|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Options | $ 27 | 02/15/2012 | D | 10,000 | (2) | 04/26/2012 | Common Stock | 10,000 | $ 27 (2) | 0 | D | ||||
Non-Qualified Stock Options | $ 37.45 | 02/15/2012 | D | 10,000 | (2) | 04/25/2013 | Common Stock | 10,000 | $ 16.55 (2) | 0 | D | ||||
Non-Qualified Stock Options | $ 29.83 | 02/15/2012 | D | 10,000 | (2) | 04/24/2014 | Common Stock | 10,000 | $ 24.17 (2) | 0 | D | ||||
Non-Qualified Stock Options | $ 25.49 | 02/15/2012 | D | 15,000 | (2) | 01/26/2011 | Common Stock | 15,000 | $ 28.51 (2) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HAUSER ROBERT G MD 21919 30TH DR SE BOTHELL, WA 98021 |
X |
Shannon Atchison, Attorney-In-Fact for Robert G. Hauser, MD | 04/16/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | In connection with an offer to purchase (the "Tender Offer"), each outstanding restricted stock unit ("RSU") became immediately vested on February 15, 2012 and has automatically converted into the right to receive an amount equal to the product of the number of shares subject to the RSU and $54.00 (the "Offer Price"). |
(2) | In connection with the Tender Offer, each outstanding option, whether vested or unvested, became fully vested and cancelled on February 15, 2012 and the holder received the right to receive from the issuer an amount equal to the product of the number of shares subject to the option and the amount by which the Offer Price exceeded the exercise price. |