | (b) | ||||
Shared
Dispositive Power
|
-0- | -0 - |
Dated: February
12, 2010
|
By:
|
/s/ Chris Messalas | |
Name: Chris Messalas | |||
Title: Managing Member | |||
Roadrunner Capital Group, LLC | Leaddog Capital L.P. by its General | |||
Partner Leaddog Capital Markets, LLC | ||||
/s/Chris
Messalas
|
/s/
Chris Messalas
|
|||
Chris
Messalas, Managing Member
|
Chris
Messalas, Managing Member
|
|||
|
|