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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series A Preferred Units | $ 6.5 | 10/07/2011 | X | 4,455 (1) (2) | 09/29/2011 | (3) | Common Units (2) | 4,455 | $ 6.5 | 4,455 (1) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LIGON DUKE R 6120 SOUTH YALE AVENUE SUITE 500 TULSA, OK 74136 |
X |
/s/ Duke R. Ligon | 11/11/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This amendment is being filed to reflect Mr. Ligon's purchase of an additional 396 Series A Preferred Units in respect of the fulfillment of certain over-subscription rights exercised by Mr. Ligon in the rights offering. The pro-ration calculations related to over-subscription rights were not made by the subscription agent until after the close of the rights offering on October 31, 2011. On November 11, 2011, Mr. Ligon was informed that he received the additional 396 Series A Preferred Units. |
(2) | The Series A Preferred Units are convertible into common units. The terms of the Series A Preferred Units are more fully descibed in BKEP's Form 8-A filed on September 27, 2011. |
(3) | Not applicable. |
Remarks: Mr. Ligon is a director of Blueknight Energy Partners G.P., L.L.C., the general partner of Blueknight Energy Partners, L.P. |