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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (2) | 12/31/2011 | M | 250,000 | (2) | (2) | Common Stock | 250,000 | $ 0 | 750,000 | D | ||||
Restricted Stock Units | (3) | 01/03/2012 | M | 224,719 | (3) | (3) | Common Stock | 224,719 | $ 0 | 0 | D | ||||
Restricted Stock Units | (4) | 01/03/2012 | M | 235,000 | (4) | (4) | Common Stock | 235,000 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WEIL A LORNE C/O SCIENTIFIC GAMES CORPORATION 750 LEXINGTON AVENUE, 25TH FLOOR NEW YORK, NY 10022 |
X | Chairman and CEO |
/s/ Jack Sarno, attorney-in-fact for A. Lorne Weil | 01/05/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents the satisfaction of tax withholding obligations upon the settlement of restricted stock units. Amount of shares withheld to satisfy tax withholding obligations was mistakenly reported as 109,281 in the reporting person's original Form 4. |
(2) | Represents vesting of one-fourth of restricted stock units granted on December 2, 2010. The balance of the award is scheduled to vest in three equal installments on each of December 31, 2012, 2013 and 2014. Each unit converts into a share of common stock on a one-for-one basis. |
(3) | Represents the settlement of restricted stock units granted on June 30, 2007. The award vested in three equal installments on each of December 31, 2007, 2008 and 2009. The vested RSUs were subject to a deferral agreement under which delivery of the underlying shares was deferred until the first business day of 2012. Each unit converts into a share of common stock on a one-for-one basis. |
(4) | Represents the settlement of restricted stock units granted on September 7, 2006. The award vested in four equal installments on each of December 31, 2006, 2007, 2008 and 2009. The vested RSUs were subject to a deferral agreement under which delivery of the underlying shares was deferred until the first business day of 2012. Each unit converts into a share of common stock on a one-for-one basis. |