UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Warrant | 10/13/2006 | 10/13/2011 | Common Stock | 188,210 | $ 2.87 | D | Â |
Warrant | 10/13/2006 | 10/13/2011 | Common Stock | 1,072,012 | $ 2.87 | I | See Footnote (2) (3) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
NG TEE KHIANG 11494 SORRENTO VALLEY RD. SAN DIEGO, CA 92121 |
 X |  |  |  |
Ng Tee Khiang | 06/10/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes (i) 514,403 shares owned by Raintree Fund 1 Pte Ltd. The Reporting Person may be deemed an indirect beneficial owner of these shares since as a shareholder he has voting and investment control over the shares; (ii) 411,522 shares owned by Evia Growth Opportunities Limited. The Reporting Person may be deemed an indirect beneficial owner of these shares since as a shareholder and a director he has voting and investment control over the shares; (iii) 823,045 shares owned by ATP Investments Limited. The Reporting Person may be deemed an indirect beneficial owner of these shares since as a shareholder and a director he has voting and investment control over the shares; (iv) 144,034 shares owned by Broadven Limited. The Reporting Person may be deemed an indirect beneficial owner of these shares since as a shareholder and a director he has voting and investment control over the shares. |
(2) | Includes (i) 128,600 owned by Raintree Fund 1 Pte Ltd. The Reporting Person may be deemed an indirect beneficial owner of these warrants since as a shareholder he has voting and investment control over the warrants; (ii) 102,880 warrants owned by Evia Growth Opportunities Limited. The Reporting Person may be deemed an indirect beneficial owner of these warrants since as a shareholder and a director he has voting and investment control over the warrants; (iii) 205,761 warrants owned by ATP Investments Limited. The Reporting Person may be deemed an indirect beneficial owner of the warrants since as a shareholder and a director he has voting and investment control over the warrants; (iv) 230,452 warrants owned by Broadven Limited. |
(3) | The Reporting Person may be deemed an indirect beneficial owner of these warrants since as a shareholder and a director he has voting and investment control over the warrants; (v) 404,319 warrants owned by Broadven Ltd. The Reporting Person may be deemed an indirect beneficial owner of these warrants since as a shareholder and a director he has voting and investment control over the warrants. |
 Remarks: This Form 3 is being amended to include the Reporting Person's ownership of Warrants inadvertently excluded on the initial Form 3 filed April 9, 2009. |