|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
NEWLIN WILLIAM R MERITOR, INC. 2135 WEST MAPLE ROAD TROY, MI 48084-7186 |
X |
/s/ William R. Newlin, By: Sandra J. Quick, Attorney-in-fact | 02/01/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 41,748 shares of Restricted Stock held by Meritor, Inc. (the "Company") to implement restrictions on transfer unless and until certain conditions are met. The number of shares of common stock beneficially owned by Mr. Newlin corrects the number reported in Column 5 of Mr. Newlin's Form 4 filed on February 4, 2015, which inadvertently did not include the 18,670 shares of common stock reported as acquired in Column 4 of the 2/4/15 Form 4. |
(2) | Reflects 11,400 shares of common stock transferred from Mr. Newlin's reported direct holdings to his Grantor Retained Annuity Trusts (the "GRAT"). |
(3) | Upon termination of the GRAT, 59,342 of the shares held by the GRAT were distributed to Mr. Newlin's adult children who do not reside in his household. |
(4) | Acquisition of shares of Restricted Stock of the Company as equity compensation. |
(5) | Inapplicable. |
(6) | Includes 36,941 shares of Restricted Stock held by the Company to implement restrictions on transfer unless and until certain conditions are met. Also reflects vesting on January 24, 2016 of 20,120 shares of Restricted Stock. |