1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Warrant to Acquire Common Stock
|
08/11/2013 |
05/13/2016 |
Common Stock, par value $0.001 per share
|
517,349
|
$
1.46
|
I
|
See Footnotes
(1)
(4)
|
Warrant to Acquire Common Stock
|
08/11/2013 |
05/13/2016 |
Common Stock, par value $0.001 per share
|
517,349
|
$
1.46
|
I
|
See Footnotes
(2)
(4)
|
Warrant to Acquire Common Stock
|
08/11/2013 |
05/13/2016 |
Common Stock, par value $0.001 per share
|
517,349
|
$
1.46
|
I
|
See Footnotes
(3)
(4)
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
These shares of Common Stock and Warrants to acquire Common Stock are directly owned by the Tino Hans Schuler Trust. H. George Schuler is the sole trustee of the Tino Hans Schuler Trust. |
(2) |
These shares of Common Stock and Warrants to acquire Common Stock are directly owned by the Tanya Eve Schuler Trust. H. George Schuler is the sole trustee of the Tanya Eve Schuler Trust. |
(3) |
These shares of Common Stock and Warrants to acquire Common Stock are directly owned by the Therese Heidi Schuler Trust. H. George Schuler is the sole trustee of the Therese Heidi Schuler Trust. |
(4) |
The reporting person disclaims beneficial ownership of the shares of Common Stock and Warrants to acquire Common Stock except to the extent of his pecuniary interest therein. |