1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
06/07/2017(1)
|
06/07/2026 |
Common Stock
|
5,762
|
$
16.21
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
06/12/2018(2)
|
06/12/2027 |
Common Stock
|
9,644
|
$
7.03
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
06/05/2019(3)
|
06/05/2028 |
Common Stock
|
3,457
|
$
12.19
|
D
|
Â
|
Restricted Stock Units
|
06/07/2019(4)
|
06/07/2019 |
Common Stock
|
2,059
(5)
|
$
0
(8)
|
D
|
Â
|
Restricted Stock Units
|
06/12/2020(6)
|
06/12/2020 |
Common Stock
|
3,516
|
$
0
(8)
|
D
|
Â
|
Restricted Stock Units
|
06/05/2021(7)
|
06/05/2021 |
Common Stock
|
1,901
|
$
0
(8)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Options granted on June 7, 2016 vest in three equal annual installments beginning on the first anniversary of the date of grant. |
(2) |
Options granted on June 12, 2017 vest in three equal annual installments beginning on the first anniversary of the date of grant. |
(3) |
Options granted on June 5, 2018 vest in three equal annual installments beginning on the first anniversary of the date of grant. |
(4) |
Restricted Stock Units granted on June 7, 2016 vest on the third anniversary of the date of grant. |
(5) |
These Restricted Stock Unit awards were expressly subject to and contingent upon the approval by the Company's stockholders of a proposed amendment and restatement of the 2007 Long Term Incentive Plan (the "Amendment") at the Annual Meeting of Stockholders being held on Wednesday, August 3, 2016, which Amendment was officially approved by the stockholders on said date. |
(6) |
Restricted Stock Units granted on June 12, 2017 vest on the third anniversary of the date of grant. |
(7) |
Restricted Stock Units granted on June 5, 2018 vest on the third anniversary of the date of grant. |
(8) |
The conversion or exercise price of the security is 1 for 1. |