|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 19.2 | 12/13/2002(5) | 12/13/2011 | Common Stock | 15,000 | 15,000 | D | ||||||||
Employee Stock Option (Right to Buy) | $ 19.1 | 07/23/2003(6) | 07/23/2012 | Common Stock | 10,000 | 10,000 | D | ||||||||
Employee Stock Option (Right to Buy) | $ 22.85 | 02/27/2004(7) | 02/27/2013 | Common Stock | 30,000 | 30,000 | D | ||||||||
Employee Stock Option (Right to Buy) | $ 30.56 | 02/26/2005(8) | 02/26/2014 | Common Stock | 20,000 | 20,000 | D | ||||||||
Employee Stock Option (Right to Buy) | $ 36.55 | 02/28/2006(9) | 02/28/2015 | Common Stock | 30,000 | 30,000 | D | ||||||||
Employee Stock Option (Right to Buy) | $ 47.49 | 12/08/2006(10) | 12/08/2015 | Common Stock | 50,000 | 50,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
NALLATHAMBI ANAND K 12395 FIRST AMERICAN WAY POWAY, CA 92064 |
Business Segment President |
/s/ Stacy S. Rentner, Attorney-in-Fact for Anand K. Nallathambi | 11/13/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares of the issuer received in exchange for Class A common stock of First Advantage Corporation tendered to the issuer pursuant to the registered exchange offer commenced by the issuer on October 9, 2009, which expired on November 10, 2009. |
(2) | The consideration received in the exchange offer was 0.58 of a common share of the issuer for each share of Class A common stock of First Advantage Corporation, plus cash in lieu of any fractional share. |
(3) | Includes 2,123.483 shares acquired in connection with the issuer's Employee Stock Purchase Plan. |
(4) | Amount shown consists of issuer shares held in the reporting person's First Advantage Corporation 401(k) savings plan account. |
(5) | The option vests in five equal annual increments commencing 12/13/02, the first anniversary of the grant. |
(6) | The acquisition transaction and the disposition transaction referencing this footnote involved an amendment of an outstanding option, resulting in the deemed cancellation (disposition) of the old option and the grant (acquisition) of a replacement option. The option was originally granted on 7/23/02 and provides for vesting in five equal installments commencing on 7/23/03. |
(7) | The option vests in five equal annual increments commencing 2/27/04, the first anniversary of the grant. |
(8) | The option vests in five equal annual increments commencing 2/26/05, the first anniversary of the grant. |
(9) | The option vests in five equal annual increments commencing 2/28/06, the first anniversary of the grant. |
(10) | The option vests in five equal annual increments commencing 7/23/2003, the first anniversary of the grant. |
Remarks: Exhibit List: Exhibit 24 - Power of Attorney |