united states
securities and exchange commission
Washington, D.C. 20549
Form N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-06686
JPMorgan China Region Fund, Inc.
(Exact name of registrant as specified in charter)
One Beacon Street, 18th Floor
Boston, Massachusetts 02108
(Address of principal executive offices) (Zip code)
Dechert LLP
1095 Avenue of the Americas
New York, New York 10036
(Name and Address of Agent for Service)
Registrant’s telephone number, including area code: (800) 441-9800
Date of fiscal year end: December 31
Date of reporting period: July 1, 2016 to June 30, 2017
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant
is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant
is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office
of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450
Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements
of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record
| Meeting ID | Country | Meeting Type | Meeting Date | Company Name | ISIN | Sedol | Item Number | Proposal | Proponet | Management Recommendation | Vote Instruction |
| 1070954 | Bermuda | Annual | 7/13/2016 17:00 | Man Wah Holdings Ltd. | BMG5800U1071 | B58YWF7 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1070954 | Bermuda | Annual | 7/13/2016 17:00 | Man Wah Holdings Ltd. | BMG5800U1071 | B58YWF7 | 2 | Approve Final Dividend | Management | For | For |
| 1070954 | Bermuda | Annual | 7/13/2016 17:00 | Man Wah Holdings Ltd. | BMG5800U1071 | B58YWF7 | 3 | Elect Alan Marnie as Director and Approve His Remuneration | Management | For | For |
| 1070954 | Bermuda | Annual | 7/13/2016 17:00 | Man Wah Holdings Ltd. | BMG5800U1071 | B58YWF7 | 4 | Elect Dai Quanfa as Director and Approve His Remuneration | Management | For | For |
| 1070954 | Bermuda | Annual | 7/13/2016 17:00 | Man Wah Holdings Ltd. | BMG5800U1071 | B58YWF7 | 5 | Elect Chau Shing Yim, David as Director and Approve His Remuneration | Management | For | For |
| 1070954 | Bermuda | Annual | 7/13/2016 17:00 | Man Wah Holdings Ltd. | BMG5800U1071 | B58YWF7 | 6 | Elect Kan Chung Nin, Tony as Director and Approve His Remuneration | Management | For | For |
| 1070954 | Bermuda | Annual | 7/13/2016 17:00 | Man Wah Holdings Ltd. | BMG5800U1071 | B58YWF7 | 7 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 1070954 | Bermuda | Annual | 7/13/2016 17:00 | Man Wah Holdings Ltd. | BMG5800U1071 | B58YWF7 | 8 | Approve Bonus Issue of Shares | Management | For | For |
| 1070954 | Bermuda | Annual | 7/13/2016 17:00 | Man Wah Holdings Ltd. | BMG5800U1071 | B58YWF7 | 9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 1070954 | Bermuda | Annual | 7/13/2016 17:00 | Man Wah Holdings Ltd. | BMG5800U1071 | B58YWF7 | 10 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 1070954 | Bermuda | Annual | 7/13/2016 17:00 | Man Wah Holdings Ltd. | BMG5800U1071 | B58YWF7 | 11 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 1077534 | Cayman Islands | Annual | 8/4/2016 10:00 | Pacific Textiles Holdings Ltd. | KYG686121032 | B1WMLF2 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1077534 | Cayman Islands | Annual | 8/4/2016 10:00 | Pacific Textiles Holdings Ltd. | KYG686121032 | B1WMLF2 | 2 | Approve Final Dividend | Management | For | For |
| 1077534 | Cayman Islands | Annual | 8/4/2016 10:00 | Pacific Textiles Holdings Ltd. | KYG686121032 | B1WMLF2 | 3a | Elect Tsang Kang Po as Director | Management | For | For |
| 1077534 | Cayman Islands | Annual | 8/4/2016 10:00 | Pacific Textiles Holdings Ltd. | KYG686121032 | B1WMLF2 | 3b | Elect Choi Kin Chung as Director | Management | For | For |
| 1077534 | Cayman Islands | Annual | 8/4/2016 10:00 | Pacific Textiles Holdings Ltd. | KYG686121032 | B1WMLF2 | 3c | Elect Chan Yue Kwong, Michael as Director | Management | For | Against |
| 1077534 | Cayman Islands | Annual | 8/4/2016 10:00 | Pacific Textiles Holdings Ltd. | KYG686121032 | B1WMLF2 | 3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 1077534 | Cayman Islands | Annual | 8/4/2016 10:00 | Pacific Textiles Holdings Ltd. | KYG686121032 | B1WMLF2 | 4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 1077534 | Cayman Islands | Annual | 8/4/2016 10:00 | Pacific Textiles Holdings Ltd. | KYG686121032 | B1WMLF2 | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 1077534 | Cayman Islands | Annual | 8/4/2016 10:00 | Pacific Textiles Holdings Ltd. | KYG686121032 | B1WMLF2 | 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 1077534 | Cayman Islands | Annual | 8/4/2016 10:00 | Pacific Textiles Holdings Ltd. | KYG686121032 | B1WMLF2 | 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 1079131 | Hong Kong | Special | 8/5/2016 16:30 | Dah Sing Banking Group Ltd. | HK2356013600 | B01G0P1 | 1 | Approve the Distribution Agreements and Related Transactions | Management | For | For |
| 1080429 | Cayman Islands | Special | 8/12/2016 9:00 | Car Inc. | KYG190211071 | BQQP9S1 | a | Approve Framework Agreement and Related Transactions | Management | For | For |
| 1080429 | Cayman Islands | Special | 8/12/2016 9:00 | Car Inc. | KYG190211071 | BQQP9S1 | b | Approve Annual Caps for Financial Years Ending December 31, 2016, 2017 and 2018 | Management | For | For |
| 1080429 | Cayman Islands | Special | 8/12/2016 9:00 | Car Inc. | KYG190211071 | BQQP9S1 | c | Authorize Board Deal with All Matters in Relation to the Framework Agreement | Management | For | For |
| 1080247 | Hong Kong | Special | 8/30/2016 12:30 | Shun Tak Holdings Ltd. | HK0242001243 | 6806633 | 1 | Approve Sale and Purchase Agreement, Transfer of the Property Under the Promissory Sale and Purchase Agreement, Joint Venture Formation and Related Transactions | Management | For | For |
| 1079611 | Cayman Islands | Annual | 8/31/2016 9:30 | Himax Technologies Inc. | US43289P1066 | B126TB6 | 1 | Approve Financial Reports of the Company | Management | For | For |
| 1079611 | Cayman Islands | Annual | 8/31/2016 9:30 | Himax Technologies Inc. | US43289P1066 | B126TB6 | 2 | Elect Hsiung-Ku Chen as Independent Director | Management | For | For |
| 1079611 | Cayman Islands | Annual | 8/31/2016 9:30 | Himax Technologies Inc. | US43289P1066 | B126TB6 | 3 | Amend Company's 2011 Long-Term Incentive Plan | Management | For | For |
| 1079611 | Cayman Islands | Annual | 8/31/2016 9:30 | Himax Technologies Inc. | US43289P1066 | B126TB6 | 4 | Other Business | Management | None | Against |
| 1076515 | Cayman Islands | Annual | 8/31/2016 16:30 | Regina Miracle International (Holdings) Limited | KYG748071019 | BYTBQY7 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1076515 | Cayman Islands | Annual | 8/31/2016 16:30 | Regina Miracle International (Holdings) Limited | KYG748071019 | BYTBQY7 | 2 | Approve Final Dividend | Management | For | For |
| 1076515 | Cayman Islands | Annual | 8/31/2016 16:30 | Regina Miracle International (Holdings) Limited | KYG748071019 | BYTBQY7 | 3.1 | Elect Hung Yau Lit as Director | Management | For | For |
| 1076515 | Cayman Islands | Annual | 8/31/2016 16:30 | Regina Miracle International (Holdings) Limited | KYG748071019 | BYTBQY7 | 3.2 | Elect Yiu Kar Chun Antony as Director | Management | For | For |
| 1076515 | Cayman Islands | Annual | 8/31/2016 16:30 | Regina Miracle International (Holdings) Limited | KYG748071019 | BYTBQY7 | 3.3 | Elect Liu Zhenqiang as Director | Management | For | For |
| 1076515 | Cayman Islands | Annual | 8/31/2016 16:30 | Regina Miracle International (Holdings) Limited | KYG748071019 | BYTBQY7 | 4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 1076515 | Cayman Islands | Annual | 8/31/2016 16:30 | Regina Miracle International (Holdings) Limited | KYG748071019 | BYTBQY7 | 5 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 1076515 | Cayman Islands | Annual | 8/31/2016 16:30 | Regina Miracle International (Holdings) Limited | KYG748071019 | BYTBQY7 | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 1076515 | Cayman Islands | Annual | 8/31/2016 16:30 | Regina Miracle International (Holdings) Limited | KYG748071019 | BYTBQY7 | 7 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 1076515 | Cayman Islands | Annual | 8/31/2016 16:30 | Regina Miracle International (Holdings) Limited | KYG748071019 | BYTBQY7 | 8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 1083399 | Cayman Islands | Annual | 9/23/2016 10:00 | Silicon Motion Technology Corporation | US82706C1080 | B0CL646 | 1 | Elect Yung-Chien Wang as Director | Management | For | For |
| 1083399 | Cayman Islands | Annual | 9/23/2016 10:00 | Silicon Motion Technology Corporation | US82706C1080 | B0CL646 | 2 | Approve Appointment of of Deloitte & Touche as Independent Auditor | Management | For | For |
| 1089997 | Cayman Islands | Special | 10/11/2016 10:00 | China Resources Land Ltd. | KYG2108Y1052 | 6193766 | 1 | Approve Acquisition Agreement and Related Transactions | Management | For | For |
| 1086967 | Cayman Islands | Annual | 10/13/2016 9:00 | Alibaba Group Holding Limited | US01609W1027 | BP41ZD1 | 1.1 | Elect Daniel Yong Zhang as Director | Management | For | For |
| 1086967 | Cayman Islands | Annual | 10/13/2016 9:00 | Alibaba Group Holding Limited | US01609W1027 | BP41ZD1 | 1.2 | Elect Chee Hwa Tung as Director | Management | For | For |
| 1086967 | Cayman Islands | Annual | 10/13/2016 9:00 | Alibaba Group Holding Limited | US01609W1027 | BP41ZD1 | 1.3 | Elect Jerry Yang as Director | Management | For | For |
| 1086967 | Cayman Islands | Annual | 10/13/2016 9:00 | Alibaba Group Holding Limited | US01609W1027 | BP41ZD1 | 1.4 | Elect Wan Ling Martello as Director | Management | For | For |
| 1086967 | Cayman Islands | Annual | 10/13/2016 9:00 | Alibaba Group Holding Limited | US01609W1027 | BP41ZD1 | 1.5 | Elect Eric Xiandong Jing as Director | Management | For | For |
| 1086967 | Cayman Islands | Annual | 10/13/2016 9:00 | Alibaba Group Holding Limited | US01609W1027 | BP41ZD1 | 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 1093768 | Cayman Islands | Special | 10/31/2016 10:00 | Phoenix Healthcare Group Co., Ltd. | KYG7092M1087 | BGFBMX6 | 1 | Approve Sale and Purchase Agreement, Specific Mandate to Issue Considerations Shares and Related Transactions | Management | For | For |
| 1093768 | Cayman Islands | Special | 10/31/2016 10:00 | Phoenix Healthcare Group Co., Ltd. | KYG7092M1087 | BGFBMX6 | 2 | Approve Whitewash Waiver | Management | For | For |
| 1093768 | Cayman Islands | Special | 10/31/2016 10:00 | Phoenix Healthcare Group Co., Ltd. | KYG7092M1087 | BGFBMX6 | 3 | Approve Increase in Authorized Share Capital | Management | For | For |
| 1093768 | Cayman Islands | Special | 10/31/2016 10:00 | Phoenix Healthcare Group Co., Ltd. | KYG7092M1087 | BGFBMX6 | 4 | Approve CR PMM Framework Agreement, Proposed Caps and Related Transactions | Management | For | For |
| 1093768 | Cayman Islands | Special | 10/31/2016 10:00 | Phoenix Healthcare Group Co., Ltd. | KYG7092M1087 | BGFBMX6 | 5 | Change English Name and Adopt Chinese Name | Management | For | For |
| 1095192 | Cayman Islands | Special | 10/31/2016 11:00 | Phoenix Healthcare Group Co., Ltd. | KYG7092M1087 | BGFBMX6 | 1 | Approve Yan Hua IOT Agreement, Proposed Annual Caps and Related Transactions | Management | For | For |
| 1095192 | Cayman Islands | Special | 10/31/2016 11:00 | Phoenix Healthcare Group Co., Ltd. | KYG7092M1087 | BGFBMX6 | 2 | Approve Original PMM Sales Framework Agreement, Proposed Annual Caps and Related Transactions | Management | For | For |
| 1090560 | China | Special | 11/4/2016 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 1 | Approve Grant of H Share Appreciation Rights | Management | For | Against |
| 1090560 | China | Special | 11/4/2016 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 2 | Approve Adjustment to the Remuneration of Independent Directors | Management | For | For |
| 1090560 | China | Special | 11/4/2016 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 3 | Approve Adjustment to the Remuneration of External Supervisors | Management | For | For |
| 1093390 | Hong Kong | Annual | 11/9/2016 12:00 | Sun Hung Kai Properties Ltd. | HK0016000132 | 6859927 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1093390 | Hong Kong | Annual | 11/9/2016 12:00 | Sun Hung Kai Properties Ltd. | HK0016000132 | 6859927 | 2 | Approve Final Dividend | Management | For | For |
| 1093390 | Hong Kong | Annual | 11/9/2016 12:00 | Sun Hung Kai Properties Ltd. | HK0016000132 | 6859927 | 3.1a | Elect Kwok Kai-wang, Christopher as Director | Management | For | For |
| 1093390 | Hong Kong | Annual | 11/9/2016 12:00 | Sun Hung Kai Properties Ltd. | HK0016000132 | 6859927 | 3.1b | Elect Kwok Ping-luen, Raymond as Director | Management | For | For |
| 1093390 | Hong Kong | Annual | 11/9/2016 12:00 | Sun Hung Kai Properties Ltd. | HK0016000132 | 6859927 | 3.1c | Elect Lee Shau-kee as Director | Management | For | For |
| 1093390 | Hong Kong | Annual | 11/9/2016 12:00 | Sun Hung Kai Properties Ltd. | HK0016000132 | 6859927 | 3.1d | Elect Wong Chik-wing, Mike as Director | Management | For | For |
| 1093390 | Hong Kong | Annual | 11/9/2016 12:00 | Sun Hung Kai Properties Ltd. | HK0016000132 | 6859927 | 3.1e | Elect Yip Dicky Peter as Director | Management | For | For |
| 1093390 | Hong Kong | Annual | 11/9/2016 12:00 | Sun Hung Kai Properties Ltd. | HK0016000132 | 6859927 | 3.1f | Elect Wong Yue-chim, Richard as Director | Management | For | For |
| 1093390 | Hong Kong | Annual | 11/9/2016 12:00 | Sun Hung Kai Properties Ltd. | HK0016000132 | 6859927 | 3.1g | Elect Fung Kwok-lun, William as Director | Management | For | Against |
| 1093390 | Hong Kong | Annual | 11/9/2016 12:00 | Sun Hung Kai Properties Ltd. | HK0016000132 | 6859927 | 3.1h | Elect Leung Nai-pang, Norman as Director | Management | For | For |
| 1093390 | Hong Kong | Annual | 11/9/2016 12:00 | Sun Hung Kai Properties Ltd. | HK0016000132 | 6859927 | 3.1i | Elect Leung Kui-king, Donald as Director | Management | For | For |
| 1093390 | Hong Kong | Annual | 11/9/2016 12:00 | Sun Hung Kai Properties Ltd. | HK0016000132 | 6859927 | 3.1j | Elect Kwan Cheuk-yin, William as Director | Management | For | For |
| 1093390 | Hong Kong | Annual | 11/9/2016 12:00 | Sun Hung Kai Properties Ltd. | HK0016000132 | 6859927 | 3.2 | Approve Directors' Fees | Management | For | For |
| 1093390 | Hong Kong | Annual | 11/9/2016 12:00 | Sun Hung Kai Properties Ltd. | HK0016000132 | 6859927 | 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 1093390 | Hong Kong | Annual | 11/9/2016 12:00 | Sun Hung Kai Properties Ltd. | HK0016000132 | 6859927 | 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 1093390 | Hong Kong | Annual | 11/9/2016 12:00 | Sun Hung Kai Properties Ltd. | HK0016000132 | 6859927 | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 1093390 | Hong Kong | Annual | 11/9/2016 12:00 | Sun Hung Kai Properties Ltd. | HK0016000132 | 6859927 | 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 1092253 | China | Special | 11/16/2016 10:30 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 1 | Approve Share Transfer Agreement | Management | For | For |
| 1092253 | China | Special | 11/16/2016 10:30 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 2 | Approve 2016 General Services Framework Agreement and Related Transactions | Management | For | For |
| 1092253 | China | Special | 11/16/2016 10:30 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 3 | Approve Supplemental Agreement to the 2014 Engineering Services Framework Agreement and Related Transactions | Management | For | For |
| 1092253 | China | Special | 11/16/2016 10:30 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 4 | Approve Supplemental Agreement to the 2014 Nuclear Fuel Supply and Services Framework Agreement | Management | For | For |
| 1092253 | China | Special | 11/16/2016 10:30 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 1 | Approve Issuance of Mid-to-Long-term Bonds and Related Transactions and Authorize Chief Financial Officer to Execute Approved Resolution | Management | For | For |
| 1092253 | China | Special | 11/16/2016 10:30 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 2 | Approve Extension of Closing Date of the Relevant Authorization Period for the Short-term Debentures Issue | Management | For | For |
| 1101361 | Hong Kong | Special | 12/1/2016 15:30 | CNOOC Ltd. | HK0883013259 | B00G0S5 | 1 | Approve Non-exempt Continuing Connected Transactions | Management | For | For |
| 1101361 | Hong Kong | Special | 12/1/2016 15:30 | CNOOC Ltd. | HK0883013259 | B00G0S5 | 2 | Approve Proposed Caps for Each Category of the Non-exempt Continuing Connected Transactions | Management | For | For |
| 1102956 | Hong Kong | Special | 12/14/2016 14:30 | Shun Tak Holdings Ltd. | HK0242001243 | 6806633 | 1 | Approve the Agreement and Related Transactions | Management | For | For |
| 1102956 | Hong Kong | Special | 12/14/2016 14:30 | Shun Tak Holdings Ltd. | HK0242001243 | 6806633 | 2 | Approve Grant of Specific Mandate and Related Transactions | Management | For | For |
| 1108945 | China | Special | 3/2/2017 9:30 | Postal Savings Bank of China Co., Ltd. | CNE1000029W3 | BD8GL18 | 1 | Elect Han Wenbo as Director | Management | For | For |
| 1108945 | China | Special | 3/2/2017 9:30 | Postal Savings Bank of China Co., Ltd. | CNE1000029W3 | BD8GL18 | 2 | Elect Liu Yaogong as Director | Management | For | For |
| 1108945 | China | Special | 3/2/2017 9:30 | Postal Savings Bank of China Co., Ltd. | CNE1000029W3 | BD8GL18 | 3 | Elect Ma Weihua as Director | Management | For | For |
| 1108945 | China | Special | 3/2/2017 9:30 | Postal Savings Bank of China Co., Ltd. | CNE1000029W3 | BD8GL18 | 4 | Elect Bi Zhonghua as Director | Management | For | For |
| 1108945 | China | Special | 3/2/2017 9:30 | Postal Savings Bank of China Co., Ltd. | CNE1000029W3 | BD8GL18 | 5 | Elect Guo Tianyong as Supervisor | Management | For | For |
| 1108945 | China | Special | 3/2/2017 9:30 | Postal Savings Bank of China Co., Ltd. | CNE1000029W3 | BD8GL18 | 6 | Approve Fixed Assets Investment Budget | Management | For | For |
| 1108945 | China | Special | 3/2/2017 9:30 | Postal Savings Bank of China Co., Ltd. | CNE1000029W3 | BD8GL18 | 7 | Approve PricewaterhouseCoopers Zhong Tian LLP as External Auditors and PricewaterhouseCoopers as International Auditors and Fix Their Remuneration | Management | For | For |
| 1114918 | Hong Kong | Special | 3/10/2017 14:30 | Shun Tak Holdings Limited | HK0242001243 | 6806633 | 1 | Approve Grant of Mandate for the Issuance of Consideration Shares and Related Transactions | Management | For | Against |
| 1114965 | Cayman Islands | Special | 3/14/2017 11:00 | Cheung Kong Property Holdings Ltd. | KYG2103F1019 | BWX52N2 | 1 | Approve Connected Transaction Between the Company and Cheung Kong Infrastructure Holdings Limited Pursuant to the Consortium Formation Agreement | Management | For | For |
| 1113474 | Hong Kong | Annual | 3/17/2017 14:00 | HKT Trust and HKT Limited | HK0000093390 | B4TXDZ3 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1113474 | Hong Kong | Annual | 3/17/2017 14:00 | HKT Trust and HKT Limited | HK0000093390 | B4TXDZ3 | 2 | Approve Final Distribution by HKT Trust and Final Dividend by the Company | Management | For | For |
| 1113474 | Hong Kong | Annual | 3/17/2017 14:00 | HKT Trust and HKT Limited | HK0000093390 | B4TXDZ3 | 3a | Elect Alexander Anthony Arena as Director | Management | For | For |
| 1113474 | Hong Kong | Annual | 3/17/2017 14:00 | HKT Trust and HKT Limited | HK0000093390 | B4TXDZ3 | 3b | Elect Chung Cho Yee, Mico as Director | Management | For | For |
| 1113474 | Hong Kong | Annual | 3/17/2017 14:00 | HKT Trust and HKT Limited | HK0000093390 | B4TXDZ3 | 3c | Elect Srinivas Bangalore Gangaiah as Director | Management | For | For |
| 1113474 | Hong Kong | Annual | 3/17/2017 14:00 | HKT Trust and HKT Limited | HK0000093390 | B4TXDZ3 | 3d | Elect Aman Mehta as Director | Management | For | Against |
| 1113474 | Hong Kong | Annual | 3/17/2017 14:00 | HKT Trust and HKT Limited | HK0000093390 | B4TXDZ3 | 3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 1113474 | Hong Kong | Annual | 3/17/2017 14:00 | HKT Trust and HKT Limited | HK0000093390 | B4TXDZ3 | 4 | Approve PricewaterhouseCoopers as Auditors of the HKT Trust, the Company and the Trustee-Manager and Authorize Directors of the Company and Trustee-Manager to Fix Their Remuneration | Management | For | For |
| 1113474 | Hong Kong | Annual | 3/17/2017 14:00 | HKT Trust and HKT Limited | HK0000093390 | B4TXDZ3 | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 1127260 | Cayman Islands | Annual | 4/26/2017 10:00 | China Medical System Holdings Ltd. | KYG211081248 | B6WY993 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1127260 | Cayman Islands | Annual | 4/26/2017 10:00 | China Medical System Holdings Ltd. | KYG211081248 | B6WY993 | 2 | Approve Final Dividend | Management | For | For |
| 1127260 | Cayman Islands | Annual | 4/26/2017 10:00 | China Medical System Holdings Ltd. | KYG211081248 | B6WY993 | 3a | Elect Chen Yanling as Director | Management | For | For |
| 1127260 | Cayman Islands | Annual | 4/26/2017 10:00 | China Medical System Holdings Ltd. | KYG211081248 | B6WY993 | 3b | Elect Sa Manlin as Director | Management | For | For |
| 1127260 | Cayman Islands | Annual | 4/26/2017 10:00 | China Medical System Holdings Ltd. | KYG211081248 | B6WY993 | 3c | Elect Cheung Kam Shing, Terry as Director | Management | For | For |
| 1127260 | Cayman Islands | Annual | 4/26/2017 10:00 | China Medical System Holdings Ltd. | KYG211081248 | B6WY993 | 3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 1127260 | Cayman Islands | Annual | 4/26/2017 10:00 | China Medical System Holdings Ltd. | KYG211081248 | B6WY993 | 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 1127260 | Cayman Islands | Annual | 4/26/2017 10:00 | China Medical System Holdings Ltd. | KYG211081248 | B6WY993 | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 1127260 | Cayman Islands | Annual | 4/26/2017 10:00 | China Medical System Holdings Ltd. | KYG211081248 | B6WY993 | 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 1127260 | Cayman Islands | Annual | 4/26/2017 10:00 | China Medical System Holdings Ltd. | KYG211081248 | B6WY993 | 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 1118099 | Hong Kong | Annual | 4/26/2017 16:30 | Hong Kong Exchanges and Clearing Ltd | HK0388045442 | 6267359 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1118099 | Hong Kong | Annual | 4/26/2017 16:30 | Hong Kong Exchanges and Clearing Ltd | HK0388045442 | 6267359 | 2 | Approve Final Dividend | Management | For | For |
| 1118099 | Hong Kong | Annual | 4/26/2017 16:30 | Hong Kong Exchanges and Clearing Ltd | HK0388045442 | 6267359 | 3a | Elect Cheah Cheng Hye as Director | Management | For | For |
| 1118099 | Hong Kong | Annual | 4/26/2017 16:30 | Hong Kong Exchanges and Clearing Ltd | HK0388045442 | 6267359 | 3b | Elect Leung Pak Hon, Hugo as Director | Management | For | For |
| 1118099 | Hong Kong | Annual | 4/26/2017 16:30 | Hong Kong Exchanges and Clearing Ltd | HK0388045442 | 6267359 | 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 1118099 | Hong Kong | Annual | 4/26/2017 16:30 | Hong Kong Exchanges and Clearing Ltd | HK0388045442 | 6267359 | 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 1118099 | Hong Kong | Annual | 4/26/2017 16:30 | Hong Kong Exchanges and Clearing Ltd | HK0388045442 | 6267359 | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 1118099 | Hong Kong | Annual | 4/26/2017 16:30 | Hong Kong Exchanges and Clearing Ltd | HK0388045442 | 6267359 | 7 | Approve Remuneration Payable to the Chairman and Members of the Project Oversight Committee | Management | For | For |
| 1131795 | Hong Kong | Annual | 5/10/2017 10:30 | The Wharf (Holdings) Ltd. | HK0004000045 | 6435576 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1131795 | Hong Kong | Annual | 5/10/2017 10:30 | The Wharf (Holdings) Ltd. | HK0004000045 | 6435576 | 2a | Elect Stephen Tin Hoi Ng as Director | Management | For | For |
| 1131795 | Hong Kong | Annual | 5/10/2017 10:30 | The Wharf (Holdings) Ltd. | HK0004000045 | 6435576 | 2b | Elect Doreen Yuk Fong Lee as Director | Management | For | For |
| 1131795 | Hong Kong | Annual | 5/10/2017 10:30 | The Wharf (Holdings) Ltd. | HK0004000045 | 6435576 | 2c | Elect Vincent Kang Fang as Director | Management | For | For |
| 1131795 | Hong Kong | Annual | 5/10/2017 10:30 | The Wharf (Holdings) Ltd. | HK0004000045 | 6435576 | 2d | Elect David Muir Turnbull as Director | Management | For | For |
| 1131795 | Hong Kong | Annual | 5/10/2017 10:30 | The Wharf (Holdings) Ltd. | HK0004000045 | 6435576 | 3a | Approve Increase in Rate of Annual Fee Payable to Chairman of the Company | Management | For | For |
| 1131795 | Hong Kong | Annual | 5/10/2017 10:30 | The Wharf (Holdings) Ltd. | HK0004000045 | 6435576 | 3b | Approve Increase in Rate of Annual Fee Payable to Directors Other than the Chairman | Management | For | For |
| 1131795 | Hong Kong | Annual | 5/10/2017 10:30 | The Wharf (Holdings) Ltd. | HK0004000045 | 6435576 | 3c | Approve Increase in Rate of Annual Fee Payable to Audit Committee Members | Management | For | For |
| 1131795 | Hong Kong | Annual | 5/10/2017 10:30 | The Wharf (Holdings) Ltd. | HK0004000045 | 6435576 | 3d | Approve Annual Fee Payable to the Remuneration Committee Members | Management | For | For |
| 1131795 | Hong Kong | Annual | 5/10/2017 10:30 | The Wharf (Holdings) Ltd. | HK0004000045 | 6435576 | 4 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 1131795 | Hong Kong | Annual | 5/10/2017 10:30 | The Wharf (Holdings) Ltd. | HK0004000045 | 6435576 | 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 1131795 | Hong Kong | Annual | 5/10/2017 10:30 | The Wharf (Holdings) Ltd. | HK0004000045 | 6435576 | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 1131795 | Hong Kong | Annual | 5/10/2017 10:30 | The Wharf (Holdings) Ltd. | HK0004000045 | 6435576 | 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 1134195 | Cayman Islands | Annual | 5/11/2017 12:00 | CK Hutchison Holdings Limited | KYG217651051 | BW9P816 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1134195 | Cayman Islands | Annual | 5/11/2017 12:00 | CK Hutchison Holdings Limited | KYG217651051 | BW9P816 | 2 | Approve Final Dividend | Management | For | For |
| 1134195 | Cayman Islands | Annual | 5/11/2017 12:00 | CK Hutchison Holdings Limited | KYG217651051 | BW9P816 | 3a | Elect Kam Hing Lam as Director | Management | For | Against |
| 1134195 | Cayman Islands | Annual | 5/11/2017 12:00 | CK Hutchison Holdings Limited | KYG217651051 | BW9P816 | 3b | Elect Edith Shih as Director | Management | For | Against |
| 1134195 | Cayman Islands | Annual | 5/11/2017 12:00 | CK Hutchison Holdings Limited | KYG217651051 | BW9P816 | 3c | Elect Chow Kun Chee, Roland as Director | Management | For | Against |
| 1134195 | Cayman Islands | Annual | 5/11/2017 12:00 | CK Hutchison Holdings Limited | KYG217651051 | BW9P816 | 3d | Elect Chow Woo Mo Fong, Susan as Director | Management | For | Against |
| 1134195 | Cayman Islands | Annual | 5/11/2017 12:00 | CK Hutchison Holdings Limited | KYG217651051 | BW9P816 | 3e | Elect Cheng Hoi Chuen, Vincent as Director | Management | For | Against |
| 1134195 | Cayman Islands | Annual | 5/11/2017 12:00 | CK Hutchison Holdings Limited | KYG217651051 | BW9P816 | 3f | Elect Lee Wai Mun, Rose as Director | Management | For | Against |
| 1134195 | Cayman Islands | Annual | 5/11/2017 12:00 | CK Hutchison Holdings Limited | KYG217651051 | BW9P816 | 3g | Elect William Shurniak as Director | Management | For | For |
| 1134195 | Cayman Islands | Annual | 5/11/2017 12:00 | CK Hutchison Holdings Limited | KYG217651051 | BW9P816 | 3h | Elect Wong Chung Hin as Director | Management | For | For |
| 1134195 | Cayman Islands | Annual | 5/11/2017 12:00 | CK Hutchison Holdings Limited | KYG217651051 | BW9P816 | 4 | Approve Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 1134195 | Cayman Islands | Annual | 5/11/2017 12:00 | CK Hutchison Holdings Limited | KYG217651051 | BW9P816 | 5.1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 1134195 | Cayman Islands | Annual | 5/11/2017 12:00 | CK Hutchison Holdings Limited | KYG217651051 | BW9P816 | 5.2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 1134195 | Cayman Islands | Annual | 5/11/2017 12:00 | CK Hutchison Holdings Limited | KYG217651051 | BW9P816 | 5.3 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 1134237 | Cayman Islands | Annual | 5/11/2017 14:45 | Cheung Kong Property Holdings Ltd. | KYG2103F1019 | BWX52N2 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1134237 | Cayman Islands | Annual | 5/11/2017 14:45 | Cheung Kong Property Holdings Ltd. | KYG2103F1019 | BWX52N2 | 2 | Approve Final Dividend | Management | For | For |
| 1134237 | Cayman Islands | Annual | 5/11/2017 14:45 | Cheung Kong Property Holdings Ltd. | KYG2103F1019 | BWX52N2 | 3.1 | Elect Li Tzar Kuoi, Victor as Director | Management | For | For |
| 1134237 | Cayman Islands | Annual | 5/11/2017 14:45 | Cheung Kong Property Holdings Ltd. | KYG2103F1019 | BWX52N2 | 3.2 | Elect Kam Hing Lam as Director | Management | For | Against |
| 1134237 | Cayman Islands | Annual | 5/11/2017 14:45 | Cheung Kong Property Holdings Ltd. | KYG2103F1019 | BWX52N2 | 3.3 | Elect Chung Sun Keung, Davy as Director | Management | For | Against |
| 1134237 | Cayman Islands | Annual | 5/11/2017 14:45 | Cheung Kong Property Holdings Ltd. | KYG2103F1019 | BWX52N2 | 3.4 | Elect Cheong Ying Chew, Henry as Director | Management | For | Against |
| 1134237 | Cayman Islands | Annual | 5/11/2017 14:45 | Cheung Kong Property Holdings Ltd. | KYG2103F1019 | BWX52N2 | 3.5 | Elect Colin Stevens Russel as Director | Management | For | For |
| 1134237 | Cayman Islands | Annual | 5/11/2017 14:45 | Cheung Kong Property Holdings Ltd. | KYG2103F1019 | BWX52N2 | 3.6 | Elect Donald Jeffrey Roberts as Director | Management | For | For |
| 1134237 | Cayman Islands | Annual | 5/11/2017 14:45 | Cheung Kong Property Holdings Ltd. | KYG2103F1019 | BWX52N2 | 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 1134237 | Cayman Islands | Annual | 5/11/2017 14:45 | Cheung Kong Property Holdings Ltd. | KYG2103F1019 | BWX52N2 | 5.1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 1134237 | Cayman Islands | Annual | 5/11/2017 14:45 | Cheung Kong Property Holdings Ltd. | KYG2103F1019 | BWX52N2 | 5.2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 1134237 | Cayman Islands | Annual | 5/11/2017 14:45 | Cheung Kong Property Holdings Ltd. | KYG2103F1019 | BWX52N2 | 5.3 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 1117569 | Hong Kong | Annual | 5/12/2017 11:00 | AIA Group Ltd. | HK0000069689 | B4TX8S1 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1117569 | Hong Kong | Annual | 5/12/2017 11:00 | AIA Group Ltd. | HK0000069689 | B4TX8S1 | 2 | Approve Final Dividend | Management | For | For |
| 1117569 | Hong Kong | Annual | 5/12/2017 11:00 | AIA Group Ltd. | HK0000069689 | B4TX8S1 | 3 | Elect Mohamed Azman Yahya as Director | Management | For | For |
| 1117569 | Hong Kong | Annual | 5/12/2017 11:00 | AIA Group Ltd. | HK0000069689 | B4TX8S1 | 4 | Elect Edmund Sze-Wing Tse as Director | Management | For | For |
| 1117569 | Hong Kong | Annual | 5/12/2017 11:00 | AIA Group Ltd. | HK0000069689 | B4TX8S1 | 5 | Elect Jack Chak-Kwong So as Director | Management | For | For |
| 1117569 | Hong Kong | Annual | 5/12/2017 11:00 | AIA Group Ltd. | HK0000069689 | B4TX8S1 | 6 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 1117569 | Hong Kong | Annual | 5/12/2017 11:00 | AIA Group Ltd. | HK0000069689 | B4TX8S1 | 7A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 1117569 | Hong Kong | Annual | 5/12/2017 11:00 | AIA Group Ltd. | HK0000069689 | B4TX8S1 | 7B | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 1117569 | Hong Kong | Annual | 5/12/2017 11:00 | AIA Group Ltd. | HK0000069689 | B4TX8S1 | 7C | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | Management | For | For |
| 1136641 | Cayman Islands | Annual | 5/17/2017 15:00 | Tencent Holdings Ltd. | KYG875721634 | BMMV2K8 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1136641 | Cayman Islands | Annual | 5/17/2017 15:00 | Tencent Holdings Ltd. | KYG875721634 | BMMV2K8 | 2 | Approve Final Dividend | Management | For | For |
| 1136641 | Cayman Islands | Annual | 5/17/2017 15:00 | Tencent Holdings Ltd. | KYG875721634 | BMMV2K8 | 3a | Elect Lau Chi Ping Martin as Director | Management | For | For |
| 1136641 | Cayman Islands | Annual | 5/17/2017 15:00 | Tencent Holdings Ltd. | KYG875721634 | BMMV2K8 | 3b | Elect Charles St Leger Searle as Director | Management | For | For |
| 1136641 | Cayman Islands | Annual | 5/17/2017 15:00 | Tencent Holdings Ltd. | KYG875721634 | BMMV2K8 | 3c | Elect Yang Siu Shun as Director | Management | For | For |
| 1136641 | Cayman Islands | Annual | 5/17/2017 15:00 | Tencent Holdings Ltd. | KYG875721634 | BMMV2K8 | 3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 1136641 | Cayman Islands | Annual | 5/17/2017 15:00 | Tencent Holdings Ltd. | KYG875721634 | BMMV2K8 | 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 1136641 | Cayman Islands | Annual | 5/17/2017 15:00 | Tencent Holdings Ltd. | KYG875721634 | BMMV2K8 | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 1136641 | Cayman Islands | Annual | 5/17/2017 15:00 | Tencent Holdings Ltd. | KYG875721634 | BMMV2K8 | 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 1136641 | Cayman Islands | Annual | 5/17/2017 15:00 | Tencent Holdings Ltd. | KYG875721634 | BMMV2K8 | 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 1136641 | Cayman Islands | Annual | 5/17/2017 15:00 | Tencent Holdings Ltd. | KYG875721634 | BMMV2K8 | 8 | Adopt 2017 Share Option Scheme | Management | For | For |
| 1143615 | Cayman Islands | Special | 5/17/2017 15:00 | Tencent Holdings Ltd. | KYG875721634 | BMMV2K8 | 1 | Adopt Share Option Plan of Tencent Music Entertainment Group | Management | For | Against |
| 1134125 | Hong Kong | Annual | 5/19/2017 10:00 | Techtronic Industries Co., Ltd. | HK0669013440 | B0190C7 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1134125 | Hong Kong | Annual | 5/19/2017 10:00 | Techtronic Industries Co., Ltd. | HK0669013440 | B0190C7 | 2 | Approve Final Dividend | Management | For | For |
| 1134125 | Hong Kong | Annual | 5/19/2017 10:00 | Techtronic Industries Co., Ltd. | HK0669013440 | B0190C7 | 3a | Elect Horst Julius Pudwill as Director | Management | For | For |
| 1134125 | Hong Kong | Annual | 5/19/2017 10:00 | Techtronic Industries Co., Ltd. | HK0669013440 | B0190C7 | 3b | Elect Joseph Galli Jr. as Director | Management | For | For |
| 1134125 | Hong Kong | Annual | 5/19/2017 10:00 | Techtronic Industries Co., Ltd. | HK0669013440 | B0190C7 | 3c | Elect Peter David Sullivan as Director | Management | For | For |
| 1134125 | Hong Kong | Annual | 5/19/2017 10:00 | Techtronic Industries Co., Ltd. | HK0669013440 | B0190C7 | 3d | Elect Vincent Ting Kau Cheung as Director | Management | For | Against |
| 1134125 | Hong Kong | Annual | 5/19/2017 10:00 | Techtronic Industries Co., Ltd. | HK0669013440 | B0190C7 | 3e | Elect Johannes-Gerhard Hesse as Director | Management | For | For |
| 1134125 | Hong Kong | Annual | 5/19/2017 10:00 | Techtronic Industries Co., Ltd. | HK0669013440 | B0190C7 | 3f | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 1134125 | Hong Kong | Annual | 5/19/2017 10:00 | Techtronic Industries Co., Ltd. | HK0669013440 | B0190C7 | 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 1134125 | Hong Kong | Annual | 5/19/2017 10:00 | Techtronic Industries Co., Ltd. | HK0669013440 | B0190C7 | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 1134125 | Hong Kong | Annual | 5/19/2017 10:00 | Techtronic Industries Co., Ltd. | HK0669013440 | B0190C7 | 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 1134125 | Hong Kong | Annual | 5/19/2017 10:00 | Techtronic Industries Co., Ltd. | HK0669013440 | B0190C7 | 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 1134125 | Hong Kong | Annual | 5/19/2017 10:00 | Techtronic Industries Co., Ltd. | HK0669013440 | B0190C7 | 8 | Adopt Share Option Scheme | Management | For | Against |
| 1127005 | China | Annual | 5/23/2017 11:00 | China Telecom Corporation Ltd | CNE1000002V2 | 6559335 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1127005 | China | Annual | 5/23/2017 11:00 | China Telecom Corporation Ltd | CNE1000002V2 | 6559335 | 2 | Approve Profit Distribution Plan and Final Dividend | Management | For | For |
| 1127005 | China | Annual | 5/23/2017 11:00 | China Telecom Corporation Ltd | CNE1000002V2 | 6559335 | 3 | Approve Deloitte Touche Tohmatsu as International Auditor and Deloitte Touche Tohmatsu Certified Public Accountants LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 1127005 | China | Annual | 5/23/2017 11:00 | China Telecom Corporation Ltd | CNE1000002V2 | 6559335 | 4.1 | Elect Yang Jie as Director, Approve His Service Contract and Authorize Board to Fix His Remuneration | Management | For | For |
| 1127005 | China | Annual | 5/23/2017 11:00 | China Telecom Corporation Ltd | CNE1000002V2 | 6559335 | 4.2 | Elect Yang Xiaowei as Director, Approve His Service Contract and Authorize Board to Fix His Remuneration | Management | For | For |
| 1127005 | China | Annual | 5/23/2017 11:00 | China Telecom Corporation Ltd | CNE1000002V2 | 6559335 | 4.3 | Elect Ke Ruiwen as Director, Approve His Service Contract and Authorize Board to Fix His Remuneration | Management | For | For |
| 1127005 | China | Annual | 5/23/2017 11:00 | China Telecom Corporation Ltd | CNE1000002V2 | 6559335 | 4.4 | Elect Sun Kangmin as Director, Approve His Service Contract and Authorize Board to Fix His Remuneration | Management | For | For |
| 1127005 | China | Annual | 5/23/2017 11:00 | China Telecom Corporation Ltd | CNE1000002V2 | 6559335 | 4.5 | Elect Zhen Caiji as Director, Approve His Service Contract and Authorize Board to Fix His Remuneration | Management | For | For |
| 1127005 | China | Annual | 5/23/2017 11:00 | China Telecom Corporation Ltd | CNE1000002V2 | 6559335 | 4.6 | Elect Gao Tongqing as Director, Approve His Service Contract and Authorize Board to Fix His Remuneration | Management | For | For |
| 1127005 | China | Annual | 5/23/2017 11:00 | China Telecom Corporation Ltd | CNE1000002V2 | 6559335 | 4.7 | Elect Chen Zhongyue as Director, Approve His Service Contract and Authorize Board to Fix His Remuneration | Management | For | For |
| 1127005 | China | Annual | 5/23/2017 11:00 | China Telecom Corporation Ltd | CNE1000002V2 | 6559335 | 4.8 | Elect Chen Shengguang as Director, Approve His Service Contract and Authorize Board to Fix His Remuneration | Management | For | For |
| 1127005 | China | Annual | 5/23/2017 11:00 | China Telecom Corporation Ltd | CNE1000002V2 | 6559335 | 4.9 | Elect Tse Hau Yin, Aloysius as Director, Approve His Service Contract and Authorize Board to Fix His Remuneration | Management | For | For |
| 1127005 | China | Annual | 5/23/2017 11:00 | China Telecom Corporation Ltd | CNE1000002V2 | 6559335 | 4.10 | Elect Cha May Lung, Laura as Director, Approve Her Service Contract and Authorize Board to Fix Her Remuneration | Management | For | For |
| 1127005 | China | Annual | 5/23/2017 11:00 | China Telecom Corporation Ltd | CNE1000002V2 | 6559335 | 4.11 | Elect Xu Erming as Director, Approve His Service Contract and Authorize Board to Fix His Remuneration | Management | For | Against |
| 1127005 | China | Annual | 5/23/2017 11:00 | China Telecom Corporation Ltd | CNE1000002V2 | 6559335 | 4.12 | Elect Wang Hsuehming as Director, Approve Her Service Contract and Authorize Board to Fix Her Remuneration | Management | For | For |
| 1127005 | China | Annual | 5/23/2017 11:00 | China Telecom Corporation Ltd | CNE1000002V2 | 6559335 | 5.1 | Elect Sui Yixun as Supervisor, Approve His Service Contract and Authorize Board to Fix His Remuneration | Management | For | For |
| 1127005 | China | Annual | 5/23/2017 11:00 | China Telecom Corporation Ltd | CNE1000002V2 | 6559335 | 5.2 | Elect Hu Jing as Supervisor, Approve His Service Contract and Authorize Board to Fix His Remuneration | Management | For | For |
| 1127005 | China | Annual | 5/23/2017 11:00 | China Telecom Corporation Ltd | CNE1000002V2 | 6559335 | 5.3 | Elect Ye Zhong as Supervisor, Approve His Service Contract and Authorize Board to Fix His Remuneration | Management | For | For |
| 1127005 | China | Annual | 5/23/2017 11:00 | China Telecom Corporation Ltd | CNE1000002V2 | 6559335 | 6.1 | Amend Article 1 of the Articles of Association | Management | For | For |
| 1127005 | China | Annual | 5/23/2017 11:00 | China Telecom Corporation Ltd | CNE1000002V2 | 6559335 | 6.2 | Amend Article 13 of the Articles of Association | Management | For | For |
| 1127005 | China | Annual | 5/23/2017 11:00 | China Telecom Corporation Ltd | CNE1000002V2 | 6559335 | 6.3 | Authorize Board to Handle All Matters in Relation to the Amendments to the Articles of Association | Management | For | For |
| 1127005 | China | Annual | 5/23/2017 11:00 | China Telecom Corporation Ltd | CNE1000002V2 | 6559335 | 7.1 | Approve Issuance of Debentures | Management | For | Against |
| 1127005 | China | Annual | 5/23/2017 11:00 | China Telecom Corporation Ltd | CNE1000002V2 | 6559335 | 7.2 | Authorize Board to Handle All Matters in Relation to the Issuance of Debentures | Management | For | Against |
| 1127005 | China | Annual | 5/23/2017 11:00 | China Telecom Corporation Ltd | CNE1000002V2 | 6559335 | 7.3 | Approve Centralized Registration of Debentures by the Company | Management | For | Against |
| 1127005 | China | Annual | 5/23/2017 11:00 | China Telecom Corporation Ltd | CNE1000002V2 | 6559335 | 8.1 | Approve Issuance of Company Bonds in the People's Republic of China | Management | For | For |
| 1127005 | China | Annual | 5/23/2017 11:00 | China Telecom Corporation Ltd | CNE1000002V2 | 6559335 | 8.2 | Authorize Board to Handle All Matters in Relation to the Issuance of Company Bonds in the People's Republic of China | Management | For | For |
| 1127005 | China | Annual | 5/23/2017 11:00 | China Telecom Corporation Ltd | CNE1000002V2 | 6559335 | 9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 1127005 | China | Annual | 5/23/2017 11:00 | China Telecom Corporation Ltd | CNE1000002V2 | 6559335 | 10 | Approve Amendments to Articles of Association to Reflect Changes in the Registered Capital of the Company | Management | For | Against |
| 1140112 | Hong Kong | Annual | 5/23/2017 15:00 | China Taiping Insurance Holdings Co Ltd. | HK0000055878 | 6264048 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1140112 | Hong Kong | Annual | 5/23/2017 15:00 | China Taiping Insurance Holdings Co Ltd. | HK0000055878 | 6264048 | 2 | Approve Final Dividend | Management | For | For |
| 1140112 | Hong Kong | Annual | 5/23/2017 15:00 | China Taiping Insurance Holdings Co Ltd. | HK0000055878 | 6264048 | 3a1 | Elect Wang Tingke as Director | Management | For | For |
| 1140112 | Hong Kong | Annual | 5/23/2017 15:00 | China Taiping Insurance Holdings Co Ltd. | HK0000055878 | 6264048 | 3a2 | Elect Yu Xiaoping as Director | Management | For | For |
| 1140112 | Hong Kong | Annual | 5/23/2017 15:00 | China Taiping Insurance Holdings Co Ltd. | HK0000055878 | 6264048 | 3a3 | Elect Wu Changming as Director | Management | For | For |
| 1140112 | Hong Kong | Annual | 5/23/2017 15:00 | China Taiping Insurance Holdings Co Ltd. | HK0000055878 | 6264048 | 3a4 | Elect Zhu Dajian as Director | Management | For | Against |
| 1140112 | Hong Kong | Annual | 5/23/2017 15:00 | China Taiping Insurance Holdings Co Ltd. | HK0000055878 | 6264048 | 3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 1140112 | Hong Kong | Annual | 5/23/2017 15:00 | China Taiping Insurance Holdings Co Ltd. | HK0000055878 | 6264048 | 4 | Approve PricewaterhouseCoopers as Independent Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 1140112 | Hong Kong | Annual | 5/23/2017 15:00 | China Taiping Insurance Holdings Co Ltd. | HK0000055878 | 6264048 | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 1140112 | Hong Kong | Annual | 5/23/2017 15:00 | China Taiping Insurance Holdings Co Ltd. | HK0000055878 | 6264048 | 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 1140112 | Hong Kong | Annual | 5/23/2017 15:00 | China Taiping Insurance Holdings Co Ltd. | HK0000055878 | 6264048 | 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 1138021 | Cayman Islands | Annual | 5/23/2017 15:30 | WH Group Ltd. | KYG960071028 | BLLHKZ1 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1138021 | Cayman Islands | Annual | 5/23/2017 15:30 | WH Group Ltd. | KYG960071028 | BLLHKZ1 | 2a | Elect You Mu as Director | Management | For | For |
| 1138021 | Cayman Islands | Annual | 5/23/2017 15:30 | WH Group Ltd. | KYG960071028 | BLLHKZ1 | 2b | Elect Huang Ming as Director | Management | For | For |
| 1138021 | Cayman Islands | Annual | 5/23/2017 15:30 | WH Group Ltd. | KYG960071028 | BLLHKZ1 | 2c | Elect Lau, Jin Tin Don as Director | Management | For | For |
| 1138021 | Cayman Islands | Annual | 5/23/2017 15:30 | WH Group Ltd. | KYG960071028 | BLLHKZ1 | 3 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 1138021 | Cayman Islands | Annual | 5/23/2017 15:30 | WH Group Ltd. | KYG960071028 | BLLHKZ1 | 4 | Approve Ernst & Young as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 1138021 | Cayman Islands | Annual | 5/23/2017 15:30 | WH Group Ltd. | KYG960071028 | BLLHKZ1 | 5 | Approve Final Dividend | Management | For | For |
| 1138021 | Cayman Islands | Annual | 5/23/2017 15:30 | WH Group Ltd. | KYG960071028 | BLLHKZ1 | 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 1138021 | Cayman Islands | Annual | 5/23/2017 15:30 | WH Group Ltd. | KYG960071028 | BLLHKZ1 | 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 1138021 | Cayman Islands | Annual | 5/23/2017 15:30 | WH Group Ltd. | KYG960071028 | BLLHKZ1 | 8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 1135713 | China | Annual | 5/24/2017 10:00 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 1 | Approve 2016 Report of the Board of Directors | Management | For | For |
| 1135713 | China | Annual | 5/24/2017 10:00 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 2 | Approve 2016 Report of the Supervisory Committee | Management | For | For |
| 1135713 | China | Annual | 5/24/2017 10:00 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 3 | Approve 2016 Annual Report | Management | For | For |
| 1135713 | China | Annual | 5/24/2017 10:00 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 4 | Approve 2016 Audited Financial Statements | Management | For | For |
| 1135713 | China | Annual | 5/24/2017 10:00 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 5 | Approve 2016 Profit Distribution Plan | Management | For | For |
| 1135713 | China | Annual | 5/24/2017 10:00 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 6 | Approve 2017 Investment Plan and Capital Expenditure Budget | Management | For | For |
| 1135713 | China | Annual | 5/24/2017 10:00 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 7 | Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as Domestic Auditors and Deloitte Touche Tohmatsu as International Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 1135713 | China | Annual | 5/24/2017 10:00 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 8.1 | Elect Zhang Shanming as Director | Management | For | For |
| 1135713 | China | Annual | 5/24/2017 10:00 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 8.2 | Elect Gao Ligang as Director | Management | For | For |
| 1135713 | China | Annual | 5/24/2017 10:00 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 8.3 | Elect Tan Jiansheng as Director | Management | For | For |
| 1135713 | China | Annual | 5/24/2017 10:00 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 8.4 | Elect Shi Bing as Director | Management | For | For |
| 1135713 | China | Annual | 5/24/2017 10:00 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 8.5 | Elect Zhong Huiling as Director | Management | For | For |
| 1135713 | China | Annual | 5/24/2017 10:00 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 8.6 | Elect Zhang Yong as Director | Management | For | For |
| 1135713 | China | Annual | 5/24/2017 10:00 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 8.7 | Elect Na Xizhi as Director | Management | For | For |
| 1135713 | China | Annual | 5/24/2017 10:00 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 8.8 | Elect Hu Yiguang as Director | Management | For | For |
| 1135713 | China | Annual | 5/24/2017 10:00 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 8.9 | Elect Francis Siu Wai Keung as Director | Management | For | For |
| 1135713 | China | Annual | 5/24/2017 10:00 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 9.1 | Elect Chen Sui as Supervisor | Management | For | For |
| 1135713 | China | Annual | 5/24/2017 10:00 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 9.2 | Elect Yang Lanhe as Supervisor | Management | For | For |
| 1135713 | China | Annual | 5/24/2017 10:00 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 9.3 | Elect Chen Rongzhen as Supervisor | Management | For | For |
| 1135713 | China | Annual | 5/24/2017 10:00 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 10.1 | Approve Remuneration of Gao Ligang | Management | For | For |
| 1135713 | China | Annual | 5/24/2017 10:00 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 10.2 | Approve Remuneration of Na Xizhi | Management | For | For |
| 1135713 | China | Annual | 5/24/2017 10:00 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 10.3 | Approve Remuneration of Hu Yiguang | Management | For | For |
| 1135713 | China | Annual | 5/24/2017 10:00 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 10.4 | Approve Remuneration of Francis Siu Wai Keung | Management | For | For |
| 1135713 | China | Annual | 5/24/2017 10:00 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 10.5 | Approve Remuneration of Pan Yinsheng | Management | For | For |
| 1135713 | China | Annual | 5/24/2017 10:00 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 10.6 | Approve Remuneration of Yang Lanhe | Management | For | For |
| 1135713 | China | Annual | 5/24/2017 10:00 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 10.7 | Approve Remuneration of Chen Rongzhen | Management | For | For |
| 1135713 | China | Annual | 5/24/2017 10:00 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 10.8 | Approve Remuneration of Cai Zihua | Management | For | For |
| 1135713 | China | Annual | 5/24/2017 10:00 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 10.9 | Approve Remuneration of Wang Hongxin | Management | For | For |
| 1135713 | China | Annual | 5/24/2017 10:00 | CGN Power Co., Ltd. | CNE100001T80 | BSBMM04 | 11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 1140114 | Cayman Islands | Annual | 5/24/2017 10:00 | AAC Technologies Holdings Inc. | KYG2953R1149 | B85LKS1 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1140114 | Cayman Islands | Annual | 5/24/2017 10:00 | AAC Technologies Holdings Inc. | KYG2953R1149 | B85LKS1 | 2 | Approve Final Dividend | Management | For | For |
| 1140114 | Cayman Islands | Annual | 5/24/2017 10:00 | AAC Technologies Holdings Inc. | KYG2953R1149 | B85LKS1 | 3a | Elect Benjamin Zhengmin Pan as Director | Management | For | For |
| 1140114 | Cayman Islands | Annual | 5/24/2017 10:00 | AAC Technologies Holdings Inc. | KYG2953R1149 | B85LKS1 | 3b | Elect Poon Chung Yin Joseph as Director | Management | For | For |
| 1140114 | Cayman Islands | Annual | 5/24/2017 10:00 | AAC Technologies Holdings Inc. | KYG2953R1149 | B85LKS1 | 3c | Elect Chang Carmen I-Hua as Director | Management | For | For |
| 1140114 | Cayman Islands | Annual | 5/24/2017 10:00 | AAC Technologies Holdings Inc. | KYG2953R1149 | B85LKS1 | 3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 1140114 | Cayman Islands | Annual | 5/24/2017 10:00 | AAC Technologies Holdings Inc. | KYG2953R1149 | B85LKS1 | 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 1140114 | Cayman Islands | Annual | 5/24/2017 10:00 | AAC Technologies Holdings Inc. | KYG2953R1149 | B85LKS1 | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 1140114 | Cayman Islands | Annual | 5/24/2017 10:00 | AAC Technologies Holdings Inc. | KYG2953R1149 | B85LKS1 | 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 1140114 | Cayman Islands | Annual | 5/24/2017 10:00 | AAC Technologies Holdings Inc. | KYG2953R1149 | B85LKS1 | 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 1130942 | Hong Kong | Annual | 5/24/2017 15:00 | China Everbright International Ltd. | HK0257001336 | 6630940 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1130942 | Hong Kong | Annual | 5/24/2017 15:00 | China Everbright International Ltd. | HK0257001336 | 6630940 | 2 | Approve Final Dividend | Management | For | For |
| 1130942 | Hong Kong | Annual | 5/24/2017 15:00 | China Everbright International Ltd. | HK0257001336 | 6630940 | 3a | Elect Cai Yunge as Director | Management | For | For |
| 1130942 | Hong Kong | Annual | 5/24/2017 15:00 | China Everbright International Ltd. | HK0257001336 | 6630940 | 3b | Elect Wang Tianyi as Director | Management | For | Against |
| 1130942 | Hong Kong | Annual | 5/24/2017 15:00 | China Everbright International Ltd. | HK0257001336 | 6630940 | 3c | Elect Cai Shuguang as Director | Management | For | Against |
| 1130942 | Hong Kong | Annual | 5/24/2017 15:00 | China Everbright International Ltd. | HK0257001336 | 6630940 | 3d | Elect Tang Shuangning as Director | Management | For | Against |
| 1130942 | Hong Kong | Annual | 5/24/2017 15:00 | China Everbright International Ltd. | HK0257001336 | 6630940 | 3e | Elect Zhai Haitao as Director | Management | For | For |
| 1130942 | Hong Kong | Annual | 5/24/2017 15:00 | China Everbright International Ltd. | HK0257001336 | 6630940 | 3f | Authorize Board to Fix the Remuneration of the Directors | Management | For | For |
| 1130942 | Hong Kong | Annual | 5/24/2017 15:00 | China Everbright International Ltd. | HK0257001336 | 6630940 | 4 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 1130942 | Hong Kong | Annual | 5/24/2017 15:00 | China Everbright International Ltd. | HK0257001336 | 6630940 | 5.1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 1130942 | Hong Kong | Annual | 5/24/2017 15:00 | China Everbright International Ltd. | HK0257001336 | 6630940 | 5.2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 1130942 | Hong Kong | Annual | 5/24/2017 15:00 | China Everbright International Ltd. | HK0257001336 | 6630940 | 5.3 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 1115801 | Taiwan | Annual | 5/26/2017 9:00 | China Life Insurance Co., Ltd | TW0002823002 | 6199816 | 1 | Approve Financial Statements | Management | For | For |
| 1115801 | Taiwan | Annual | 5/26/2017 9:00 | China Life Insurance Co., Ltd | TW0002823002 | 6199816 | 2 | Approve Plan on Profit Distribution | Management | For | For |
| 1115801 | Taiwan | Annual | 5/26/2017 9:00 | China Life Insurance Co., Ltd | TW0002823002 | 6199816 | 3 | Approve Amendments to Articles of Association | Management | For | For |
| 1115801 | Taiwan | Annual | 5/26/2017 9:00 | China Life Insurance Co., Ltd | TW0002823002 | 6199816 | 4 | Approve Issuance of New Shares by Capitalization of Profit | Management | For | For |
| 1115801 | Taiwan | Annual | 5/26/2017 9:00 | China Life Insurance Co., Ltd | TW0002823002 | 6199816 | 5 | Approve Long-Term Fund Raising Plan | Management | For | For |
| 1115801 | Taiwan | Annual | 5/26/2017 9:00 | China Life Insurance Co., Ltd | TW0002823002 | 6199816 | 6 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 1115801 | Taiwan | Annual | 5/26/2017 9:00 | China Life Insurance Co., Ltd | TW0002823002 | 6199816 | 7.1 | Elect Alan Wang, a Representative of Tai li Investment Co., Ltd. with Shareholder No.213450, as Non-independent Director | Management | For | For |
| 1115801 | Taiwan | Annual | 5/26/2017 9:00 | China Life Insurance Co., Ltd | TW0002823002 | 6199816 | 7.2 | Elect Stephanie Hwang, a Representative of Tai li Investment Co., Ltd. with Shareholder No.213450, as Non-independent Director | Management | For | For |
| 1115801 | Taiwan | Annual | 5/26/2017 9:00 | China Life Insurance Co., Ltd | TW0002823002 | 6199816 | 7.3 | Elect Yu Ling Kuo, a Representative of Videoland Inc. with Shareholder No.157891, as Non-independent Director | Management | For | For |
| 1115801 | Taiwan | Annual | 5/26/2017 9:00 | China Life Insurance Co., Ltd | TW0002823002 | 6199816 | 7.4 | Elect Tony T.M. Hsu, a Representative of Lan Wan Investment Corporation with Shareholder No.271780, as Non-independent Director | Management | For | For |
| 1115801 | Taiwan | Annual | 5/26/2017 9:00 | China Life Insurance Co., Ltd | TW0002823002 | 6199816 | 7.5 | Elect Roy Mang, a Representative of Lan Wan Investment Corporation with Shareholder No.271780, as Non-independent Director | Management | For | For |
| 1115801 | Taiwan | Annual | 5/26/2017 9:00 | China Life Insurance Co., Ltd | TW0002823002 | 6199816 | 7.6 | Elect Lauren Hsien, a Representative of Ever-rich Co., Ltd. with Shareholder No.382796, as Non-independent Director | Management | For | For |
| 1115801 | Taiwan | Annual | 5/26/2017 9:00 | China Life Insurance Co., Ltd | TW0002823002 | 6199816 | 7.7 | Elect Louis T. Kung with ID No.A103026XXX as Independent Director | Management | For | For |
| 1115801 | Taiwan | Annual | 5/26/2017 9:00 | China Life Insurance Co., Ltd | TW0002823002 | 6199816 | 7.8 | Elect Wei Ta Pan with ID No.A104289XXX as Independent Director | Management | For | For |
| 1115801 | Taiwan | Annual | 5/26/2017 9:00 | China Life Insurance Co., Ltd | TW0002823002 | 6199816 | 7.9 | Elect Wen Yen Hsu with ID No.C120287XXX as Independent Director | Management | For | For |
| 1115801 | Taiwan | Annual | 5/26/2017 9:00 | China Life Insurance Co., Ltd | TW0002823002 | 6199816 | 8 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives | Management | For | For |
| 1115801 | Taiwan | Annual | 5/26/2017 9:00 | China Life Insurance Co., Ltd | TW0002823002 | 6199816 | 9 | Other Business | Management | None | Against |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 1 | Approve 2016 Work Report of the Board of Directors | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 2 | Approve 2016 Work Report of the Board of Supervisors | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 3 | Approve 2016 Annual Report | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 4 | Approve 2016 Audited Financial Statements | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 5 | Approve 2016 Profit Appropriation Plan | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 6 | Approve Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 7 | Approve Assessment Report on the Duty Performance of Directors | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 8 | Approve Assessment Report on the Duty Performance of Supervisors | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 9 | Approve Assessment Report on the Duty Performance and Cross-Evaluation of Independent Directors | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 10 | Approve Assessment Report on the Duty Performance and Cross-Evaluation of External Supervisors | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 11 | Approve Evaluation Report on Duty Performance of the Members of Senior Management | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 12 | Approve Related Party Transaction Report | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 13 | Approve Issuance of Financial Bonds | Management | For | Against |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 14.01 | Approve Type and Amount in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 14.02 | Approve Duration in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 14.03 | Approve Method of Issuance in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 14.04 | Approve Issue Target in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 14.05 | Approve Nominal Value and Issue Price in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 14.06 | Approve Lock-Up Period in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 14.07 | Approve Dividend Distribution Terms in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 14.08 | Approve Terms of Conditional Redemption in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 14.09 | Approve Terms of Mandatory Conversion in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 14.10 | Approve Restrictions on Voting Rights in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 14.11 | Approve Restoration of Voting Rights in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 14.12 | Approve Order of Distribution of Residual Assets and Basis of Liquidation in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 14.13 | Approve Rating arrangement in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 14.14 | Approve Guarantee in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 14.15 | Approve Use of Proceeds in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 14.16 | Approve Transferability in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 14.17 | Approve Compliance of Latest Regulatory Requirements in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 14.18 | Approve Effective Period of the Resolutions in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 14.19 | Approve Relationship Between the Domestic and Offshore Preference Shares in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 14.20 | Authorize Board to Handle All Matters in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 15.01 | Approve Type and Amount of the Offshore Preference Shares in Relation to the Plan for the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 15.02 | Approve Duration in Relation to the Plan for the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 15.03 | Approve Method of Issuance in Relation to the Plan for the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 15.04 | Approve Issue Target in Relation to the Plan for the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 15.05 | Approve Nominal Value and Issue Price in Relation to the Plan for the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 15.06 | Approve Lock-up Period in Relation to the Plan for the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 15.07 | Approve Dividend Distribution Terms in Relation to the Plan for the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 15.08 | Approve Terms of Conditional Redemption in Relation to the Plan for the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 15.09 | Approve Terms of Mandatory Conversion in Relation to the Plan for the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 15.10 | Approve Restrictions on Voting Rights in Relation to the Plan for the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 15.11 | Approve Restoration of Voting Rights in Relation to the Plan for the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 15.12 | Approve Order of Distribution of Residual Assets and Basis of Liquidation in Relation to the Plan for the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 15.13 | Approve Rating Arrangement in Relation to the Plan for the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 15.14 | Approve Guarantee in Relation to the Plan for the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 15.15 | Approve Use of Proceeds in Relation to the Plan for the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 15.16 | Approve Transferability in Relation to the Plan for the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 15.17 | Approve Compliance of Latest Regulatory Requirements in Relation to the Plan for the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 15.18 | Approve Effective Period of the Resolutions in Relation to the Plan for the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 15.19 | Approve Relationship Between the Offshore and Domestic Preference Shares in Relation to the Plan for the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 15.20 | Authorize Board to Handle All Matters in Relation to the Plan for the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 16 | Approve Related Party Transaction Regarding Non-Public Issuance of Offshore Preference Shares by the Company to COSCO SHIPPING Financial Holdings Co., Limited | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 17 | Approve Share Subscription Agreement | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 18 | Approve Dilution of Current Return by the Non-Public Issuance of Preference Shares and the Remedial Measures | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 19 | Approve Capital Management Plan | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 20 | Approve Shareholder Return Plan in the Next Three Years | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 21 | Approve Report on the Use of Proceeds Previously Raised | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 22 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 23 | Approve Amendments to Articles of Association | Management | For | For |
| 1135309 | China | Annual | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 24 | Approve Resolution Regarding Rules and Procedures for Shareholders' General Meetings and Board of Directors' Meetings | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 1.01 | Approve Type and Amount in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 1.02 | Approve Duration in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 1.03 | Approve Method of Issuance in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 1.04 | Approve Issue Target in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 1.05 | Approve Nominal Value and Issue Price in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 1.06 | Approve Lock-up Period in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 1.07 | Approve Dividend Distribution Terms in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 1.08 | Approve Terms of Conditional Redemption in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 1.09 | Approve Terms of Mandatory Conversion in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 1.10 | Approve Restrictions on Voting Rights in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 1.11 | Approve Restoration of Voting Rights in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 1.12 | Approve Order of Distribution of Residual Assets and Basis of Liquidation in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 1.13 | Approve Rating Arrangement in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 1.14 | Approve Guarantee in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 1.15 | Approve Use of Proceeds in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 1.16 | Approve Transferability in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 1.17 | Approve Compliance of Latest Regulatory Requirements in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 1.18 | Approve Effective Period of the Resolutions in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 1.19 | Approve Relationship Between the Domestic and Offshore Preference Shares in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 1.20 | Authorize Board to Handle All Matters in Relation to the Non-Public Issuance of Domestic Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 2.01 | Approve Type and Amount in Relation to the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 2.02 | Approve Duration in Relation to the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 2.03 | Approve Method of Issuance in Relation to the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 2.04 | Approve Issue Target in Relation to the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 2.05 | Approve Nominal Value and Issue Price in Relation to the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 2.06 | Approve Lock-up Period in Relation to the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 2.07 | Approve Dividend Distribution Terms in Relation to the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 2.08 | Approve Terms of Conditional Redemption in Relation to the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 2.09 | Approve Terms of Mandatory Conversion in Relation to the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 2.10 | Approve Restrictions on Voting Rights in Relation to the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 2.11 | Approve Restoration of Voting Rights in Relation to the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 2.12 | Approve Order of Distribution of Residual Assets and Basis of Liquidation in Relation to the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 2.13 | Approve Rating Arrangement in Relation to the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 2.14 | Approve Guarantee in Relation to the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 2.15 | Approve Use of Proceeds in Relation to the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 2.16 | Approve Transferability in Relation to the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 2.17 | Approve Compliance of Latest Regulatory Requirements in Relation to the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 2.18 | Approve Effective Period of the Resolutions in Relation to the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 2.19 | Approve Relationship Between the Offshore and Domestic Preference Shares in Relation to the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1135324 | China | Special | 5/26/2017 9:00 | China Merchants Bank Co Ltd | CNE000001B33 | 6518723 | 2.20 | Authorize Board to Handle All Matters in Relation to the Non-Public Issuance of Offshore Preference Shares of the Company | Management | For | For |
| 1130955 | Cayman Islands | Annual | 5/26/2017 11:00 | Sands China Ltd. | KYG7800X1079 | B5B23W2 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1130955 | Cayman Islands | Annual | 5/26/2017 11:00 | Sands China Ltd. | KYG7800X1079 | B5B23W2 | 2 | Approve Final Dividend | Management | For | For |
| 1130955 | Cayman Islands | Annual | 5/26/2017 11:00 | Sands China Ltd. | KYG7800X1079 | B5B23W2 | 3a | Elect Sheldon Gary Adelson as Director | Management | For | For |
| 1130955 | Cayman Islands | Annual | 5/26/2017 11:00 | Sands China Ltd. | KYG7800X1079 | B5B23W2 | 3b | Elect Chiang Yun as Director | Management | For | For |
| 1130955 | Cayman Islands | Annual | 5/26/2017 11:00 | Sands China Ltd. | KYG7800X1079 | B5B23W2 | 3c | Elect Victor Patrick Hoog Antink as Director | Management | For | For |
| 1130955 | Cayman Islands | Annual | 5/26/2017 11:00 | Sands China Ltd. | KYG7800X1079 | B5B23W2 | 3d | Elect Kenneth Patrick Chung as Director | Management | For | For |
| 1130955 | Cayman Islands | Annual | 5/26/2017 11:00 | Sands China Ltd. | KYG7800X1079 | B5B23W2 | 3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 1130955 | Cayman Islands | Annual | 5/26/2017 11:00 | Sands China Ltd. | KYG7800X1079 | B5B23W2 | 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 1130955 | Cayman Islands | Annual | 5/26/2017 11:00 | Sands China Ltd. | KYG7800X1079 | B5B23W2 | 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 1130955 | Cayman Islands | Annual | 5/26/2017 11:00 | Sands China Ltd. | KYG7800X1079 | B5B23W2 | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 1130955 | Cayman Islands | Annual | 5/26/2017 11:00 | Sands China Ltd. | KYG7800X1079 | B5B23W2 | 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 1141163 | Bermuda | Annual | 5/26/2017 16:15 | China Resources Gas Group Ltd. | BMG2113B1081 | 6535517 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1141163 | Bermuda | Annual | 5/26/2017 16:15 | China Resources Gas Group Ltd. | BMG2113B1081 | 6535517 | 2 | Approve Final Dividend | Management | For | For |
| 1141163 | Bermuda | Annual | 5/26/2017 16:15 | China Resources Gas Group Ltd. | BMG2113B1081 | 6535517 | 3.1 | Elect Wang Chuandong as Director | Management | For | For |
| 1141163 | Bermuda | Annual | 5/26/2017 16:15 | China Resources Gas Group Ltd. | BMG2113B1081 | 6535517 | 3.2 | Elect Wei Bin as Director | Management | For | Against |
| 1141163 | Bermuda | Annual | 5/26/2017 16:15 | China Resources Gas Group Ltd. | BMG2113B1081 | 6535517 | 3.3 | Elect Wong Tak Shing as Director | Management | For | For |
| 1141163 | Bermuda | Annual | 5/26/2017 16:15 | China Resources Gas Group Ltd. | BMG2113B1081 | 6535517 | 3.4 | Elect Qin Chaokui as Director | Management | For | For |
| 1141163 | Bermuda | Annual | 5/26/2017 16:15 | China Resources Gas Group Ltd. | BMG2113B1081 | 6535517 | 3.5 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 1141163 | Bermuda | Annual | 5/26/2017 16:15 | China Resources Gas Group Ltd. | BMG2113B1081 | 6535517 | 4 | Approve Deloitte Touche Tohmatsu, Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 1141163 | Bermuda | Annual | 5/26/2017 16:15 | China Resources Gas Group Ltd. | BMG2113B1081 | 6535517 | 5A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 1141163 | Bermuda | Annual | 5/26/2017 16:15 | China Resources Gas Group Ltd. | BMG2113B1081 | 6535517 | 5B | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 1141163 | Bermuda | Annual | 5/26/2017 16:15 | China Resources Gas Group Ltd. | BMG2113B1081 | 6535517 | 5C | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 1113648 | Taiwan | Annual | 6/8/2017 9:00 | Taiwan Semiconductor Manufacturing Co., Ltd. | TW0002330008 | 6889106 | 1.1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 1113648 | Taiwan | Annual | 6/8/2017 9:00 | Taiwan Semiconductor Manufacturing Co., Ltd. | TW0002330008 | 6889106 | 1.2 | Approve Profit Distribution | Management | For | For |
| 1113648 | Taiwan | Annual | 6/8/2017 9:00 | Taiwan Semiconductor Manufacturing Co., Ltd. | TW0002330008 | 6889106 | 1.3 | Amend Articles of Association | Management | For | For |
| 1113648 | Taiwan | Annual | 6/8/2017 9:00 | Taiwan Semiconductor Manufacturing Co., Ltd. | TW0002330008 | 6889106 | 1.4 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 1113648 | Taiwan | Annual | 6/8/2017 9:00 | Taiwan Semiconductor Manufacturing Co., Ltd. | TW0002330008 | 6889106 | 2.1 | Elect Mark Liu with Shareholder No. 10758 as Non-Independent Director | Management | For | For |
| 1113648 | Taiwan | Annual | 6/8/2017 9:00 | Taiwan Semiconductor Manufacturing Co., Ltd. | TW0002330008 | 6889106 | 2.2 | Elect C.C. Wei with Shareholder No. 370885 as Non-Independent Director | Management | For | For |
| 1113648 | Taiwan | Annual | 6/8/2017 9:00 | Taiwan Semiconductor Manufacturing Co., Ltd. | TW0002330008 | 6889106 | 3 | Other Business | Management | None | Against |
| 1118310 | Taiwan | Annual | 6/8/2017 9:00 | Yuanta Financial Holding Co Ltd. | TW0002885001 | 6424110 | 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 1118310 | Taiwan | Annual | 6/8/2017 9:00 | Yuanta Financial Holding Co Ltd. | TW0002885001 | 6424110 | 2 | Approve Plan on Profit Distribution | Management | For | For |
| 1118310 | Taiwan | Annual | 6/8/2017 9:00 | Yuanta Financial Holding Co Ltd. | TW0002885001 | 6424110 | 3 | Approve Amendments to Articles of Association | Management | For | For |
| 1118310 | Taiwan | Annual | 6/8/2017 9:00 | Yuanta Financial Holding Co Ltd. | TW0002885001 | 6424110 | 4 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 1115415 | Taiwan | Annual | 6/13/2017 9:00 | President Chain Store Corp. | TW0002912003 | 6704986 | 1 | Approve Financial Statements | Management | For | For |
| 1115415 | Taiwan | Annual | 6/13/2017 9:00 | President Chain Store Corp. | TW0002912003 | 6704986 | 2 | Approve Plan on Profit Distribution | Management | For | For |
| 1115415 | Taiwan | Annual | 6/13/2017 9:00 | President Chain Store Corp. | TW0002912003 | 6704986 | 3 | Approve Amendments to Articles of Association | Management | For | For |
| 1115415 | Taiwan | Annual | 6/13/2017 9:00 | President Chain Store Corp. | TW0002912003 | 6704986 | 4 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 1115415 | Taiwan | Annual | 6/13/2017 9:00 | President Chain Store Corp. | TW0002912003 | 6704986 | 5 | Approve Amendments to Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 1115415 | Taiwan | Annual | 6/13/2017 9:00 | President Chain Store Corp. | TW0002912003 | 6704986 | 6 | Approve Release of Restrictions of Competitive Activities of Appointed Directors and Representatives | Management | For | For |
| 1114654 | Taiwan | Annual | 6/14/2017 9:00 | Largan Precision Co., Ltd. | TW0003008009 | 6451668 | 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 1114654 | Taiwan | Annual | 6/14/2017 9:00 | Largan Precision Co., Ltd. | TW0003008009 | 6451668 | 2 | Approve Plan on Profit Distribution | Management | For | For |
| 1114654 | Taiwan | Annual | 6/14/2017 9:00 | Largan Precision Co., Ltd. | TW0003008009 | 6451668 | 3 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 1123859 | Taiwan | Annual | 6/15/2017 9:00 | Tung Thih Electronic Co., Ltd. | TW0003552006 | B1YYYZ7 | 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 1123859 | Taiwan | Annual | 6/15/2017 9:00 | Tung Thih Electronic Co., Ltd. | TW0003552006 | B1YYYZ7 | 2 | Approve Plan on Profit Distribution | Management | For | For |
| 1123859 | Taiwan | Annual | 6/15/2017 9:00 | Tung Thih Electronic Co., Ltd. | TW0003552006 | B1YYYZ7 | 3 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 1123859 | Taiwan | Annual | 6/15/2017 9:00 | Tung Thih Electronic Co., Ltd. | TW0003552006 | B1YYYZ7 | 4 | Amend Procedures for Lending Funds to Other Parties | Management | For | For |
| 1123859 | Taiwan | Annual | 6/15/2017 9:00 | Tung Thih Electronic Co., Ltd. | TW0003552006 | B1YYYZ7 | 5.1 | Elect Chen Hsin Chung with Shareholder No. 1 as Non-independent Director | Management | For | For |
| 1123859 | Taiwan | Annual | 6/15/2017 9:00 | Tung Thih Electronic Co., Ltd. | TW0003552006 | B1YYYZ7 | 5.2 | Elect Chen Sheng Ju with Shareholder No. 9 as Non-independent Director | Management | For | For |
| 1123859 | Taiwan | Annual | 6/15/2017 9:00 | Tung Thih Electronic Co., Ltd. | TW0003552006 | B1YYYZ7 | 5.3 | Elect Chen Shun Jung with Shareholder No. 3 as Non-independent Director | Management | For | For |
| 1123859 | Taiwan | Annual | 6/15/2017 9:00 | Tung Thih Electronic Co., Ltd. | TW0003552006 | B1YYYZ7 | 5.4 | Elect Huang Wen Cheng with ID No. P100261XXX as Non-independent Director | Management | For | For |
| 1123859 | Taiwan | Annual | 6/15/2017 9:00 | Tung Thih Electronic Co., Ltd. | TW0003552006 | B1YYYZ7 | 5.5 | Elect a Representative of Hsu Hang Investment Co., Ltd. with Shareholder No. 68 as Non-independent Director | Management | For | For |
| 1123859 | Taiwan | Annual | 6/15/2017 9:00 | Tung Thih Electronic Co., Ltd. | TW0003552006 | B1YYYZ7 | 5.6 | Elect a Representative of Chuan Hang Investment Co., Ltd. with Shareholder No. 67 as Non-independent Director | Management | For | For |
| 1123859 | Taiwan | Annual | 6/15/2017 9:00 | Tung Thih Electronic Co., Ltd. | TW0003552006 | B1YYYZ7 | 5.7 | Elect Tsai Kun Yuan with ID No. R121811XXX as Independent Director | Management | For | For |
| 1123859 | Taiwan | Annual | 6/15/2017 9:00 | Tung Thih Electronic Co., Ltd. | TW0003552006 | B1YYYZ7 | 5.8 | Elect Wu Ping Fei with Shareholder No. 4213 as Independent Director | Management | For | For |
| 1123859 | Taiwan | Annual | 6/15/2017 9:00 | Tung Thih Electronic Co., Ltd. | TW0003552006 | B1YYYZ7 | 5.9 | Elect Li Ching He with Shareholder No. 259 as Independent Director | Management | For | For |
| 1123859 | Taiwan | Annual | 6/15/2017 9:00 | Tung Thih Electronic Co., Ltd. | TW0003552006 | B1YYYZ7 | 6 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| 1123859 | Taiwan | Annual | 6/15/2017 9:00 | Tung Thih Electronic Co., Ltd. | TW0003552006 | B1YYYZ7 | 7 | Other Business | Management | None | Against |
| 1123561 | Taiwan | Annual | 6/16/2017 9:00 | Wistron NeWeb Corp. | TW0006285000 | 6682598 | 1.1 | Elect Haydn Hsieh with Shareholder No.13 as Non-independent Director | Management | For | For |
| 1123561 | Taiwan | Annual | 6/16/2017 9:00 | Wistron NeWeb Corp. | TW0006285000 | 6682598 | 1.2 | Elect Frank F.C. Lin, a Representative of Wistron Corporation with Shareholder No.333 as Non-independent Director | Management | For | For |
| 1123561 | Taiwan | Annual | 6/16/2017 9:00 | Wistron NeWeb Corp. | TW0006285000 | 6682598 | 1.3 | Elect Henry Lin, a Representative of Wistron Corporation with Shareholder No.333 as Non-independent Director | Management | For | For |
| 1123561 | Taiwan | Annual | 6/16/2017 9:00 | Wistron NeWeb Corp. | TW0006285000 | 6682598 | 1.4 | Elect Jeffrey Gau with Shareholder No.20 as Non-independent Director | Management | For | For |
| 1123561 | Taiwan | Annual | 6/16/2017 9:00 | Wistron NeWeb Corp. | TW0006285000 | 6682598 | 1.5 | Elect Philip Peng with Shareholder No.690 as Non-independent Director | Management | For | For |
| 1123561 | Taiwan | Annual | 6/16/2017 9:00 | Wistron NeWeb Corp. | TW0006285000 | 6682598 | 1.6 | Elect Max Wu with ID No.D101448XXX as Non-independent Director | Management | For | For |
| 1123561 | Taiwan | Annual | 6/16/2017 9:00 | Wistron NeWeb Corp. | TW0006285000 | 6682598 | 1.7 | Elect Robert Hung with ID No.C100504XXX as Independent Director | Management | For | For |
| 1123561 | Taiwan | Annual | 6/16/2017 9:00 | Wistron NeWeb Corp. | TW0006285000 | 6682598 | 1.8 | Elect Neng Pai Lin with ID No.R100981XXX as Independent Director | Management | For | For |
| 1123561 | Taiwan | Annual | 6/16/2017 9:00 | Wistron NeWeb Corp. | TW0006285000 | 6682598 | 1.9 | Elect Hsing Chuan Hsin with ID No.A226493XXX as Independent Director | Management | For | For |
| 1123561 | Taiwan | Annual | 6/16/2017 9:00 | Wistron NeWeb Corp. | TW0006285000 | 6682598 | 2 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 1123561 | Taiwan | Annual | 6/16/2017 9:00 | Wistron NeWeb Corp. | TW0006285000 | 6682598 | 3 | Approve Plan on Profit Distribution | Management | For | For |
| 1123561 | Taiwan | Annual | 6/16/2017 9:00 | Wistron NeWeb Corp. | TW0006285000 | 6682598 | 4 | Approve Issuance of New Shares by Capitalization of Profit | Management | For | For |
| 1123561 | Taiwan | Annual | 6/16/2017 9:00 | Wistron NeWeb Corp. | TW0006285000 | 6682598 | 5 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 1123561 | Taiwan | Annual | 6/16/2017 9:00 | Wistron NeWeb Corp. | TW0006285000 | 6682598 | 6 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives | Management | For | For |
| 1123561 | Taiwan | Annual | 6/16/2017 9:00 | Wistron NeWeb Corp. | TW0006285000 | 6682598 | 7 | Other Business | Management | None | Against |
| 1130938 | Taiwan | Annual | 6/28/2017 10:00 | Advanced Semiconductor Engineering Inc. | TW0002311008 | 6056074 | 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 1130938 | Taiwan | Annual | 6/28/2017 10:00 | Advanced Semiconductor Engineering Inc. | TW0002311008 | 6056074 | 2 | Approve Plan on Profit Distribution | Management | For | For |
| 1130938 | Taiwan | Annual | 6/28/2017 10:00 | Advanced Semiconductor Engineering Inc. | TW0002311008 | 6056074 | 3 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 1150098 | China | Annual | 6/28/2017 14:00 | Aluminum Corporation of China Ltd. | CNE1000000T0 | B1WLHY0 | 1 | Approve 2016 Report of the Board of Directors | Management | For | For |
| 1150098 | China | Annual | 6/28/2017 14:00 | Aluminum Corporation of China Ltd. | CNE1000000T0 | B1WLHY0 | 2 | Approve 2016 Report of the Supervisory Committee | Management | For | For |
| 1150098 | China | Annual | 6/28/2017 14:00 | Aluminum Corporation of China Ltd. | CNE1000000T0 | B1WLHY0 | 3 | Approve 2016 Independent Auditor's Report and Audited Financial Report | Management | For | For |
| 1150098 | China | Annual | 6/28/2017 14:00 | Aluminum Corporation of China Ltd. | CNE1000000T0 | B1WLHY0 | 4 | Approve 2016 Loss Recovery Proposals | Management | For | For |
| 1150098 | China | Annual | 6/28/2017 14:00 | Aluminum Corporation of China Ltd. | CNE1000000T0 | B1WLHY0 | 5 | Approve Ernst & Young Hua Ming (LLP) as Domestic Auditors and Ernst & Young as International Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 1150098 | China | Annual | 6/28/2017 14:00 | Aluminum Corporation of China Ltd. | CNE1000000T0 | B1WLHY0 | 6 | Approve 2017 Remuneration Standards for Directors and Supervisors | Management | For | For |
| 1150098 | China | Annual | 6/28/2017 14:00 | Aluminum Corporation of China Ltd. | CNE1000000T0 | B1WLHY0 | 7 | Approve Renewal of Liability Insurance for Directors, Supervisors and Senior Management Members | Management | For | For |
| 1150098 | China | Annual | 6/28/2017 14:00 | Aluminum Corporation of China Ltd. | CNE1000000T0 | B1WLHY0 | 8 | Approve Provision of Financing Guarantees by Chalco Shandong to Shandong Advanced Material | Management | For | For |
| 1150098 | China | Annual | 6/28/2017 14:00 | Aluminum Corporation of China Ltd. | CNE1000000T0 | B1WLHY0 | 9 | Approve Provision of Guarantees by the Company to Chalco Hong Kong and its Subsidiaries for Financing | Management | For | For |
| 1150098 | China | Annual | 6/28/2017 14:00 | Aluminum Corporation of China Ltd. | CNE1000000T0 | B1WLHY0 | 10 | Approve Provision of Guarantees by the Company and Chalco Shandong to Xinghua Technology for Financing | Management | For | For |
| 1150098 | China | Annual | 6/28/2017 14:00 | Aluminum Corporation of China Ltd. | CNE1000000T0 | B1WLHY0 | 11 | Approve Provision of Guarantees by Chalco Trading to Chalco Trading Hong Kong for Financing | Management | For | For |
| 1150098 | China | Annual | 6/28/2017 14:00 | Aluminum Corporation of China Ltd. | CNE1000000T0 | B1WLHY0 | 12 | Approve Resolution in Relation to Matters on Guarantees of Ningxia Energy and its Subsidiaries | Management | For | Against |
| 1150098 | China | Annual | 6/28/2017 14:00 | Aluminum Corporation of China Ltd. | CNE1000000T0 | B1WLHY0 | 13 | Approve Acquisition of 40 Percent Equity Interests in Chalco Shanghai by the Company | Management | For | For |
| 1150098 | China | Annual | 6/28/2017 14:00 | Aluminum Corporation of China Ltd. | CNE1000000T0 | B1WLHY0 | 14 | Approve Establishment of an Industry Investment Fund in Cooperation with BOCOMMTRUST | Management | Non-Voting | Non-Voting |
| 1150098 | China | Annual | 6/28/2017 14:00 | Aluminum Corporation of China Ltd. | CNE1000000T0 | B1WLHY0 | 15 | Approve Issuance of Debt Financing Instruments | Management | For | For |
| 1150098 | China | Annual | 6/28/2017 14:00 | Aluminum Corporation of China Ltd. | CNE1000000T0 | B1WLHY0 | 16 | Approve Issuance of Overseas Bonds | Management | For | For |
| 1150098 | China | Annual | 6/28/2017 14:00 | Aluminum Corporation of China Ltd. | CNE1000000T0 | B1WLHY0 | 17 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| Meeting ID | Country | Meeting Type | Meeting Date | Company Name | ISIN | Sedol | Item Number | Proposal | Proponet | Management Recommendation | Vote Instruction |
| 1075051 | China | Special | 7/7/2016 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 1.1.1 | Elect Yang Jianping as Independent Director | Management | For | For |
| 1075051 | China | Special | 7/7/2016 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 1.1.2 | Elect Chou Jianzhong as Independent Director | Management | For | For |
| 1075051 | China | Special | 7/7/2016 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 1.1.3 | Elect Tan Yan as Independent Director | Management | For | For |
| 1075051 | China | Special | 7/7/2016 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 1.2.1 | Elect Cai Dongqing as Non-Independent Director | Management | For | For |
| 1075051 | China | Special | 7/7/2016 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 1.2.2 | Elect Cai Xiaodong as Non-Independent Director | Management | For | For |
| 1075051 | China | Special | 7/7/2016 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 1.2.3 | Elect Cao Yongqiang as Non-Independent Director | Management | For | For |
| 1075051 | China | Special | 7/7/2016 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 1.2.4 | Elect Yang Rui as Non-Independent Director | Management | For | For |
| 1075051 | China | Special | 7/7/2016 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 2 | Approve Allowance of Directors | Management | For | For |
| 1075051 | China | Special | 7/7/2016 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 3 | Elect Cai Xianfang as Supervisor | Share Holder | None | For |
| 1075051 | China | Special | 7/7/2016 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 4 | Approve Allowance of Supervisors | Management | For | For |
| 1075051 | China | Special | 7/7/2016 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 5 | Approve Issuance of Short-term Financing Bills | Management | For | For |
| 1075388 | China | Special | 7/11/2016 14:30 | Kangde Xin Composite Material Group Co., Ltd. | CNE100000RN2 | B3SYJL8 | 1 | Approve Acquisition of 100% Equity in Shanghai Weizhou Electronic Technology Co., Ltd from Controlling Shareholder by Wholly-owned Subsidiary | Management | For | For |
| 1075388 | China | Special | 7/11/2016 14:30 | Kangde Xin Composite Material Group Co., Ltd. | CNE100000RN2 | B3SYJL8 | 2 | Approve Provision of Guarantee Amounting to CNY 2,000,000,000 to Controlled Subsidiary | Management | For | For |
| 1075388 | China | Special | 7/11/2016 14:30 | Kangde Xin Composite Material Group Co., Ltd. | CNE100000RN2 | B3SYJL8 | 3 | Approve Provision of Guarantee to Shandong Sishui Kangdexin New Composite Material Co., Ltd. | Share Holder | For | For |
| 1079208 | China | Special | 8/2/2016 14:30 | Chongqing Changan Automobile Co., Ltd. | CNE000000R36 | 6193948 | 1 | Approve External Donations | Management | For | For |
| 1080738 | China | Special | 8/12/2016 9:30 | Poly Real Estate Group Co., Ltd. | CNE000001ND1 | B19RB38 | 1.01 | Approve Criteria to Select Plan Participants | Management | For | For |
| 1080738 | China | Special | 8/12/2016 9:30 | Poly Real Estate Group Co., Ltd. | CNE000001ND1 | B19RB38 | 1.02 | Approve Source, Number and Type of Underlying Stocks | Management | For | For |
| 1080738 | China | Special | 8/12/2016 9:30 | Poly Real Estate Group Co., Ltd. | CNE000001ND1 | B19RB38 | 1.03 | Approve Granting of Underlying Stocks | Management | For | For |
| 1080738 | China | Special | 8/12/2016 9:30 | Poly Real Estate Group Co., Ltd. | CNE000001ND1 | B19RB38 | 1.04 | Approve Duration, Grant Date, Exercise Date and Lock-up Period | Management | For | For |
| 1080738 | China | Special | 8/12/2016 9:30 | Poly Real Estate Group Co., Ltd. | CNE000001ND1 | B19RB38 | 1.05 | Approve Exercise Price and Price-setting Basis | Management | For | For |
| 1080738 | China | Special | 8/12/2016 9:30 | Poly Real Estate Group Co., Ltd. | CNE000001ND1 | B19RB38 | 1.06 | Approve Conditions for Granting and Exercising | Management | For | For |
| 1080738 | China | Special | 8/12/2016 9:30 | Poly Real Estate Group Co., Ltd. | CNE000001ND1 | B19RB38 | 1.07 | Approve Method and Procedure to Adjustment the Incentive Plan | Management | For | For |
| 1080738 | China | Special | 8/12/2016 9:30 | Poly Real Estate Group Co., Ltd. | CNE000001ND1 | B19RB38 | 1.08 | Approve Accounting Treatment and Effect to Company's Performance | Management | For | For |
| 1080738 | China | Special | 8/12/2016 9:30 | Poly Real Estate Group Co., Ltd. | CNE000001ND1 | B19RB38 | 1.09 | Approve Procedures for Granting and Exercising | Management | For | For |
| 1080738 | China | Special | 8/12/2016 9:30 | Poly Real Estate Group Co., Ltd. | CNE000001ND1 | B19RB38 | 1.10 | Approve Rights and Obligations of the Plan Participants and the Company | Management | For | For |
| 1080738 | China | Special | 8/12/2016 9:30 | Poly Real Estate Group Co., Ltd. | CNE000001ND1 | B19RB38 | 1.11 | Approve Conditions to Change or Terminate the Incentive Plan & Other Matters | Management | For | For |
| 1080738 | China | Special | 8/12/2016 9:30 | Poly Real Estate Group Co., Ltd. | CNE000001ND1 | B19RB38 | 2 | Approve Authorization of the Board to Handle All Related Matters | Management | For | For |
| 1080738 | China | Special | 8/12/2016 9:30 | Poly Real Estate Group Co., Ltd. | CNE000001ND1 | B19RB38 | 3 | Approve Appraisal Measures of the Stock Option Incentive Plan | Management | For | For |
| 1080738 | China | Special | 8/12/2016 9:30 | Poly Real Estate Group Co., Ltd. | CNE000001ND1 | B19RB38 | 4 | Approve Management Method for the Stock Option Incentive Plan | Management | For | For |
| 1076377 | China | Special | 8/15/2016 14:00 | Ping An Insurance (Group) Co. of China, Ltd. | CNE1000003X6 | B01FLR7 | 1 | Approve Review of the Provision of Assured Entitlement Only to H Shareholders of the Company in Respect of Overseas Listing of Ping An Securities | Management | For | Against |
| 1076378 | China | Special | 8/15/2016 14:00 | Ping An Insurance (Group) Co. of China, Ltd. | CNE1000003X6 | B01FLR7 | 1 | Approve Review of Overseas Listing Proposal of Ping An Securities | Management | For | For |
| 1076378 | China | Special | 8/15/2016 14:00 | Ping An Insurance (Group) Co. of China, Ltd. | CNE1000003X6 | B01FLR7 | 2 | Approve Review of Overseas Listing of Ping An Securities - Compliance with Relevant Provisions | Management | For | For |
| 1076378 | China | Special | 8/15/2016 14:00 | Ping An Insurance (Group) Co. of China, Ltd. | CNE1000003X6 | B01FLR7 | 3 | Approve Review of Company's Undertakings to Maintain Its Independent Listing Status | Management | For | For |
| 1076378 | China | Special | 8/15/2016 14:00 | Ping An Insurance (Group) Co. of China, Ltd. | CNE1000003X6 | B01FLR7 | 4 | Approve Review of Sustainable Profitability Statement and Prospect | Management | For | For |
| 1076378 | China | Special | 8/15/2016 14:00 | Ping An Insurance (Group) Co. of China, Ltd. | CNE1000003X6 | B01FLR7 | 5 | Approve Review of Authorization Concerning Overseas Listing of Ping An Securities | Management | For | For |
| 1076378 | China | Special | 8/15/2016 14:00 | Ping An Insurance (Group) Co. of China, Ltd. | CNE1000003X6 | B01FLR7 | 6 | Approve Adjustment of the Remuneration of Non-executive Directors | Management | For | For |
| 1076378 | China | Special | 8/15/2016 14:00 | Ping An Insurance (Group) Co. of China, Ltd. | CNE1000003X6 | B01FLR7 | 7 | Approve Adjustment of the Remuneration of Non-employee Representative Supervisors | Management | For | For |
| 1076378 | China | Special | 8/15/2016 14:00 | Ping An Insurance (Group) Co. of China, Ltd. | CNE1000003X6 | B01FLR7 | 8 | Approve Review of the Provision of Assured Entitlement Only to H Shareholders of the Company in Respect of Overseas Listing of Ping An Securities | Management | For | Against |
| 1081254 | China | Special | 8/15/2016 14:00 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 1 | Approve Company's Eligibility for Private Placement of Shares | Management | For | For |
| 1081254 | China | Special | 8/15/2016 14:00 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 2.01 | Approve Share Type and Par Value | Management | For | For |
| 1081254 | China | Special | 8/15/2016 14:00 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 2.02 | Approve Issue Manner and Issue Time | Management | For | For |
| 1081254 | China | Special | 8/15/2016 14:00 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 2.03 | Approve Use and Amount of Proceeds | Management | For | For |
| 1081254 | China | Special | 8/15/2016 14:00 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 2.04 | Approve Issue Price | Management | For | For |
| 1081254 | China | Special | 8/15/2016 14:00 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 2.05 | Approve Issue Size | Management | For | For |
| 1081254 | China | Special | 8/15/2016 14:00 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 2.06 | Approve Target Subscribers and Subscription Status | Management | For | For |
| 1081254 | China | Special | 8/15/2016 14:00 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 2.07 | Approve Lock-up Period | Management | For | For |
| 1081254 | China | Special | 8/15/2016 14:00 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 2.08 | Approve Distribution Arrangement of Undistributed Earnings | Management | For | For |
| 1081254 | China | Special | 8/15/2016 14:00 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 2.09 | Approve Listing Exchange | Management | For | For |
| 1081254 | China | Special | 8/15/2016 14:00 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 2.10 | Approve Resolution Validity Period | Management | For | For |
| 1081254 | China | Special | 8/15/2016 14:00 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 3 | Approve Report on the Usage of Previously Raised Funds | Management | For | For |
| 1081254 | China | Special | 8/15/2016 14:00 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 4 | Approve Feasibility Analysis Report on the Use of Proceeds | Management | For | For |
| 1081254 | China | Special | 8/15/2016 14:00 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 5 | Approve Related Party Transactions in Connection to Private Placement | Management | For | For |
| 1081254 | China | Special | 8/15/2016 14:00 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 6 | Approve Undertakings of Remedial Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement | Management | For | For |
| 1081254 | China | Special | 8/15/2016 14:00 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 7 | Approve Midterm Shareholder Return Plan (2016-2018) | Management | For | For |
| 1081254 | China | Special | 8/15/2016 14:00 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 8 | Approve Midterm Capital Management Plan (2016-2018) | Management | For | For |
| 1081254 | China | Special | 8/15/2016 14:00 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 9 | Approve Authorization of Board to Handle All Related Matters | Management | For | For |
| 1081014 | China | Special | 8/15/2016 15:00 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 1 | Approve Adjustment to Professional Committee Under the Board of Directors | Management | For | For |
| 1081014 | China | Special | 8/15/2016 15:00 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 2.01 | Elect Huang Xingdong as Non-independent Director | Management | For | For |
| 1081014 | China | Special | 8/15/2016 15:00 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 2.02 | Elect Yang Xianfeng as Non-independent Director | Management | For | For |
| 1081014 | China | Special | 8/15/2016 15:00 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 2.03 | Elect Peng Jianwu as Non-independent Director | Management | For | For |
| 1081014 | China | Special | 8/15/2016 15:00 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 3.01 | Elect Chen Rui as Supervisor | Management | For | For |
| 1081014 | China | Special | 8/15/2016 15:00 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 3.02 | Elect Yao Yuhai as Supervisor | Management | For | For |
| 1080509 | China | Special | 8/18/2016 14:30 | Hangzhou Robam Appliances Co Ltd | CNE100000WY9 | B59WFS4 | 1 | Elect Ma Guoxin as Independent Director | Share Holder | None | For |
| 1083428 | China | Special | 8/31/2016 14:30 | Chongqing Changan Automobile Co., Ltd. | CNE000000R36 | 6193948 | 1.1 | Approve Purpose for Implementing Stock Option Incentive Plan | Management | For | For |
| 1083428 | China | Special | 8/31/2016 14:30 | Chongqing Changan Automobile Co., Ltd. | CNE000000R36 | 6193948 | 1.2 | Approve Management Institution for Stock Option Incentive Plan | Management | For | For |
| 1083428 | China | Special | 8/31/2016 14:30 | Chongqing Changan Automobile Co., Ltd. | CNE000000R36 | 6193948 | 1.3 | Approve Criteria to Select Plan Participants | Management | For | For |
| 1083428 | China | Special | 8/31/2016 14:30 | Chongqing Changan Automobile Co., Ltd. | CNE000000R36 | 6193948 | 1.4 | Approve Source, Number and Allocation of Underlying Stocks | Management | For | For |
| 1083428 | China | Special | 8/31/2016 14:30 | Chongqing Changan Automobile Co., Ltd. | CNE000000R36 | 6193948 | 1.5 | Approve Validity Period, Granting Date, Waiting Period, Vesting Date and Lock-up Period of Stock Option Incentive Plan | Management | For | For |
| 1083428 | China | Special | 8/31/2016 14:30 | Chongqing Changan Automobile Co., Ltd. | CNE000000R36 | 6193948 | 1.6 | Approve Exercise Price and Price-setting Basis | Management | For | For |
| 1083428 | China | Special | 8/31/2016 14:30 | Chongqing Changan Automobile Co., Ltd. | CNE000000R36 | 6193948 | 1.7 | Approve Granting Conditions and Vesting Conditions of Stock Option | Management | For | For |
| 1083428 | China | Special | 8/31/2016 14:30 | Chongqing Changan Automobile Co., Ltd. | CNE000000R36 | 6193948 | 1.8 | Approve Adjustment Methods and Procedures for Stock Option Incentive Plan | Management | For | For |
| 1083428 | China | Special | 8/31/2016 14:30 | Chongqing Changan Automobile Co., Ltd. | CNE000000R36 | 6193948 | 1.9 | Approve Accounting Treatment | Management | For | For |
| 1083428 | China | Special | 8/31/2016 14:30 | Chongqing Changan Automobile Co., Ltd. | CNE000000R36 | 6193948 | 1.10 | Approve Procedures for Granting Stock Option and Incentive Rights | Management | For | For |
| 1083428 | China | Special | 8/31/2016 14:30 | Chongqing Changan Automobile Co., Ltd. | CNE000000R36 | 6193948 | 1.11 | Approve Respective Rights and Obligations of Company and Incentive Targets | Management | For | For |
| 1083428 | China | Special | 8/31/2016 14:30 | Chongqing Changan Automobile Co., Ltd. | CNE000000R36 | 6193948 | 1.12 | Approve How to Implement the Restricted Stock Incentive Plan When There Are Changes for the Company and Incentive Objects | Management | For | For |
| 1083428 | China | Special | 8/31/2016 14:30 | Chongqing Changan Automobile Co., Ltd. | CNE000000R36 | 6193948 | 1.13 | Approve Other Significant Matters | Management | For | For |
| 1083428 | China | Special | 8/31/2016 14:30 | Chongqing Changan Automobile Co., Ltd. | CNE000000R36 | 6193948 | 2 | Approve Methods to Assess the Performance of Plan Participants (Revised) | Management | For | For |
| 1083428 | China | Special | 8/31/2016 14:30 | Chongqing Changan Automobile Co., Ltd. | CNE000000R36 | 6193948 | 3 | Approve Authorization of the Board to Handle All Related Matters | Management | For | For |
| 1083428 | China | Special | 8/31/2016 14:30 | Chongqing Changan Automobile Co., Ltd. | CNE000000R36 | 6193948 | 4 | Approve Related Party Transaction in Connection with Stock Option Incentive Plan | Management | For | For |
| 1080867 | China | Special | 9/13/2016 14:00 | Huatai Securities Co., Ltd. | CNE100000LQ8 | B61VK25 | 1 | Approve Provision of Guarantee to Wholly-owned Subsidiary Huatai Securities (Shanghai) Asset Management Co., Ltd. | Management | For | For |
| 1086052 | China | Special | 9/20/2016 10:00 | Kweichow Moutai Co., Ltd. | CNE0000018R8 | 6414832 | 1 | Approve 2015 Daily Related Party Transactions and 2016 Daily Related Party Transactions | Management | For | Against |
| 1086052 | China | Special | 9/20/2016 10:00 | Kweichow Moutai Co., Ltd. | CNE0000018R8 | 6414832 | 2.01 | Elect Xu Dingbo as Independent Director | Management | For | For |
| 1086052 | China | Special | 9/20/2016 10:00 | Kweichow Moutai Co., Ltd. | CNE0000018R8 | 6414832 | 2.02 | Elect Zhang Jingzhong as Independent Director | Management | For | For |
| 1088553 | China | Special | 9/26/2016 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 1 | Approve Adjustments on Implementation Method of Foreign CDN Project | Management | For | For |
| 1088553 | China | Special | 9/26/2016 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 2 | Approve Use of Own Funds to Replace the Invested Excess Raised Funds and Change of Implementation Location and Invested Amount in Connection to Excess Raised Funds Investment Project | Management | For | For |
| 1089294 | China | Special | 9/27/2016 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 1 | Approve Company's Eligibility for Private Placement of Shares | Management | For | For |
| 1089294 | China | Special | 9/27/2016 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 2.01 | Approve Share Type and Par Value | Management | For | For |
| 1089294 | China | Special | 9/27/2016 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 2.02 | Approve Issue Manner and Issue Time | Management | For | For |
| 1089294 | China | Special | 9/27/2016 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 2.03 | Approve Target Subscribers and Subscription Method | Management | For | For |
| 1089294 | China | Special | 9/27/2016 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 2.04 | Approve Issue Size | Management | For | For |
| 1089294 | China | Special | 9/27/2016 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 2.05 | Approve Pricing Reference Date, Issue Price and Pricing Basis | Management | For | For |
| 1089294 | China | Special | 9/27/2016 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 2.06 | Approve Lock-up Period and Listing Arrangement | Management | For | For |
| 1089294 | China | Special | 9/27/2016 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 2.07 | Approve Amount and Use of Proceeds | Management | For | For |
| 1089294 | China | Special | 9/27/2016 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 2.08 | Approve Distribution Arrangement of Undistributed Earnings | Management | For | For |
| 1089294 | China | Special | 9/27/2016 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 2.09 | Approve Resolution Validity Period | Management | For | For |
| 1089294 | China | Special | 9/27/2016 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 3 | Approve Plan on Private Placement of Shares | Management | For | For |
| 1089294 | China | Special | 9/27/2016 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 4 | Approve Feasibility Analysis Report on the Use of Proceeds | Management | For | For |
| 1089294 | China | Special | 9/27/2016 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 5 | Approve Report on the Usage of Previously Raised Funds | Management | For | For |
| 1089294 | China | Special | 9/27/2016 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 6 | Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken | Management | For | For |
| 1089294 | China | Special | 9/27/2016 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 7 | Approve Authorization of Board to Handle All Matters Related to Private Placement | Management | For | For |
| 1089294 | China | Special | 9/27/2016 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 8.01 | Approve Criteria to Select Plan Participants | Management | For | For |
| 1089294 | China | Special | 9/27/2016 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 8.02 | Approve Source, Size and Allocation of Restricted Stocks | Management | For | For |
| 1089294 | China | Special | 9/27/2016 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 8.03 | Approve Duration, Grant Date, Locking Period, Unlocking Period and Lock-up Period | Management | For | For |
| 1089294 | China | Special | 9/27/2016 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 8.04 | Approve Grant Price and Price-setting Basis | Management | For | For |
| 1089294 | China | Special | 9/27/2016 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 8.05 | Approve Conditions for Granting and Unlocking | Management | For | For |
| 1089294 | China | Special | 9/27/2016 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 8.06 | Approve Methods and Procedures to Adjust the Incentive Plan | Management | For | For |
| 1089294 | China | Special | 9/27/2016 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 8.07 | Approve Accounting Treatment | Management | For | For |
| 1089294 | China | Special | 9/27/2016 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 8.08 | Approve Procedures to Implement, Grant and Unlock the Restricted Stocks | Management | For | For |
| 1089294 | China | Special | 9/27/2016 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 8.09 | Approve Rights and Obligations of the Plan Participants and the Company | Management | For | For |
| 1089294 | China | Special | 9/27/2016 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 8.10 | Approve Conditions to Change or Terminate the Incentive Plan | Management | For | For |
| 1089294 | China | Special | 9/27/2016 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 8.11 | Approve Repurchase and Cancellation of Restricted Stocks | Management | For | For |
| 1089294 | China | Special | 9/27/2016 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 9 | Approve Methods to Assess the Performance of Plan Participants | Management | For | For |
| 1089294 | China | Special | 9/27/2016 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 10 | Approve Authorization of the Board to Handle All Matters Related to the Restricted Stock Incentive Plan | Management | For | For |
| 1091403 | China | Special | 10/12/2016 15:00 | Zhejiang Huace Film & TV Co., Ltd. | CNE100000VX3 | B4JWBN4 | 1 | Approve Guarantee Provision Plan | Management | For | For |
| 1091403 | China | Special | 10/12/2016 15:00 | Zhejiang Huace Film & TV Co., Ltd. | CNE100000VX3 | B4JWBN4 | 2 | Approve Change in Investment of Partial Raised Funds | Management | For | For |
| 1092823 | China | Special | 10/20/2016 14:00 | GoerTek Inc. | CNE100000BP1 | B2R9WZ2 | 1.1 | Elect Jiang Bin as Non-Independent Director | Management | For | For |
| 1092823 | China | Special | 10/20/2016 14:00 | GoerTek Inc. | CNE100000BP1 | B2R9WZ2 | 1.2 | Elect Jiang Long as Non-Independent Director | Management | For | For |
| 1092823 | China | Special | 10/20/2016 14:00 | GoerTek Inc. | CNE100000BP1 | B2R9WZ2 | 1.3 | Elect Duan Huilu as Non-Independent Director | Management | For | For |
| 1092823 | China | Special | 10/20/2016 14:00 | GoerTek Inc. | CNE100000BP1 | B2R9WZ2 | 1.4 | Elect Wang Yongtian as Non-Independent Director | Management | For | For |
| 1092823 | China | Special | 10/20/2016 14:00 | GoerTek Inc. | CNE100000BP1 | B2R9WZ2 | 2.1 | Elect Xia Shanhong as Independent Director | Management | For | For |
| 1092823 | China | Special | 10/20/2016 14:00 | GoerTek Inc. | CNE100000BP1 | B2R9WZ2 | 2.2 | Elect Xiao Xing as Independent Director | Management | For | For |
| 1092823 | China | Special | 10/20/2016 14:00 | GoerTek Inc. | CNE100000BP1 | B2R9WZ2 | 2.3 | Elect Wang Tianmiao as Independent Director | Management | For | For |
| 1092823 | China | Special | 10/20/2016 14:00 | GoerTek Inc. | CNE100000BP1 | B2R9WZ2 | 3 | Elect Sun Hongbin as Supervisor | Share Holder | None | For |
| 1092823 | China | Special | 10/20/2016 14:00 | GoerTek Inc. | CNE100000BP1 | B2R9WZ2 | 4 | Approve Allowance of Independent Directors | Management | For | For |
| 1092823 | China | Special | 10/20/2016 14:00 | GoerTek Inc. | CNE100000BP1 | B2R9WZ2 | 5 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | For | For |
| 1092823 | China | Special | 10/20/2016 14:00 | GoerTek Inc. | CNE100000BP1 | B2R9WZ2 | 6 | Approve to Formulate the Work System of Independent Directors | Management | For | For |
| 1092823 | China | Special | 10/20/2016 14:00 | GoerTek Inc. | CNE100000BP1 | B2R9WZ2 | 7 | Amend Management System of Providing External Guarantees | Management | For | For |
| 1092823 | China | Special | 10/20/2016 14:00 | GoerTek Inc. | CNE100000BP1 | B2R9WZ2 | 8 | Amend Related-Party Transaction Management System | Management | For | For |
| 1092823 | China | Special | 10/20/2016 14:00 | GoerTek Inc. | CNE100000BP1 | B2R9WZ2 | 9 | Amend Rules and Procedures Regarding Meetings of Board of Supervisors | Management | For | For |
| 1092823 | China | Special | 10/20/2016 14:00 | GoerTek Inc. | CNE100000BP1 | B2R9WZ2 | 10 | Amend Management System of Raised Funds | Management | For | For |
| 1092823 | China | Special | 10/20/2016 14:00 | GoerTek Inc. | CNE100000BP1 | B2R9WZ2 | 11 | Approve Guarantee Provision Plan | Share Holder | For | For |
| 1094625 | China | Special | 10/27/2016 15:00 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 1 | Approve Adjustment of the Professional Committee of the Board | Management | For | For |
| 1094625 | China | Special | 10/27/2016 15:00 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 2.01 | Elect Zhang Minsheng as Non-Independent Director | Management | For | For |
| 1094778 | China | Special | 10/28/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 1 | Approve Issuance of Short-term Financing Bills | Management | For | For |
| 1094778 | China | Special | 10/28/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 2 | Approve Issuance of Green Bonds | Management | For | For |
| 1094778 | China | Special | 10/28/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 3 | Approve Supplemental 2016 Credit Line Application | Management | For | For |
| 1094778 | China | Special | 10/28/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 4 | Approve Provision of Guarantees | Management | For | For |
| 1095312 | China | Special | 10/31/2016 14:30 | Han's Laser Technology Industry Group Co., Ltd. | CNE000001JQ1 | B01KLZ0 | 1.1 | Elect Gao Yunfeng as Non-Independent Director | Share Holder | None | For |
| 1095312 | China | Special | 10/31/2016 14:30 | Han's Laser Technology Industry Group Co., Ltd. | CNE000001JQ1 | B01KLZ0 | 1.2 | Elect Zhang Jianqun as Non-Independent Director | Share Holder | None | For |
| 1095312 | China | Special | 10/31/2016 14:30 | Han's Laser Technology Industry Group Co., Ltd. | CNE000001JQ1 | B01KLZ0 | 1.3 | Elect Lv Qitao as Non-Independent Director | Share Holder | None | For |
| 1095312 | China | Special | 10/31/2016 14:30 | Han's Laser Technology Industry Group Co., Ltd. | CNE000001JQ1 | B01KLZ0 | 1.4 | Elect Ma Shengli as Non-Independent Director | Share Holder | None | For |
| 1095312 | China | Special | 10/31/2016 14:30 | Han's Laser Technology Industry Group Co., Ltd. | CNE000001JQ1 | B01KLZ0 | 1.5 | Elect Hu Dianjun as Non-Independent Director | Share Holder | None | For |
| 1095312 | China | Special | 10/31/2016 14:30 | Han's Laser Technology Industry Group Co., Ltd. | CNE000001JQ1 | B01KLZ0 | 2.1 | Elect Fan Jianping as Independent Director | Share Holder | None | For |
| 1095312 | China | Special | 10/31/2016 14:30 | Han's Laser Technology Industry Group Co., Ltd. | CNE000001JQ1 | B01KLZ0 | 2.2 | Elect Huang Yaying as Independent Director | Share Holder | None | For |
| 1095312 | China | Special | 10/31/2016 14:30 | Han's Laser Technology Industry Group Co., Ltd. | CNE000001JQ1 | B01KLZ0 | 2.3 | Elect Qiu Daliang as Independent Director | Share Holder | None | For |
| 1095312 | China | Special | 10/31/2016 14:30 | Han's Laser Technology Industry Group Co., Ltd. | CNE000001JQ1 | B01KLZ0 | 2.4 | Elect Guo Jinlong as Independent Director | Share Holder | None | For |
| 1095312 | China | Special | 10/31/2016 14:30 | Han's Laser Technology Industry Group Co., Ltd. | CNE000001JQ1 | B01KLZ0 | 3.1 | Elect Wang Lei as Supervisor | Share Holder | None | For |
| 1095312 | China | Special | 10/31/2016 14:30 | Han's Laser Technology Industry Group Co., Ltd. | CNE000001JQ1 | B01KLZ0 | 3.2 | Elect Chen Junya as Supervisor | Share Holder | None | For |
| 1095312 | China | Special | 10/31/2016 14:30 | Han's Laser Technology Industry Group Co., Ltd. | CNE000001JQ1 | B01KLZ0 | 4 | Amend Articles of Association | Management | For | For |
| 1095312 | China | Special | 10/31/2016 14:30 | Han's Laser Technology Industry Group Co., Ltd. | CNE000001JQ1 | B01KLZ0 | 5 | Approve Provision of Guarantee | Management | For | Against |
| 1095315 | China | Special | 11/1/2016 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 1 | Approve Provision of Guarantee for Bank Loan Applied by Controlled Subsidiary Yisha Culture | Management | For | For |
| 1095315 | China | Special | 11/1/2016 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 2 | Approve Provision of Guarantee for Bank Loan Applied By Associate Company | Management | For | For |
| 1095315 | China | Special | 11/1/2016 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 3 | Approve Increase in Bank Credit Line Application | Management | For | For |
| 1095315 | China | Special | 11/1/2016 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 4 | Approve Company's Eligibility for Corporate Bond Issuance | Management | For | For |
| 1095315 | China | Special | 11/1/2016 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 5.1 | Approve Issue Size | Management | For | For |
| 1095315 | China | Special | 11/1/2016 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 5.2 | Approve Issuance Method | Management | For | For |
| 1095315 | China | Special | 11/1/2016 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 5.3 | Approve Par Value and Issuance Price | Management | For | For |
| 1095315 | China | Special | 11/1/2016 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 5.4 | Approve Bond Maturity | Management | For | For |
| 1095315 | China | Special | 11/1/2016 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 5.5 | Approve Target Subscribers | Management | For | For |
| 1095315 | China | Special | 11/1/2016 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 5.6 | Approve Placing Arrangements for Shareholders | Management | For | For |
| 1095315 | China | Special | 11/1/2016 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 5.7 | Approve Method for Principal Repayment and Interest Payment | Management | For | For |
| 1095315 | China | Special | 11/1/2016 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 5.8 | Approve Bond Interest Rate and Determination Method | Management | For | For |
| 1095315 | China | Special | 11/1/2016 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 5.9 | Approve Guarantee Arrangements | Management | For | For |
| 1095315 | China | Special | 11/1/2016 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 5.10 | Approve Use of Proceeds | Management | For | For |
| 1095315 | China | Special | 11/1/2016 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 5.11 | Approve Arrangement on Redemption and Sale-back | Management | For | For |
| 1095315 | China | Special | 11/1/2016 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 5.12 | Approve Listing Exchange | Management | For | For |
| 1095315 | China | Special | 11/1/2016 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 5.13 | Approve Debt Safeguard Measures | Management | For | For |
| 1095315 | China | Special | 11/1/2016 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 5.14 | Approve Resolution Validity Period | Management | For | For |
| 1095315 | China | Special | 11/1/2016 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 6 | Approve Authorization of the Board to Handle All Related Matters | Management | For | For |
| 1096287 | China | Special | 11/8/2016 14:30 | Hangzhou Robam Appliances Co Ltd | CNE100000WY9 | B59WFS4 | 1 | Approve Amend Articles of Association | Management | For | For |
| 1096072 | China | Special | 11/8/2016 15:00 | Luxshare Precision Industry Co., Ltd. | CNE100000TP3 | B64QPN3 | 1 | Approve Usage of Portion of Raised Funds and Idle Own Funds to Invest in Financial Products | Management | For | For |
| 1096072 | China | Special | 11/8/2016 15:00 | Luxshare Precision Industry Co., Ltd. | CNE100000TP3 | B64QPN3 | 2 | Amend Articles of Association | Management | For | For |
| 1097460 | China | Special | 11/11/2016 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 1 | Approve Issuance of Medium-term Notes | Management | For | For |
| 1097460 | China | Special | 11/11/2016 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 2 | Approve Provision of Guarantee to Beijing Jiuan Construction Investment Group Co., Ltd | Management | For | For |
| 1097460 | China | Special | 11/11/2016 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 3 | Approve Provision of Guarantee to Bishuiyuan Hong Kong Environmental Protection Co., Ltd | Management | For | For |
| 1097460 | China | Special | 11/11/2016 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 4 | Approve Provision of Guarantee to Qinhuangdao Bishuiyuan Environmental Technology Co., Ltd | Management | For | For |
| 1097460 | China | Special | 11/11/2016 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 5 | Approve Provision of Guarantee to Inner Mongolia Chunyuan Environmental Technology Co., Ltd | Management | For | For |
| 1097460 | China | Special | 11/11/2016 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 6 | Approve Provision of Guarantee to Xinjiang Kunlun New Water Technology Co., Ltd | Management | For | For |
| 1097460 | China | Special | 11/11/2016 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 7 | Elect Fang Hao as Non-Independent Director | Management | For | For |
| 1097460 | China | Special | 11/11/2016 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 8 | Amend Articles of Association | Management | For | For |
| 1097460 | China | Special | 11/11/2016 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 9 | Approve Provision of Guarantee to Xinjiang Bishuiyuan Environmental Resource Co., Ltd | Management | For | For |
| 1097460 | China | Special | 11/11/2016 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 10 | Approve Extension of Guarantee Provision Period for Wuxi Liyang Membrane Technology Co., Ltd | Management | For | For |
| 1097460 | China | Special | 11/11/2016 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 11 | Approve Provision of Guarantee to Originwater Water Purification Engineering Technology Co., Ltd. | Share Holder | For | Against |
| 1097434 | China | Special | 11/15/2016 14:30 | Chongqing Changan Automobile Co., Ltd. | CNE000000R36 | 6193948 | 1 | Approve Yuzui Motor City Own-brand Multi-purpose Vehicle Capability Project | Management | For | For |
| 1097434 | China | Special | 11/15/2016 14:30 | Chongqing Changan Automobile Co., Ltd. | CNE000000R36 | 6193948 | 2 | Approve Appointment of 2016 Financial Auditor | Management | For | For |
| 1097434 | China | Special | 11/15/2016 14:30 | Chongqing Changan Automobile Co., Ltd. | CNE000000R36 | 6193948 | 3 | Approve Appointment of 2016 Internal Control Auditor | Management | For | For |
| 1097434 | China | Special | 11/15/2016 14:30 | Chongqing Changan Automobile Co., Ltd. | CNE000000R36 | 6193948 | 4 | Approve Merger by Absorption | Management | For | For |
| 1097434 | China | Special | 11/15/2016 14:30 | Chongqing Changan Automobile Co., Ltd. | CNE000000R36 | 6193948 | 5 | Approve Amendments to Articles of Association | Management | For | For |
| 1097434 | China | Special | 11/15/2016 14:30 | Chongqing Changan Automobile Co., Ltd. | CNE000000R36 | 6193948 | 6 | Amend Related-Party Transaction Management System | Management | For | Against |
| 1097853 | China | Special | 11/15/2016 15:00 | Zhejiang Huace Film & TV Co., Ltd. | CNE100000VX3 | B4JWBN4 | 1 | Approve Transfer of Equity and Related-party Transaction | Management | For | For |
| 1098451 | China | Special | 11/16/2016 14:30 | China CYTS Tours Holding Co., Ltd. | CNE000000V14 | 6088055 | 1 | Approve Authorization of the Board of Wuzhen Tours to Provide Guarantee | Management | For | For |
| 1098451 | China | Special | 11/16/2016 14:30 | China CYTS Tours Holding Co., Ltd. | CNE000000V14 | 6088055 | 2 | Approve Change in Raised Funds Investment Project | Management | For | For |
| 1099634 | China | Special | 11/22/2016 14:30 | Kangde Xin Composite Material Group Co., Ltd. | CNE100000RN2 | B3SYJL8 | 1 | Approve Change in Implementing Body of Partial Raised Funds Investment Project | Management | For | For |
| 1099634 | China | Special | 11/22/2016 14:30 | Kangde Xin Composite Material Group Co., Ltd. | CNE100000RN2 | B3SYJL8 | 2 | Approve Issuance of Medium-term Notes | Management | For | For |
| 1096882 | China | Special | 11/29/2016 14:00 | GoerTek Inc. | CNE100000BP1 | B2R9WZ2 | 1 | Elect Liu Chengmin as Non-independent Director | Management | For | For |
| 1101077 | China | Special | 11/30/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 1 | Approve Company's Eligibility for Private Placement of Shares | Management | For | Against |
| 1101077 | China | Special | 11/30/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 2.1 | Approve Share Type and Par Value | Management | For | Against |
| 1101077 | China | Special | 11/30/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 2.2 | Approve Issue Manner and Issue Time | Management | For | Against |
| 1101077 | China | Special | 11/30/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 2.3 | Approve Pricing Reference Date | Management | For | Against |
| 1101077 | China | Special | 11/30/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 2.4 | Approve Issue Price and Pricing Manner | Management | For | Against |
| 1101077 | China | Special | 11/30/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 2.5 | Approve Issue Size | Management | For | Against |
| 1101077 | China | Special | 11/30/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 2.6 | Approve Target Subscribers and Subscription Manner | Management | For | Against |
| 1101077 | China | Special | 11/30/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 2.7 | Approve Lock-up Period | Management | For | Against |
| 1101077 | China | Special | 11/30/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 2.8 | Approve Listing Exchange | Management | For | Against |
| 1101077 | China | Special | 11/30/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 2.9 | Approve Use of Proceeds | Management | For | Against |
| 1101077 | China | Special | 11/30/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 2.10 | Approve Distribution Arrangement of Cumulative Earnings | Management | For | Against |
| 1101077 | China | Special | 11/30/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 2.11 | Approve Resolution Validity Period | Management | For | Against |
| 1101077 | China | Special | 11/30/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 3 | Approve Plan on Private Placement of Shares | Management | For | Against |
| 1101077 | China | Special | 11/30/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 4 | Approve Feasibility Analysis Report on the Use of Proceeds | Management | For | Against |
| 1101077 | China | Special | 11/30/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 5.1 | Approve Signing of Conditional Share Subscription Agreement with Li Zhen | Management | For | Against |
| 1101077 | China | Special | 11/30/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 5.2 | Approve Signing of Conditional Share Subscription Agreement with Shanghai Automotive Group Equity Investment Co., Ltd. | Management | For | Against |
| 1101077 | China | Special | 11/30/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 5.3 | Approve Signing of Conditional Share Subscription Agreement with Boshi Fund Management Limited | Management | For | Against |
| 1101077 | China | Special | 11/30/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 5.4 | Approve Signing of Conditional Share Subscription Agreement with Urumqi Phoenix Jishi Equity Investment Management Limited Partnership | Management | For | Against |
| 1101077 | China | Special | 11/30/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 5.5 | Approve Signing of Conditional Share Subscription Agreement with Bangbu Jinniu Hongsheng Investment Partnership (Limited Partnership) | Management | For | Against |
| 1101077 | China | Special | 11/30/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 5.6 | Approve Signing of Conditional Share Subscription Agreement with Xinwo Fund Management Limited | Management | For | Against |
| 1101077 | China | Special | 11/30/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 5.7 | Approve Signing of Conditional Share Subscription Agreement with Anhui Gaoxin Yida Wanjiang Industrial Development Venture Capital Fund (Limited Partnership) | Management | For | Against |
| 1101077 | China | Special | 11/30/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 5.8 | Approve Signing of Conditional Share Subscription Agreement with China Southern Asset Management Co., Ltd. | Management | For | Against |
| 1101077 | China | Special | 11/30/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 6 | Approve Private Placement of Shares Constitutes as Related Party Transaction | Management | For | Against |
| 1101077 | China | Special | 11/30/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 7 | Approve Impact of Dilution of Current Returns and the Relevant Measures to be Taken | Management | For | Against |
| 1101077 | China | Special | 11/30/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 8 | Approve Authorization of Board to Handle All Related Matters | Management | For | Against |
| 1101077 | China | Special | 11/30/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 9 | Approve Shareholder Return Plan in the Next Three Years | Management | For | Against |
| 1101077 | China | Special | 11/30/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 10 | Approve Whitewash Waiver and Related Transactions | Management | For | Against |
| 1101077 | China | Special | 11/30/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 11 | Approve Report on the Usage of Previously Raised Funds | Management | For | Against |
| 1101554 | China | Special | 12/2/2016 14:30 | Kangde Xin Composite Material Group Co., Ltd. | CNE100000RN2 | B3SYJL8 | 1 | Approve 2016 Employee Share Purchase Plan (Draft) and Summary | Management | For | For |
| 1101554 | China | Special | 12/2/2016 14:30 | Kangde Xin Composite Material Group Co., Ltd. | CNE100000RN2 | B3SYJL8 | 2 | Approve Authorization of the Board to Handle All Related Matters | Management | For | For |
| 1101554 | China | Special | 12/2/2016 14:30 | Kangde Xin Composite Material Group Co., Ltd. | CNE100000RN2 | B3SYJL8 | 3 | Amend Articles of Association | Share Holder | None | For |
| 1101711 | China | Special | 12/5/2016 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 1 | Approve Establishment of Beijing Zhongguancun Bank Co., Ltd | Management | For | For |
| 1101711 | China | Special | 12/5/2016 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 2 | Approve Signing of Promoter's Agreement | Management | For | For |
| 1101711 | China | Special | 12/5/2016 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 3 | Approve Undertakings Regarding Funding Authenticity | Management | For | For |
| 1101711 | China | Special | 12/5/2016 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 4 | Approve Non-occurrence of Illegal Related Party Transactions | Management | For | For |
| 1101711 | China | Special | 12/5/2016 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 5 | Approve Sixteen Commitments Towards Beijing Zhongguancun Bank Co., Ltd | Management | For | For |
| 1098499 | China | Special | 12/19/2016 14:30 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 1.01 | Elect Gao Jianping as Non-Independent Director | Management | For | For |
| 1098499 | China | Special | 12/19/2016 14:30 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 1.02 | Elect Chen Yichao as Non-Independent Director | Management | For | For |
| 1098499 | China | Special | 12/19/2016 14:30 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 1.03 | Elect Fu Anping as Non-Independent Director | Management | For | For |
| 1098499 | China | Special | 12/19/2016 14:30 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 1.04 | Elect Han Jingwen as Non-Independent Director | Management | For | For |
| 1098499 | China | Special | 12/19/2016 14:30 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 1.05 | Elect Xi Xinghua as Non-Independent Director | Management | For | For |
| 1098499 | China | Special | 12/19/2016 14:30 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 1.06 | Elect Tao Yiping as Non-Independent Director | Management | For | For |
| 1098499 | China | Special | 12/19/2016 14:30 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 1.07 | Elect Chen Jinguang as Non-Independent Director | Management | For | For |
| 1098499 | China | Special | 12/19/2016 14:30 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 1.08 | Elect Xue Hefeng as Non-Independent Director | Management | For | For |
| 1098499 | China | Special | 12/19/2016 14:30 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 1.09 | Elect Chen Xinjian as Non-Independent Director | Management | For | For |
| 1098499 | China | Special | 12/19/2016 14:30 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 1.10 | Elect Paul M. Theil as Independent Director | Management | For | For |
| 1098499 | China | Special | 12/19/2016 14:30 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 1.11 | Elect Zhu Qing as Independent Director | Management | For | For |
| 1098499 | China | Special | 12/19/2016 14:30 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 1.12 | Elect Liu Shiping as Independent Director | Management | For | For |
| 1098499 | China | Special | 12/19/2016 14:30 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 1.13 | Elect Su Xijia as Independent Director | Management | For | For |
| 1098499 | China | Special | 12/19/2016 14:30 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 1.14 | Elect Lin Hua as Independent Director | Management | For | For |
| 1098499 | China | Special | 12/19/2016 14:30 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 2.01 | Elect Xu Chiyu as Supervisor | Share Holder | None | For |
| 1098499 | China | Special | 12/19/2016 14:30 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 2.02 | Elect He Xudong as Supervisor | Share Holder | None | For |
| 1098499 | China | Special | 12/19/2016 14:30 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 2.03 | Elect Peng Jinguang as Supervisor | Share Holder | None | For |
| 1098499 | China | Special | 12/19/2016 14:30 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 2.04 | Elect Li Ruoshan as Supervisor | Management | For | For |
| 1098499 | China | Special | 12/19/2016 14:30 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 2.05 | Elect Ben Shenglin as Supervisor | Management | For | For |
| 1098499 | China | Special | 12/19/2016 14:30 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 2.06 | Elect Xia Dawei as Supervisor | Management | For | For |
| 1098499 | China | Special | 12/19/2016 14:30 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 3 | Amend Management System of Related-party Transactions | Management | For | For |
| 1098499 | China | Special | 12/19/2016 14:30 | Industrial Bank Co., Ltd. | CNE000001QZ7 | B1P13B6 | 4 | Approve Related-party Transaction with China People 's Insurance Group Co., Ltd. | Management | For | For |
| 1099391 | China | Special | 12/21/2016 13:30 | Huatai Securities Co., Ltd. | CNE100000LQ8 | B61VK25 | 1 | Amend Articles of Association | Management | For | For |
| 1099391 | China | Special | 12/21/2016 13:30 | Huatai Securities Co., Ltd. | CNE100000LQ8 | B61VK25 | 2 | Amend Rules and Procedures of General Meetings | Management | For | For |
| 1099391 | China | Special | 12/21/2016 13:30 | Huatai Securities Co., Ltd. | CNE100000LQ8 | B61VK25 | 3.01 | Elect Zhou Yi as Director | Management | For | For |
| 1099391 | China | Special | 12/21/2016 13:30 | Huatai Securities Co., Ltd. | CNE100000LQ8 | B61VK25 | 3.02 | Elect Pu Baoying as Director | Share Holder | For | For |
| 1099391 | China | Special | 12/21/2016 13:30 | Huatai Securities Co., Ltd. | CNE100000LQ8 | B61VK25 | 3.03 | Elect Gao Xu as Director | Share Holder | For | For |
| 1099391 | China | Special | 12/21/2016 13:30 | Huatai Securities Co., Ltd. | CNE100000LQ8 | B61VK25 | 3.04 | Elect Chen Ning as Director | Share Holder | For | For |
| 1099391 | China | Special | 12/21/2016 13:30 | Huatai Securities Co., Ltd. | CNE100000LQ8 | B61VK25 | 3.05 | Elect Sun Hongning as Director | Share Holder | For | For |
| 1099391 | China | Special | 12/21/2016 13:30 | Huatai Securities Co., Ltd. | CNE100000LQ8 | B61VK25 | 3.06 | Elect Xu Qing as Director | Share Holder | For | For |
| 1099391 | China | Special | 12/21/2016 13:30 | Huatai Securities Co., Ltd. | CNE100000LQ8 | B61VK25 | 3.07 | Elect Zhou Yong as Director | Share Holder | For | For |
| 1099391 | China | Special | 12/21/2016 13:30 | Huatai Securities Co., Ltd. | CNE100000LQ8 | B61VK25 | 4.01 | Elect Chen Chuanming as Director | Management | For | For |
| 1099391 | China | Special | 12/21/2016 13:30 | Huatai Securities Co., Ltd. | CNE100000LQ8 | B61VK25 | 4.02 | Elect Liu Hongzhong as Director | Management | For | For |
| 1099391 | China | Special | 12/21/2016 13:30 | Huatai Securities Co., Ltd. | CNE100000LQ8 | B61VK25 | 4.03 | Elect Lee Chi Ming as Director | Management | For | For |
| 1099391 | China | Special | 12/21/2016 13:30 | Huatai Securities Co., Ltd. | CNE100000LQ8 | B61VK25 | 4.04 | Elect Yang Xiongsheng as Director | Management | For | For |
| 1099391 | China | Special | 12/21/2016 13:30 | Huatai Securities Co., Ltd. | CNE100000LQ8 | B61VK25 | 4.05 | Elect Liu Yan as Director | Management | For | For |
| 1099391 | China | Special | 12/21/2016 13:30 | Huatai Securities Co., Ltd. | CNE100000LQ8 | B61VK25 | 5.01 | Elect Wang Huiqing as Supervisor | Share Holder | For | For |
| 1099391 | China | Special | 12/21/2016 13:30 | Huatai Securities Co., Ltd. | CNE100000LQ8 | B61VK25 | 5.02 | Elect Du Wenyi as Supervisor | Share Holder | For | For |
| 1099391 | China | Special | 12/21/2016 13:30 | Huatai Securities Co., Ltd. | CNE100000LQ8 | B61VK25 | 5.03 | Elect Liu Zhihong as Supervisor | Share Holder | For | For |
| 1099391 | China | Special | 12/21/2016 13:30 | Huatai Securities Co., Ltd. | CNE100000LQ8 | B61VK25 | 5.04 | Elect Yu Yimin as Supervisor | Share Holder | For | For |
| 1104322 | China | Special | 12/22/2016 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 1 | Elect Hong Tianfeng as Independent Director | Management | For | For |
| 1104322 | China | Special | 12/22/2016 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 2 | Approve Issuance of Short-term Financing Bills | Management | For | For |
| 1104322 | China | Special | 12/22/2016 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 3 | Approve Authorization of the Board to Handle All Related Matters in Connection to Issuance of Short-term Financing Bills | Management | For | For |
| 1104322 | China | Special | 12/22/2016 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 4 | Approve Amendments to Articles of Association to Expand Business Scope | Management | For | For |
| 1104322 | China | Special | 12/22/2016 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 5 | Approve Increase in Comprehensive Credit Line | Management | For | For |
| 1104322 | China | Special | 12/22/2016 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 6 | Approve Provision of Guarantees | Management | For | For |
| 1104322 | China | Special | 12/22/2016 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 7 | Approve Signing of Financial Services Agreement with China Electronic Technology Finance Co., Ltd. | Management | For | Against |
| 1104322 | China | Special | 12/22/2016 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 8.1 | Approve Criteria to Select Plan Participants | Management | For | For |
| 1104322 | China | Special | 12/22/2016 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 8.2 | Approve Source, Size and Number of Underlying Stocks | Management | For | For |
| 1104322 | China | Special | 12/22/2016 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 8.3 | Approve Allocation of Restricted Stocks | Management | For | For |
| 1104322 | China | Special | 12/22/2016 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 8.4 | Approve Granting of Restricted Stocks | Management | For | For |
| 1104322 | China | Special | 12/22/2016 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 8.5 | Approve Unlocking of Restricted Stocks | Management | For | For |
| 1104322 | China | Special | 12/22/2016 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 8.6 | Approve Conditions for Granting and Unlocking | Management | For | For |
| 1104322 | China | Special | 12/22/2016 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 8.7 | Approve Methods and Procedures to Adjust the Incentive Plan | Management | For | For |
| 1104322 | China | Special | 12/22/2016 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 8.8 | Approve Income of Incentive Targets | Management | For | For |
| 1104322 | China | Special | 12/22/2016 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 8.9 | Approve Rights and Obligations of the Plan Participants and the Company | Management | For | For |
| 1104322 | China | Special | 12/22/2016 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 8.10 | Approve Treatment Under Special Situations | Management | For | For |
| 1104322 | China | Special | 12/22/2016 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 8.11 | Approve Accounting Treatment and Effect of Incentive Plan on Company's Operating Performance | Management | For | For |
| 1104322 | China | Special | 12/22/2016 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 8.12 | Approve Formulation, Approval, Revision and Termination of This Plan | Management | For | For |
| 1104322 | China | Special | 12/22/2016 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 8.13 | Approve Information Disclosure | Management | For | For |
| 1104322 | China | Special | 12/22/2016 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 9 | Approve Methods to Assess the Performance of Plan Participants | Management | For | For |
| 1104322 | China | Special | 12/22/2016 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 10 | Approve Authorization of the Board to Handle All Related Matters in Connection to Restricted Stock Plan | Management | For | For |
| 1104476 | China | Special | 12/23/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 1.1 | Elect Li Zhen as Non-Independent Director | Management | For | For |
| 1104476 | China | Special | 12/23/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 1.2 | Elect Hu Jianglin as Non-Independent Director | Management | For | For |
| 1104476 | China | Special | 12/23/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 1.3 | Elect Wang Yong as Non-Independent Director | Management | For | For |
| 1104476 | China | Special | 12/23/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 1.4 | Elect Qiu Weidong as Non-Independent Director | Management | For | For |
| 1104476 | China | Special | 12/23/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 1.5 | Elect Yang Xulai as Non-Independent Director | Management | For | For |
| 1104476 | China | Special | 12/23/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 1.6 | Elect Wang Zhitai as Independent Director | Management | For | For |
| 1104476 | China | Special | 12/23/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 1.7 | Elect Sheng Yang as Independent Director | Management | For | For |
| 1104476 | China | Special | 12/23/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 1.8 | Elect Qiao Yun as Independent Director | Management | For | For |
| 1104476 | China | Special | 12/23/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 2.1 | Elect Peng Ming as Supervisor | Management | For | For |
| 1104476 | China | Special | 12/23/2016 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 2.2 | Elect Li Yan as Supervisor | Management | For | For |
| 1104873 | China | Special | 12/26/2016 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 1 | Approve Guarantee Provision to Yiyang Guokai Originwater Water Business Co., Ltd. | Management | For | Against |
| 1104873 | China | Special | 12/26/2016 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 2 | Approve Guarantee Provision to Shawan Originwater Water Business Co., Ltd. | Management | For | For |
| 1104873 | China | Special | 12/26/2016 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 3 | Approve Guarantee Provision to Xian Originwater Water Business Co., Ltd. | Management | For | Against |
| 1104873 | China | Special | 12/26/2016 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 4 | Approve Issuance of Short-term Financial Bills | Management | For | For |
| 1104873 | China | Special | 12/26/2016 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 5 | Approve Issuance of Ultra Short-term Financial Bills | Management | For | For |
| 1104873 | China | Special | 12/26/2016 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 6 | Approve Provision of Guarantee | Share Holder | For | For |
| 1105199 | China | Special | 12/29/2016 9:30 | Poly Real Estate Group Co., Ltd. | CNE000001ND1 | B19RB38 | 1 | Elect Xing Yi as Non-Independent Director | Share Holder | None | For |
| 1105199 | China | Special | 12/29/2016 9:30 | Poly Real Estate Group Co., Ltd. | CNE000001ND1 | B19RB38 | 2 | Amend Rules and Procedures Regarding Meetings of Board of Directors | Management | For | For |
| 1105199 | China | Special | 12/29/2016 9:30 | Poly Real Estate Group Co., Ltd. | CNE000001ND1 | B19RB38 | 3 | Approve Shareholder Return Plan in the Next Three Years | Management | For | For |
| 1105194 | China | Special | 12/30/2016 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 1 | Approve Acquisition of 30% Equity in Shenzhen Green Cloud Technology Co., Ltd. | Management | For | For |
| 1105194 | China | Special | 12/30/2016 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 2 | Approve Acquisition of 100% Equity in Green Nebula Technology (Shenzhen) Co., Ltd. | Management | For | For |
| 1105388 | China | Special | 12/30/2016 14:30 | Kangde Xin Composite Material Group Co., Ltd. | CNE100000RN2 | B3SYJL8 | 1 | Approve Partial Change in Implementing Body of Raised Funds Investment Project | Management | For | For |
| 1106034 | China | Special | 1/6/2017 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 1 | Approve Company's Eligibility for Private Placement of Shares | Management | For | For |
| 1106034 | China | Special | 1/6/2017 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 2.1 | Approve Pricing Principle and Issue Price | Management | For | For |
| 1106034 | China | Special | 1/6/2017 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 2.2 | Approve Amount of Raised Funds and Issue Size | Management | For | For |
| 1106034 | China | Special | 1/6/2017 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 2.3 | Approve Intended Usage of Raised Funds | Management | For | For |
| 1106034 | China | Special | 1/6/2017 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 2.4 | Approve Resolution Validity Period | Management | For | For |
| 1106034 | China | Special | 1/6/2017 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 3 | Approve Plan for Private Placement of Shares (Revised) | Management | For | For |
| 1106034 | China | Special | 1/6/2017 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 4 | Approve Report on the Usage of Previously Raised Funds | Management | For | For |
| 1106034 | China | Special | 1/6/2017 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 5 | Approve Feasibility Analysis Report on the Intended Usage of Raised Funds (Revised) | Management | For | For |
| 1106034 | China | Special | 1/6/2017 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 6 | Approve Authorization of Board to Handle All Related Matters | Management | For | For |
| 1106034 | China | Special | 1/6/2017 14:30 | Alpha Group | CNE100000FT4 | B427D96 | 7 | Approve Impact of Dilution of Current Returns and the Relevant Measures to be Taken (Revised) | Management | For | For |
| 1108146 | China | Special | 1/24/2017 13:30 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 1 | Approve Company's Eligibility for Private Placement of Shares | Management | For | For |
| 1108146 | China | Special | 1/24/2017 13:30 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 2.01 | Approve Share Type and Par Value | Management | For | For |
| 1108146 | China | Special | 1/24/2017 13:30 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 2.02 | Approve Issue Manner and Issue Time | Management | For | For |
| 1108146 | China | Special | 1/24/2017 13:30 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 2.03 | Approve Target Subscribers and Subscription Method | Management | For | For |
| 1108146 | China | Special | 1/24/2017 13:30 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 2.04 | Approve Issue Price and Pricing Basis | Management | For | For |
| 1108146 | China | Special | 1/24/2017 13:30 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 2.05 | Approve Issue Size | Management | For | For |
| 1108146 | China | Special | 1/24/2017 13:30 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 2.06 | Approve Lock-up Period | Management | For | For |
| 1108146 | China | Special | 1/24/2017 13:30 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 2.07 | Approve Use of Proceeds | Management | For | For |
| 1108146 | China | Special | 1/24/2017 13:30 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 2.08 | Approve Distribution Arrangement of Undistributed Earnings | Management | For | For |
| 1108146 | China | Special | 1/24/2017 13:30 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 2.09 | Approve Listing Exchange | Management | For | For |
| 1108146 | China | Special | 1/24/2017 13:30 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 2.10 | Approve Resolution Validity Period | Management | For | For |
| 1108146 | China | Special | 1/24/2017 13:30 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 3 | Approve Plan for Private Placement of Shares | Management | For | For |
| 1108146 | China | Special | 1/24/2017 13:30 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 4 | Approve Subscription Agreement and Related Transactions | Management | For | For |
| 1108146 | China | Special | 1/24/2017 13:30 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 5 | Approve Related Party Transactions in Connection to Private Placement | Management | For | For |
| 1108146 | China | Special | 1/24/2017 13:30 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 6 | Approve Feasibility Analysis Report on the Use of Proceeds | Management | For | For |
| 1108146 | China | Special | 1/24/2017 13:30 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 7 | Approve Report on the Usage of Previously Raised Funds | Management | For | For |
| 1108146 | China | Special | 1/24/2017 13:30 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 8 | Approve Authorization of Board to Handle All Related Matters | Management | For | For |
| 1108146 | China | Special | 1/24/2017 13:30 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 9 | Approve Shareholder Return Plan in the Next Three Years | Management | For | For |
| 1108146 | China | Special | 1/24/2017 13:30 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 10 | Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken | Management | For | For |
| 1108146 | China | Special | 1/24/2017 13:30 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 11 | Amend Articles of Association | Management | For | For |
| 1108146 | China | Special | 1/24/2017 13:30 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 12 | Approve 2016 Continuing Related Party Transactions with Related Parties of Ultimate Controlling Shareholder | Management | For | Against |
| 1108146 | China | Special | 1/24/2017 13:30 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 13 | Approve 2017 Continuing Related Party Transactions with Related Parties of Ultimate Controlling Shareholder | Management | For | Against |
| 1108146 | China | Special | 1/24/2017 13:30 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 14 | Approve 2017 Guarantee Provision Plan | Management | For | Against |
| 1108146 | China | Special | 1/24/2017 13:30 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 15 | Approve 2017 Financing Limit and Authorization to Sign the Related Agreement | Management | For | For |
| 1108146 | China | Special | 1/24/2017 13:30 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 16 | Approve Adjustment on Construction Matters of Raised Funds Investment Project and Management Data Center Project | Management | For | For |
| 1108918 | China | Special | 2/6/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 1 | Approve Public Issuance of H Shares and Listing in Hong Kong Stocks Exchange | Management | For | For |
| 1108918 | China | Special | 2/6/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 2.1 | Approve Share Type and Par Value | Management | For | For |
| 1108918 | China | Special | 2/6/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 2.2 | Approve Issue Manner | Management | For | For |
| 1108918 | China | Special | 2/6/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 2.3 | Approve Issue Scale | Management | For | For |
| 1108918 | China | Special | 2/6/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 2.4 | Approve Issue Manner | Management | For | For |
| 1108918 | China | Special | 2/6/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 2.5 | Approve Target Subscribers | Management | For | For |
| 1108918 | China | Special | 2/6/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 2.6 | Approve Issue Time | Management | For | For |
| 1108918 | China | Special | 2/6/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 2.7 | Approve Placing Principle | Management | For | For |
| 1108918 | China | Special | 2/6/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 3 | Approve Change of Corporate Form to Overseas Limited Stocks Company | Management | For | For |
| 1108918 | China | Special | 2/6/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 4 | Approve Use of Proceeds | Management | For | For |
| 1108918 | China | Special | 2/6/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 5 | Approve Resolution Validity Period | Management | For | For |
| 1108918 | China | Special | 2/6/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 6 | Approve Authorization of the Board to Handle All Related Matter | Management | For | For |
| 1108918 | China | Special | 2/6/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 7 | Approve Distribution Arrangement of Cumulative Earnings | Management | For | For |
| 1108918 | China | Special | 2/6/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 8 | Approve Amendments to Articles of Association | Management | For | For |
| 1108918 | China | Special | 2/6/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 9 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | For | For |
| 1108918 | China | Special | 2/6/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 10 | Amend Rules and Procedures Regarding Meetings of Board of Directors | Management | For | For |
| 1108918 | China | Special | 2/6/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 11 | Amend Rules and Procedures Regarding Meetings of Board of Supervisors | Management | For | For |
| 1109231 | China | Special | 2/13/2017 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 1 | Approve Signing of Related-party Transaction Framework Agreement | Management | For | For |
| 1109231 | China | Special | 2/13/2017 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 2.01 | Elect Wang Zhenghua as Non-Independent Director | Share Holder | None | For |
| 1109231 | China | Special | 2/13/2017 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 2.02 | Elect Zhang Xiuzhi as Non-Independent Director | Share Holder | None | For |
| 1109231 | China | Special | 2/13/2017 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 2.03 | Elect Yang Suying as Non-Independent Director | Share Holder | None | For |
| 1109231 | China | Special | 2/13/2017 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 2.04 | Elect Wang Yu as Non-Independent Director | Share Holder | None | For |
| 1109231 | China | Special | 2/13/2017 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 2.05 | Elect Wang Zhijie as Non-Independent Director | Share Holder | None | For |
| 1109231 | China | Special | 2/13/2017 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 3.01 | Elect Qian Shizheng as Independent Director | Share Holder | None | For |
| 1109231 | China | Special | 2/13/2017 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 3.02 | Elect Chen Naiwei as Independent Director | Share Holder | None | For |
| 1109231 | China | Special | 2/13/2017 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 3.03 | Elect Lv Chao as Independent Director | Share Holder | None | For |
| 1109231 | China | Special | 2/13/2017 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 4.01 | Elect Xu Guoping as Supervisor | Share Holder | None | For |
| 1109231 | China | Special | 2/13/2017 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 4.02 | Elect Tang Fang as Supervisor | Share Holder | None | For |
| 1113179 | China | Special | 3/1/2017 14:00 | GoerTek Inc. | CNE100000BP1 | B2R9WZ2 | 1 | Approve Management System of Investment Risks | Management | For | For |
| 1113179 | China | Special | 3/1/2017 14:00 | GoerTek Inc. | CNE100000BP1 | B2R9WZ2 | 2 | Approve Acquisition Agreement | Management | For | For |
| 1115216 | China | Special | 3/9/2017 9:30 | China Yangtze Power Co.,Ltd. | CNE000001G87 | 6711630 | 1 | Approve Appointment of 2016 Financial Report Auditor | Management | For | For |
| 1115216 | China | Special | 3/9/2017 9:30 | China Yangtze Power Co.,Ltd. | CNE000001G87 | 6711630 | 2 | Approve Appointment of 2016 Internal Control Auditor | Management | For | For |
| 1115216 | China | Special | 3/9/2017 9:30 | China Yangtze Power Co.,Ltd. | CNE000001G87 | 6711630 | 3 | Approve Continued Signing of Financial Service Framework Agreement with Three Gorges Finance Co., Ltd. | Management | For | For |
| 1115216 | China | Special | 3/9/2017 9:30 | China Yangtze Power Co.,Ltd. | CNE000001G87 | 6711630 | 4.01 | Elect Zhang Biyi as Independent Director | Management | For | Against |
| 1115216 | China | Special | 3/9/2017 9:30 | China Yangtze Power Co.,Ltd. | CNE000001G87 | 6711630 | 4.02 | Elect Wen Bingyou as Independent Director | Management | For | Against |
| 1115216 | China | Special | 3/9/2017 9:30 | China Yangtze Power Co.,Ltd. | CNE000001G87 | 6711630 | 5.01 | Elect Huang Lixin as Supervisor | Share Holder | None | Against |
| 1114476 | China | Special | 3/9/2017 14:30 | Kangde Xin Composite Material Group Co., Ltd. | CNE100000RN2 | B3SYJL8 | 1 | Approve Signing of Strategic Cooperation Agreement and Related-party Transaction | Management | For | For |
| 1114476 | China | Special | 3/9/2017 14:30 | Kangde Xin Composite Material Group Co., Ltd. | CNE100000RN2 | B3SYJL8 | 2 | Approve Extension of Resolution Validity Period of Guarantee Provision for Controlled Subsidiary | Share Holder | None | Against |
| 1116651 | China | Special | 3/15/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 1 | Approve Appointment of Auditor | Management | For | For |
| 1116651 | China | Special | 3/15/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 2 | Amend Management System for Providing External Guarantees | Management | For | For |
| 1116651 | China | Special | 3/15/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 3 | Amend Rules and Procedures Regarding Meetings of Board of Directors | Management | For | For |
| 1116651 | China | Special | 3/15/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 4 | Amend Management System of Raised Funds | Management | For | For |
| 1117899 | China | Special | 3/16/2017 9:30 | Poly Real Estate Group Co., Ltd. | CNE000001ND1 | B19RB38 | 1 | Approve Issuance of Debt Financing Instruments | Management | For | Against |
| 1117899 | China | Special | 3/16/2017 9:30 | Poly Real Estate Group Co., Ltd. | CNE000001ND1 | B19RB38 | 2 | Approve Amendments to Articles of Association | Management | For | Against |
| 1119256 | China | Special | 3/21/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 1 | Approve Company's Eligibility for Major Assets Restructuring | Management | For | For |
| 1119256 | China | Special | 3/21/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 2.1 | Approve Plan Summary | Management | For | For |
| 1119256 | China | Special | 3/21/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 2.2 | Approve Transaction Parties | Management | For | For |
| 1119256 | China | Special | 3/21/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 2.3 | Approve Target Asset | Management | For | For |
| 1119256 | China | Special | 3/21/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 2.4 | Approve Transaction Price | Management | For | For |
| 1119256 | China | Special | 3/21/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 2.5 | Approve Source of Funds and Payment Method | Management | For | For |
| 1119256 | China | Special | 3/21/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 2.6 | Approve Pricing Method | Management | For | For |
| 1119256 | China | Special | 3/21/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 2.7 | Approve Delivery of Target Assets | Management | For | For |
| 1119256 | China | Special | 3/21/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 2.8 | Approve Liability for Breach of the Transfer | Management | For | For |
| 1119256 | China | Special | 3/21/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 2.9 | Approve Transaction Constitutes as Major Asset Restructuring | Management | For | For |
| 1119256 | China | Special | 3/21/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 2.10 | Approve Resolution Validity Period | Management | For | For |
| 1119256 | China | Special | 3/21/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 3 | Approve Transaction Complies with Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies | Management | For | For |
| 1119256 | China | Special | 3/21/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 4 | Approve Transaction Complies with Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies | Management | For | For |
| 1119256 | China | Special | 3/21/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 5 | Approve Transaction Constitute as Related-Party Transaction | Management | For | For |
| 1119256 | China | Special | 3/21/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 6 | Approve Transaction Does Not Constitute Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies in Connection to Backdoor Listing | Management | For | For |
| 1119256 | China | Special | 3/21/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 7 | Approve Signing of Conditional Share Purchase Agreement | Management | For | For |
| 1119256 | China | Special | 3/21/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 8 | Approve Completeness and Compliance of Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction | Management | For | For |
| 1119256 | China | Special | 3/21/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 9 | Approve Report (Draft) and Summary on Company's Major Assets Acquisition (Revised) | Management | For | For |
| 1119256 | China | Special | 3/21/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 10 | Approve Relevant Criteria Differences of Verification Report and Appraisal Report | Management | For | For |
| 1119256 | China | Special | 3/21/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 11 | Approve Independence of Appraiser, the Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing | Management | For | For |
| 1119256 | China | Special | 3/21/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 12 | Approve Pricing Basis and Its Fairness and Reasonability | Management | For | For |
| 1119256 | China | Special | 3/21/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 13 | Approve that the Stock Price Volatility Has Not Reached the Relevant Standards of Article 5 of the Regulating of the Information Disclosure of Listed Companies and the Acts of All the Related Parties | Management | For | For |
| 1119256 | China | Special | 3/21/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 14 | Approve Authorization of the Board to Handle All Related Matters | Management | For | For |
| 1119256 | China | Special | 3/21/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 15 | Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken | Management | For | For |
| 1119256 | China | Special | 3/21/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 16 | Approve Capital Increase in Wholly-owned Subsidiary | Management | For | For |
| 1119256 | China | Special | 3/21/2017 14:30 | Wangsu Science & Technology Co.,Ltd. | CNE100000GQ8 | B4RHV31 | 17 | Approve Guarantee Provision Plan | Management | For | For |
| 1116081 | China | Special | 3/22/2017 15:00 | Luxshare Precision Industry Co., Ltd. | CNE100000TP3 | B64QPN3 | 1 | Approve Change in Usage of Partial Raised Funds and External Investment Through a Wholly-owned Subsidiary | Management | For | For |
| 1116081 | China | Special | 3/22/2017 15:00 | Luxshare Precision Industry Co., Ltd. | CNE100000TP3 | B64QPN3 | 2 | Approve Guarantee Provision Plan | Management | For | For |
| 1124300 | China | Annual | 4/6/2017 14:00 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 1 | Approve Report of the Board of Directors | Management | For | For |
| 1124300 | China | Annual | 4/6/2017 14:00 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 1124300 | China | Annual | 4/6/2017 14:00 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 3 | Approve Annual Report and Summary | Management | For | For |
| 1124300 | China | Annual | 4/6/2017 14:00 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 4 | Approve Report of the Independent Directors | Management | For | For |
| 1124300 | China | Annual | 4/6/2017 14:00 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 5 | Approve Financial Statements | Management | For | For |
| 1124300 | China | Annual | 4/6/2017 14:00 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 6 | Approve Profit Distribution | Management | For | For |
| 1124300 | China | Annual | 4/6/2017 14:00 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 7 | Approve Report on the Deposit and Usage of Raised Funds | Management | For | For |
| 1124300 | China | Annual | 4/6/2017 14:00 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 8 | Approve Remuneration (Allowance) of Chairman and Directors | Management | For | For |
| 1124300 | China | Annual | 4/6/2017 14:00 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 9 | Approve Actual Execution of Related-party Transactions | Management | For | Against |
| 1124300 | China | Annual | 4/6/2017 14:00 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 10 | Approve Signing of Related-party Transaction Framework Agreement with Ultimate Controlling Shareholder | Management | For | For |
| 1124300 | China | Annual | 4/6/2017 14:00 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 11 | Approve 2017 Financial Budget | Management | For | For |
| 1124300 | China | Annual | 4/6/2017 14:00 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 12 | Approve 2017 Appointment of Auditor | Management | For | For |
| 1124300 | China | Annual | 4/6/2017 14:00 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 13 | Approve Change of Company Name | Management | For | For |
| 1124300 | China | Annual | 4/6/2017 14:00 | AVIC Aviation Engine Corporation PLC | CNE000000JW1 | 6479024 | 14 | Amend Articles of Association | Management | For | For |
| 1122190 | China | Annual | 4/7/2017 14:00 | Jiangsu Hengrui Medicine Co., Ltd. | CNE0000014W7 | 6288457 | 1 | Approve 2016 Report of the Board of Directors | Management | For | For |
| 1122190 | China | Annual | 4/7/2017 14:00 | Jiangsu Hengrui Medicine Co., Ltd. | CNE0000014W7 | 6288457 | 2 | Approve 2016 Report of the Board of Supervisors | Management | For | For |
| 1122190 | China | Annual | 4/7/2017 14:00 | Jiangsu Hengrui Medicine Co., Ltd. | CNE0000014W7 | 6288457 | 3 | Approve 2016 Annual Report and Summary | Management | For | For |
| 1122190 | China | Annual | 4/7/2017 14:00 | Jiangsu Hengrui Medicine Co., Ltd. | CNE0000014W7 | 6288457 | 4 | Approve 2016 Annual Financial Report | Management | For | For |
| 1122190 | China | Annual | 4/7/2017 14:00 | Jiangsu Hengrui Medicine Co., Ltd. | CNE0000014W7 | 6288457 | 5 | Approve 2016 Annual Profit Distribution Plan | Management | For | For |
| 1122190 | China | Annual | 4/7/2017 14:00 | Jiangsu Hengrui Medicine Co., Ltd. | CNE0000014W7 | 6288457 | 6 | Approve Re-appointment of 2017 Auditor and Internal Control Auditor as well as Fixing the Remuneration | Management | For | For |
| 1122190 | China | Annual | 4/7/2017 14:00 | Jiangsu Hengrui Medicine Co., Ltd. | CNE0000014W7 | 6288457 | 7 | Elect Guo Yimin as Non-independent Director | Share Holder | None | For |
| 1122190 | China | Annual | 4/7/2017 14:00 | Jiangsu Hengrui Medicine Co., Ltd. | CNE0000014W7 | 6288457 | 8 | Approve Amendments to Articles of Association | Management | For | For |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 1 | Approve Report of the Board of Directors | Management | For | For |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 3 | Approve Financial Statements | Management | For | For |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 4 | Approve Profit Distribution | Management | For | For |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 5 | Approve Annual Report and Summary | Management | For | For |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 6 | Approve Report on the Deposit and Usage of Raised Funds | Management | For | For |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 7 | Approve Internal Control Self-Evaluation Report | Management | For | For |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 8 | Approve 2017 Bank Credit Line Application | Management | For | For |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 9 | Approve Guarantee Provision Plan | Management | For | Against |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 10 | Approve 2017 Daily Related-party Transaction Estimates | Management | For | For |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 11 | Approve Appointment of 2017 Auditor | Management | For | For |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 12 | Elect Cao Jianshe as Supervisor | Management | For | For |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 13.1 | Elect Steven Cai as Non-independent Director | Management | For | For |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 13.2 | Elect Lei Guang as Non-independent Director | Management | For | For |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 14 | Approve Termination of Private Placement of Shares | Management | For | For |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 15 | Approve Company's Eligibility for Rights Issue | Management | For | For |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 16.1 | Approve Share Type and Par Value | Management | For | For |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 16.2 | Approve Issue Manner | Management | For | For |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 16.3 | Approve Base, Proportion and Number of Shares | Management | For | For |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 16.4 | Approve Pricing Basis and Issue Price | Management | For | For |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 16.5 | Approve Target Subscribers | Management | For | For |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 16.6 | Approve Distribution Arrangement of Undistributed Earnings | Management | For | For |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 16.7 | Approve Issue Time | Management | For | For |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 16.8 | Approve Underwriting Method | Management | For | For |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 16.9 | Approve Use of Proceeds | Management | For | For |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 16.10 | Approve Resolution Validity Period | Management | For | For |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 16.11 | Approve Listing and Trading | Management | For | For |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 17 | Approve Plan on Rights Issue | Management | For | For |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 18 | Approve Feasibility Analysis Report on the Use of Proceeds | Management | For | For |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 19 | Approve Report on the Usage of Previously Raised Funds | Management | For | For |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 20 | Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken and Relevant Commitments | Management | For | For |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 21 | Approve Authorization of Board to Handle All Related Matters | Management | For | For |
| 1124803 | China | Annual | 4/7/2017 14:30 | Guoxuan High-tech Co .,Ltd. | CNE000001NY7 | B1FPYN7 | 22 | Approve Shareholder Return Plan in the Next Three Years | Management | For | For |
| 1125983 | China | Annual | 4/14/2017 14:00 | GoerTek Inc. | CNE100000BP1 | B2R9WZ2 | 1 | Approve Report of the Board of Directors | Management | For | For |
| 1125983 | China | Annual | 4/14/2017 14:00 | GoerTek Inc. | CNE100000BP1 | B2R9WZ2 | 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 1125983 | China | Annual | 4/14/2017 14:00 | GoerTek Inc. | CNE100000BP1 | B2R9WZ2 | 3 | Approve Financial Statements | Management | For | For |
| 1125983 | China | Annual | 4/14/2017 14:00 | GoerTek Inc. | CNE100000BP1 | B2R9WZ2 | 4 | Approve Annual Report and Summary | Management | For | For |
| 1125983 | China | Annual | 4/14/2017 14:00 | GoerTek Inc. | CNE100000BP1 | B2R9WZ2 | 5 | Approve Profit Distribution | Management | For | For |
| 1125983 | China | Annual | 4/14/2017 14:00 | GoerTek Inc. | CNE100000BP1 | B2R9WZ2 | 6 | Approve Report on the Deposit and Usage of Raised Funds | Management | For | For |
| 1125983 | China | Annual | 4/14/2017 14:00 | GoerTek Inc. | CNE100000BP1 | B2R9WZ2 | 7 | Approve Guarantee Provision to Foreign Loan of Hong Kong Subsidiary | Management | For | For |
| 1125983 | China | Annual | 4/14/2017 14:00 | GoerTek Inc. | CNE100000BP1 | B2R9WZ2 | 8 | Amend Articles of Association | Management | For | For |
| 1125983 | China | Annual | 4/14/2017 14:00 | GoerTek Inc. | CNE100000BP1 | B2R9WZ2 | 9 | Approve Internal Audit System | Management | For | For |
| 1130630 | China | Annual | 4/20/2017 13:00 | Hangzhou Robam Appliances Co Ltd | CNE100000WY9 | B59WFS4 | 1 | Approve Report of the Board of Directors | Management | For | For |
| 1130630 | China | Annual | 4/20/2017 13:00 | Hangzhou Robam Appliances Co Ltd | CNE100000WY9 | B59WFS4 | 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 1130630 | China | Annual | 4/20/2017 13:00 | Hangzhou Robam Appliances Co Ltd | CNE100000WY9 | B59WFS4 | 3 | Approve Financial Statements | Management | For | For |
| 1130630 | China | Annual | 4/20/2017 13:00 | Hangzhou Robam Appliances Co Ltd | CNE100000WY9 | B59WFS4 | 4 | Approve 2017 Financial Budget Report | Management | For | For |
| 1130630 | China | Annual | 4/20/2017 13:00 | Hangzhou Robam Appliances Co Ltd | CNE100000WY9 | B59WFS4 | 5 | Approve Annual Report and Summary | Management | For | For |
| 1130630 | China | Annual | 4/20/2017 13:00 | Hangzhou Robam Appliances Co Ltd | CNE100000WY9 | B59WFS4 | 6 | Approve Profit Distribution | Management | For | For |
| 1130630 | China | Annual | 4/20/2017 13:00 | Hangzhou Robam Appliances Co Ltd | CNE100000WY9 | B59WFS4 | 7 | Approve Use of Own Idle Funds to Invest in Financial Management | Management | For | For |
| 1130630 | China | Annual | 4/20/2017 13:00 | Hangzhou Robam Appliances Co Ltd | CNE100000WY9 | B59WFS4 | 8 | Approve Expansion of Business Scope and Amend Articles of Association | Management | For | For |
| 1131312 | China | Annual | 4/21/2017 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 1 | Approve Report of the Board of Directors | Management | For | For |
| 1131312 | China | Annual | 4/21/2017 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 1131312 | China | Annual | 4/21/2017 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 3 | Approve Financial Statements | Management | For | For |
| 1131312 | China | Annual | 4/21/2017 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 4 | Approve Profit Distribution | Management | For | For |
| 1131312 | China | Annual | 4/21/2017 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 5 | Approve Annual Report and Summary | Management | For | For |
| 1131312 | China | Annual | 4/21/2017 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 6 | Approve Remuneration Distribution Plan of Directors and Senior Management Members | Management | For | For |
| 1131312 | China | Annual | 4/21/2017 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 7 | Approve Remuneration Distribution Plan of Supervisor | Management | For | For |
| 1131312 | China | Annual | 4/21/2017 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 8 | Approve 2017 Daily Related-party Transaction Estimates | Management | For | For |
| 1131312 | China | Annual | 4/21/2017 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 9 | Approve 2017 External Guarantee Provision Estimates | Management | For | For |
| 1131312 | China | Annual | 4/21/2017 14:00 | Spring Airlines Co., Ltd. | CNE100001V45 | BTG8044 | 10 | Approve Appointment of 2017 Financial Report Auditor and Internal Control Auditor | Management | For | For |
| 1137341 | China | Annual | 5/3/2017 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 1 | Approve Report of the Board of Directors | Management | For | For |
| 1137341 | China | Annual | 5/3/2017 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 1137341 | China | Annual | 5/3/2017 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 3 | Approve Annual Report and Summary | Management | For | For |
| 1137341 | China | Annual | 5/3/2017 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 4 | Approve Financial Statements | Management | For | For |
| 1137341 | China | Annual | 5/3/2017 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 5 | Approve Profit Distribution | Management | For | For |
| 1137341 | China | Annual | 5/3/2017 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 6.01 | Approve Related-party Transaction with Xinjiang Originwater Environmental Resources Co., Ltd. | Management | For | For |
| 1137341 | China | Annual | 5/3/2017 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 6.02 | Approve Related-party Transaction with Tianjin Baoxing Water Conservancy Construction Management Co., Ltd. | Management | For | For |
| 1137341 | China | Annual | 5/3/2017 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 6.03 | Approve Related-party Transaction with Xinjiang Kunlun New Water Technology Co., Ltd. | Management | For | For |
| 1137341 | China | Annual | 5/3/2017 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 6.04 | Approve Related-party Transaction with Wuhan Sanzhen Industry Holding Co., Ltd. | Management | For | For |
| 1137341 | China | Annual | 5/3/2017 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 6.05 | Approve Related-party Transaction with Hunan Heyuan Water Environmental Technology Co., Ltd. | Management | For | For |
| 1137341 | China | Annual | 5/3/2017 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 6.06 | Approve Related-party Transaction with Wuhan Water Environmental Technology Co., Ltd. | Management | For | For |
| 1137341 | China | Annual | 5/3/2017 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 7 | Approve 2017 Appointment of Auditor | Management | For | For |
| 1137341 | China | Annual | 5/3/2017 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 8 | Approve Advance Termination of Guarantee Provision to Yunnan Water Industry Investment and Development Co., Ltd. | Management | For | For |
| 1137341 | China | Annual | 5/3/2017 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 9 | Approve Advance Termination of Guarantee Provision to Beijing Jiu'an Construction Investment Group Co., Ltd. | Management | For | For |
| 1137341 | China | Annual | 5/3/2017 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 10 | Approve Advance Termination of Guarantee Provision to Qingdao Water Originwater Seawater Desalination Co., Ltd. | Management | For | For |
| 1137341 | China | Annual | 5/3/2017 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 11 | Approve Advance Cancellation of Guarantee Provision to Originwater Hong Kong Environmental Protection Co., Ltd. | Management | For | For |
| 1137341 | China | Annual | 5/3/2017 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 12 | Approve Advance Cancellation of Partial Domestic Guarantee Provision For Foreign Loan of Originwater Hong Kong Environmental Protection Co., Ltd. | Management | For | For |
| 1137341 | China | Annual | 5/3/2017 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 13 | Approve Provision of Guarantee to Yongjia Originwater Environmental Technology Co., Ltd. | Management | For | For |
| 1137341 | China | Annual | 5/3/2017 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 14 | Approve Provision of Guarantee to Ningbo Bixing Environmental Protection Technology Co., Ltd. | Management | For | For |
| 1137341 | China | Annual | 5/3/2017 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 15 | Approve Provision of Guarantee to Zhuji Bishui Environmental Technology Co., Ltd. | Management | For | For |
| 1137341 | China | Annual | 5/3/2017 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 16 | Approve Provision of Guarantee to Shantou Originwater Environmental Technology Co., Ltd. | Management | For | For |
| 1137341 | China | Annual | 5/3/2017 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 17 | Approve Provision of Guarantee to Beijing Jiu'an Construction Investment Group Co., Ltd. | Management | For | For |
| 1137341 | China | Annual | 5/3/2017 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 18 | Approve Provision of Guarantee to Beijing Bitong Taima Water Environmental Governance Co., Ltd. | Management | For | For |
| 1137341 | China | Annual | 5/3/2017 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 19 | Approve Provision of Guarantee to Yan'an Liangye Environmental Technology Co., Ltd. | Management | For | For |
| 1137341 | China | Annual | 5/3/2017 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 20 | Approve Provision of Guarantee to Fukang City Branch Recycled Water Co., Ltd. | Management | For | For |
| 1137341 | China | Annual | 5/3/2017 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 21 | Approve Provision of Guarantee to Qingdao Water Originwater Seawater Desalination Co., Ltd. | Management | For | For |
| 1137341 | China | Annual | 5/3/2017 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 22 | Approve Provision of Guarantee to Urumqi Mitong Branch Recycled Water Co., Ltd. | Management | For | For |
| 1137341 | China | Annual | 5/3/2017 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 23 | Approve Provision of Guarantee to Beijing Originwater Boda Water Technology Co., Ltd. | Management | For | For |
| 1137341 | China | Annual | 5/3/2017 9:30 | Beijing Originwater Technology Co., Ltd. | CNE100000N95 | B64W832 | 24 | Approve Provision of Guarantee to Kuancheng Originwater Environmental Protection Co., Ltd. | Management | For | For |
| 1139024 | China | Annual | 5/4/2017 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 1 | Approve Annual Report and Summary | Management | For | For |
| 1139024 | China | Annual | 5/4/2017 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 2 | Approve Report of the Board of Directors | Management | For | For |
| 1139024 | China | Annual | 5/4/2017 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 3 | Approve Report of the Board of Supervisors | Management | For | For |
| 1139024 | China | Annual | 5/4/2017 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 4 | Approve Financial Statements | Management | For | For |
| 1139024 | China | Annual | 5/4/2017 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 5 | Approve Profit Distribution | Management | For | For |
| 1139024 | China | Annual | 5/4/2017 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 6 | Approve Internal Control Self-Evaluation Report | Management | For | For |
| 1139024 | China | Annual | 5/4/2017 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 7 | Approve 2017 Appointment of Auditor | Management | For | For |
| 1139024 | China | Annual | 5/4/2017 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 8 | Approve 2017 Daily Related-party Transactions | Management | For | For |
| 1139024 | China | Annual | 5/4/2017 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 9 | Approve Application of Comprehensive Credit Line | Management | For | For |
| 1139024 | China | Annual | 5/4/2017 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 10 | Approve Guarantee Provision Plan | Management | For | Against |
| 1139024 | China | Annual | 5/4/2017 15:00 | Hangzhou Hikvision Digital Technology Co., Ltd. | CNE100000PM8 | B450X03 | 11 | Approve Change of Business Scope and Amend Articles of Association | Management | For | For |
| 1139025 | China | Annual | 5/9/2017 14:30 | Kangde Xin Composite Material Group Co., Ltd. | CNE100000RN2 | B3SYJL8 | 1 | Approve Report of the Board of Directors | Management | For | For |
| 1139025 | China | Annual | 5/9/2017 14:30 | Kangde Xin Composite Material Group Co., Ltd. | CNE100000RN2 | B3SYJL8 | 2 | Approve Annual Report and Summary | Management | For | For |
| 1139025 | China | Annual | 5/9/2017 14:30 | Kangde Xin Composite Material Group Co., Ltd. | CNE100000RN2 | B3SYJL8 | 3 | Approve Financial Statements | Management | For | For |
| 1139025 | China | Annual | 5/9/2017 14:30 | Kangde Xin Composite Material Group Co., Ltd. | CNE100000RN2 | B3SYJL8 | 4 | Approve Remuneration of Directors, Supervisors and Senior Management Members | Management | For | For |
| 1139025 | China | Annual | 5/9/2017 14:30 | Kangde Xin Composite Material Group Co., Ltd. | CNE100000RN2 | B3SYJL8 | 5 | Approve Profit Distribution | Management | For | For |
| 1139025 | China | Annual | 5/9/2017 14:30 | Kangde Xin Composite Material Group Co., Ltd. | CNE100000RN2 | B3SYJL8 | 6 | Approve Report on the Deposit and Usage of Raised Funds | Management | For | For |
| 1139025 | China | Annual | 5/9/2017 14:30 | Kangde Xin Composite Material Group Co., Ltd. | CNE100000RN2 | B3SYJL8 | 7 | Approve Appointment of Financial Auditor | Management | For | For |
| 1139025 | China | Annual | 5/9/2017 14:30 | Kangde Xin Composite Material Group Co., Ltd. | CNE100000RN2 | B3SYJL8 | 8 | Approve Guarantee Provision Plan Estimates | Management | For | For |
| 1139025 | China | Annual | 5/9/2017 14:30 | Kangde Xin Composite Material Group Co., Ltd. | CNE100000RN2 | B3SYJL8 | 9 | Approve Domestic Issuance of Corporate Debt Financing Instruments | Management | For | For |
| 1139025 | China | Annual | 5/9/2017 14:30 | Kangde Xin Composite Material Group Co., Ltd. | CNE100000RN2 | B3SYJL8 | 10 | Approve 2017 Daily Related-party Transactions Estimates | Management | For | For |
| 1139025 | China | Annual | 5/9/2017 14:30 | Kangde Xin Composite Material Group Co., Ltd. | CNE100000RN2 | B3SYJL8 | 11 | Approve Use of Idle Own Funds to Conduct Risk Investment by Company and Controlled Subsidiaries | Management | For | Against |
| 1139025 | China | Annual | 5/9/2017 14:30 | Kangde Xin Composite Material Group Co., Ltd. | CNE100000RN2 | B3SYJL8 | 12 | Approve Management System of Risk Investment | Management | For | For |
| 1139025 | China | Annual | 5/9/2017 14:30 | Kangde Xin Composite Material Group Co., Ltd. | CNE100000RN2 | B3SYJL8 | 13 | Approve Report of the Board of Supervisors | Management | For | For |
| 1140807 | China | Annual | 5/10/2017 15:00 | Luxshare Precision Industry Co., Ltd. | CNE100000TP3 | B64QPN3 | 1 | Approve Report of the Board of Directors | Management | For | For |
| 1140807 | China | Annual | 5/10/2017 15:00 | Luxshare Precision Industry Co., Ltd. | CNE100000TP3 | B64QPN3 | 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 1140807 | China | Annual | 5/10/2017 15:00 | Luxshare Precision Industry Co., Ltd. | CNE100000TP3 | B64QPN3 | 3 | Approve Financial Statements | Management | For | For |
| 1140807 | China | Annual | 5/10/2017 15:00 | Luxshare Precision Industry Co., Ltd. | CNE100000TP3 | B64QPN3 | 4 | Approve Annual Report and Summary | Management | For | For |
| 1140807 | China | Annual | 5/10/2017 15:00 | Luxshare Precision Industry Co., Ltd. | CNE100000TP3 | B64QPN3 | 5 | Approve Appointment of Auditor | Management | For | For |
| 1140807 | China | Annual | 5/10/2017 15:00 | Luxshare Precision Industry Co., Ltd. | CNE100000TP3 | B64QPN3 | 6 | Approve Profit Distribution | Management | For | For |
| 1140807 | China | Annual | 5/10/2017 15:00 | Luxshare Precision Industry Co., Ltd. | CNE100000TP3 | B64QPN3 | 7 | Approve Decrease in Registered Capital and Amend Article of Association | Management | For | For |
| 1140807 | China | Annual | 5/10/2017 15:00 | Luxshare Precision Industry Co., Ltd. | CNE100000TP3 | B64QPN3 | 8 | Approve Guarantee Provision for Wholly-owned Subsidiary | Management | For | For |
| 1140807 | China | Annual | 5/10/2017 15:00 | Luxshare Precision Industry Co., Ltd. | CNE100000TP3 | B64QPN3 | 9 | Approve Shareholder Return Plan in the Next Three Years | Management | For | For |
| 1139749 | China | Annual | 5/11/2017 9:30 | Poly Real Estate Group Co., Ltd. | CNE000001ND1 | B19RB38 | 1 | Approve Report of the Board of Directors | Management | For | For |
| 1139749 | China | Annual | 5/11/2017 9:30 | Poly Real Estate Group Co., Ltd. | CNE000001ND1 | B19RB38 | 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 1139749 | China | Annual | 5/11/2017 9:30 | Poly Real Estate Group Co., Ltd. | CNE000001ND1 | B19RB38 | 3 | Approve 2017 Investment Plan | Management | For | For |
| 1139749 | China | Annual | 5/11/2017 9:30 | Poly Real Estate Group Co., Ltd. | CNE000001ND1 | B19RB38 | 4 | Approve Financial Statements | Management | For | For |
| 1139749 | China | Annual | 5/11/2017 9:30 | Poly Real Estate Group Co., Ltd. | CNE000001ND1 | B19RB38 | 5 | Approve Profit Distribution and Capitalization of Capital Reserves | Management | For | For |
| 1139749 | China | Annual | 5/11/2017 9:30 | Poly Real Estate Group Co., Ltd. | CNE000001ND1 | B19RB38 | 6 | Approve Annual Report and Summary | Management | For | For |
| 1139749 | China | Annual | 5/11/2017 9:30 | Poly Real Estate Group Co., Ltd. | CNE000001ND1 | B19RB38 | 7 | Approve 2017 External Guarantee Provision | Management | For | Against |
| 1139749 | China | Annual | 5/11/2017 9:30 | Poly Real Estate Group Co., Ltd. | CNE000001ND1 | B19RB38 | 8 | Approve Appointment of Auditor | Management | For | For |
| 1139749 | China | Annual | 5/11/2017 9:30 | Poly Real Estate Group Co., Ltd. | CNE000001ND1 | B19RB38 | 9 | Approve Application of Loan from China Poly Group Co. and Guarantees | Management | For | For |
| 1139749 | China | Annual | 5/11/2017 9:30 | Poly Real Estate Group Co., Ltd. | CNE000001ND1 | B19RB38 | 10 | Approve Related Party Transactions with Poly Finance Co., Ltd. | Management | For | Against |
| 1139749 | China | Annual | 5/11/2017 9:30 | Poly Real Estate Group Co., Ltd. | CNE000001ND1 | B19RB38 | 11 | Approve Related-party Transactions Between Company and Joint Ventures | Management | For | Against |
| 1142739 | China | Annual | 5/15/2017 14:30 | Han's Laser Technology Industry Group Co., Ltd. | CNE000001JQ1 | B01KLZ0 | 1 | Approve Report of the Board of Directors | Management | For | For |
| 1142739 | China | Annual | 5/15/2017 14:30 | Han's Laser Technology Industry Group Co., Ltd. | CNE000001JQ1 | B01KLZ0 | 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 1142739 | China | Annual | 5/15/2017 14:30 | Han's Laser Technology Industry Group Co., Ltd. | CNE000001JQ1 | B01KLZ0 | 3 | Approve Annual Report and Summary | Management | For | For |
| 1142739 | China | Annual | 5/15/2017 14:30 | Han's Laser Technology Industry Group Co., Ltd. | CNE000001JQ1 | B01KLZ0 | 4 | Approve Financial Statements | Management | For | For |
| 1142739 | China | Annual | 5/15/2017 14:30 | Han's Laser Technology Industry Group Co., Ltd. | CNE000001JQ1 | B01KLZ0 | 5 | Approve Profit Distribution | Management | For | For |
| 1142739 | China | Annual | 5/15/2017 14:30 | Han's Laser Technology Industry Group Co., Ltd. | CNE000001JQ1 | B01KLZ0 | 6 | Amend Articles of Association | Management | For | For |
| 1142739 | China | Annual | 5/15/2017 14:30 | Han's Laser Technology Industry Group Co., Ltd. | CNE000001JQ1 | B01KLZ0 | 7 | Approve Guarantee Provision Plan | Management | For | Against |
| 1142739 | China | Annual | 5/15/2017 14:30 | Han's Laser Technology Industry Group Co., Ltd. | CNE000001JQ1 | B01KLZ0 | 8 | Approve Use of Own Funds to Invest in Financial Products | Management | For | Against |
| 1142739 | China | Annual | 5/15/2017 14:30 | Han's Laser Technology Industry Group Co., Ltd. | CNE000001JQ1 | B01KLZ0 | 9 | Approve Appointment of 2017 Auditor | Management | For | For |
| 1146068 | China | Annual | 5/19/2017 9:30 | China Yangtze Power Co., Ltd. | CNE000001G87 | 6711630 | 1 | Approve Report of the Board of Directors | Management | For | For |
| 1146068 | China | Annual | 5/19/2017 9:30 | China Yangtze Power Co., Ltd. | CNE000001G87 | 6711630 | 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 1146068 | China | Annual | 5/19/2017 9:30 | China Yangtze Power Co., Ltd. | CNE000001G87 | 6711630 | 3 | Approve Financial Statements | Management | For | For |
| 1146068 | China | Annual | 5/19/2017 9:30 | China Yangtze Power Co., Ltd. | CNE000001G87 | 6711630 | 4 | Approve Profit Distribution | Management | For | For |
| 1146068 | China | Annual | 5/19/2017 9:30 | China Yangtze Power Co., Ltd. | CNE000001G87 | 6711630 | 5 | Approve Appointment of Financial Auditor | Management | For | For |
| 1146068 | China | Annual | 5/19/2017 9:30 | China Yangtze Power Co., Ltd. | CNE000001G87 | 6711630 | 6 | Approve Appointment of Internal Control Auditor | Management | For | For |
| 1146068 | China | Annual | 5/19/2017 9:30 | China Yangtze Power Co., Ltd. | CNE000001G87 | 6711630 | 7.01 | Elect Xia Ying as Supervisor | Share Holder | None | For |
| 1144053 | China | Annual | 5/19/2017 14:00 | Daqin Railway Co., Ltd. | CNE000001NG4 | B193HF0 | 1 | Approve Report of the Board of Directors | Management | For | For |
| 1144053 | China | Annual | 5/19/2017 14:00 | Daqin Railway Co., Ltd. | CNE000001NG4 | B193HF0 | 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 1144053 | China | Annual | 5/19/2017 14:00 | Daqin Railway Co., Ltd. | CNE000001NG4 | B193HF0 | 3 | Approve 2016 Financial Statements and 2017 Financial Budget Report | Management | For | For |
| 1144053 | China | Annual | 5/19/2017 14:00 | Daqin Railway Co., Ltd. | CNE000001NG4 | B193HF0 | 4 | Approve Profit Distribution | Management | For | For |
| 1144053 | China | Annual | 5/19/2017 14:00 | Daqin Railway Co., Ltd. | CNE000001NG4 | B193HF0 | 5 | Approve Annual Report and Summary | Management | For | For |
| 1144053 | China | Annual | 5/19/2017 14:00 | Daqin Railway Co., Ltd. | CNE000001NG4 | B193HF0 | 6 | Approve Application for Uniformly Registered Multi-breed Debt Financing Instruments | Management | For | For |
| 1144053 | China | Annual | 5/19/2017 14:00 | Daqin Railway Co., Ltd. | CNE000001NG4 | B193HF0 | 7 | Approve Authorization of the Board to Handle All Related Matters | Management | For | For |
| 1144053 | China | Annual | 5/19/2017 14:00 | Daqin Railway Co., Ltd. | CNE000001NG4 | B193HF0 | 8 | Approve Appointment of Financial Auditor | Management | For | For |
| 1144053 | China | Annual | 5/19/2017 14:00 | Daqin Railway Co., Ltd. | CNE000001NG4 | B193HF0 | 9 | Approve Re-appointment of Internal Control Auditor | Management | For | For |
| 1144053 | China | Annual | 5/19/2017 14:00 | Daqin Railway Co., Ltd. | CNE000001NG4 | B193HF0 | 10.01 | Elect Zhao Chunlei as Non-independent Director | Share Holder | None | For |
| 1144053 | China | Annual | 5/19/2017 14:00 | Daqin Railway Co., Ltd. | CNE000001NG4 | B193HF0 | 10.02 | Elect Yu Meng as Non-independent Director | Share Holder | None | For |
| 1144053 | China | Annual | 5/19/2017 14:00 | Daqin Railway Co., Ltd. | CNE000001NG4 | B193HF0 | 10.03 | Elect Guan Bolin as Non-independent Director | Share Holder | None | For |
| 1144053 | China | Annual | 5/19/2017 14:00 | Daqin Railway Co., Ltd. | CNE000001NG4 | B193HF0 | 10.04 | Elect Huang Songqing as Non-independent Director | Share Holder | None | For |
| 1144053 | China | Annual | 5/19/2017 14:00 | Daqin Railway Co., Ltd. | CNE000001NG4 | B193HF0 | 10.05 | Elect Tian Huimin as Non-independent Director | Share Holder | None | For |
| 1144053 | China | Annual | 5/19/2017 14:00 | Daqin Railway Co., Ltd. | CNE000001NG4 | B193HF0 | 10.06 | Elect Tian Yunshan as Non-independent Director | Share Holder | None | For |
| 1144053 | China | Annual | 5/19/2017 14:00 | Daqin Railway Co., Ltd. | CNE000001NG4 | B193HF0 | 11.01 | Elect Li Menggang as Independent Director | Management | For | For |
| 1144053 | China | Annual | 5/19/2017 14:00 | Daqin Railway Co., Ltd. | CNE000001NG4 | B193HF0 | 11.02 | Elect Yang Wandong as Independent Director | Management | For | For |
| 1144053 | China | Annual | 5/19/2017 14:00 | Daqin Railway Co., Ltd. | CNE000001NG4 | B193HF0 | 11.03 | Elect Zan Zhihong as Independent Director | Management | For | For |
| 1144053 | China | Annual | 5/19/2017 14:00 | Daqin Railway Co., Ltd. | CNE000001NG4 | B193HF0 | 11.04 | Elect Chen Lei as Independent Director | Management | For | For |
| 1144053 | China | Annual | 5/19/2017 14:00 | Daqin Railway Co., Ltd. | CNE000001NG4 | B193HF0 | 12.01 | Elect Zheng Jirong as Supervisor | Management | For | For |
| 1144053 | China | Annual | 5/19/2017 14:00 | Daqin Railway Co., Ltd. | CNE000001NG4 | B193HF0 | 12.02 | Elect Yang Jie as Supervisor | Management | For | For |
| 1144053 | China | Annual | 5/19/2017 14:00 | Daqin Railway Co., Ltd. | CNE000001NG4 | B193HF0 | 12.03 | Elect Liu Xingwu as Supervisor | Management | For | For |
| 1142763 | China | Annual | 5/22/2017 9:30 | Kweichow Moutai Co., Ltd. | CNE0000018R8 | 6414832 | 1 | Approve Report of the Board of Directors | Management | For | For |
| 1142763 | China | Annual | 5/22/2017 9:30 | Kweichow Moutai Co., Ltd. | CNE0000018R8 | 6414832 | 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 1142763 | China | Annual | 5/22/2017 9:30 | Kweichow Moutai Co., Ltd. | CNE0000018R8 | 6414832 | 3 | Approve Annual Report and Summary | Management | For | For |
| 1142763 | China | Annual | 5/22/2017 9:30 | Kweichow Moutai Co., Ltd. | CNE0000018R8 | 6414832 | 4 | Approve Financial Statements | Management | For | For |
| 1142763 | China | Annual | 5/22/2017 9:30 | Kweichow Moutai Co., Ltd. | CNE0000018R8 | 6414832 | 5 | Approve 2017 Financial Budget Report | Management | For | For |
| 1142763 | China | Annual | 5/22/2017 9:30 | Kweichow Moutai Co., Ltd. | CNE0000018R8 | 6414832 | 6 | Approve Profit Distribution | Management | For | For |
| 1142763 | China | Annual | 5/22/2017 9:30 | Kweichow Moutai Co., Ltd. | CNE0000018R8 | 6414832 | 7 | Approve Appointment of 2017 Financial Auditor and Internal Control Auditor | Management | For | For |
| 1142763 | China | Annual | 5/22/2017 9:30 | Kweichow Moutai Co., Ltd. | CNE0000018R8 | 6414832 | 8 | Approve Report of the Independent Directors | Management | For | For |
| 1142763 | China | Annual | 5/22/2017 9:30 | Kweichow Moutai Co., Ltd. | CNE0000018R8 | 6414832 | 9 | Approve Proposal on Increasing Product Sales of Subsidiaries to Related Parties | Management | For | For |
| 1142763 | China | Annual | 5/22/2017 9:30 | Kweichow Moutai Co., Ltd. | CNE0000018R8 | 6414832 | 10 | Approve Proposal on Sales of Products by Subsidiaries to Related Parties | Management | For | For |
| 1142763 | China | Annual | 5/22/2017 9:30 | Kweichow Moutai Co., Ltd. | CNE0000018R8 | 6414832 | 11 | Approve Proposal on Renewal of License Agreement with Trademarks with Related Parties | Management | For | For |
| 1146177 | China | Annual | 5/25/2017 14:00 | SAIC Motor Corp., Ltd. | CNE000000TY6 | 6086974 | 1 | Approve Report of the Board of Directors | Management | For | For |
| 1146177 | China | Annual | 5/25/2017 14:00 | SAIC Motor Corp., Ltd. | CNE000000TY6 | 6086974 | 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 1146177 | China | Annual | 5/25/2017 14:00 | SAIC Motor Corp., Ltd. | CNE000000TY6 | 6086974 | 3 | Approve Report of the Independent Directors | Management | For | For |
| 1146177 | China | Annual | 5/25/2017 14:00 | SAIC Motor Corp., Ltd. | CNE000000TY6 | 6086974 | 4 | Approve Profit Distribution | Management | For | For |
| 1146177 | China | Annual | 5/25/2017 14:00 | SAIC Motor Corp., Ltd. | CNE000000TY6 | 6086974 | 5 | Approve Financial Statements | Management | For | For |
| 1146177 | China | Annual | 5/25/2017 14:00 | SAIC Motor Corp., Ltd. | CNE000000TY6 | 6086974 | 6 | Approve Annual Report and Summary | Management | For | For |
| 1146177 | China | Annual | 5/25/2017 14:00 | SAIC Motor Corp., Ltd. | CNE000000TY6 | 6086974 | 7 | Approve Use of Remaining Raised Funds from 2010 Private Placement to Replenish Working Capital | Management | For | For |
| 1146177 | China | Annual | 5/25/2017 14:00 | SAIC Motor Corp., Ltd. | CNE000000TY6 | 6086974 | 8 | Approve Guarantee Provision for Shanghai GM Auto Financing Co., Ltd | Management | For | Against |
| 1146177 | China | Annual | 5/25/2017 14:00 | SAIC Motor Corp., Ltd. | CNE000000TY6 | 6086974 | 9 | Approve Guarantee Provision by Global Chexiang Auto Leasing Co., Ltd to Its Subsidiary | Management | For | For |
| 1146177 | China | Annual | 5/25/2017 14:00 | SAIC Motor Corp., Ltd. | CNE000000TY6 | 6086974 | 10 | Approve Guarantee Provision by Huayu Auto System Co., Ltd. to Huayu Ke'erben Shimite Aluminium Technology Co., Ltd | Management | For | Against |
| 1146177 | China | Annual | 5/25/2017 14:00 | SAIC Motor Corp., Ltd. | CNE000000TY6 | 6086974 | 11 | Approve Guarantee Provision by Huayu Auto System Co., Ltd. to Its Controlled Subsidiaries | Management | For | Against |
| 1146177 | China | Annual | 5/25/2017 14:00 | SAIC Motor Corp., Ltd. | CNE000000TY6 | 6086974 | 12 | Approve Appointment of Financial Auditor | Management | For | For |
| 1146177 | China | Annual | 5/25/2017 14:00 | SAIC Motor Corp., Ltd. | CNE000000TY6 | 6086974 | 13 | Approve Appointment of Internal Control Auditor | Management | For | For |
| 1142090 | China | Annual | 6/16/2017 14:00 | Ping An Insurance (Group) Co. of China, Ltd. | CNE1000003X6 | B01FLR7 | 1 | Approve 2016 Report of the Board of Directors | Management | For | For |
| 1142090 | China | Annual | 6/16/2017 14:00 | Ping An Insurance (Group) Co. of China, Ltd. | CNE1000003X6 | B01FLR7 | 2 | Approve 2016 Report of the Supervisory Committee | Management | For | For |
| 1142090 | China | Annual | 6/16/2017 14:00 | Ping An Insurance (Group) Co. of China, Ltd. | CNE1000003X6 | B01FLR7 | 3 | Approve 2016 Annual Report and its Summary | Management | For | For |
| 1142090 | China | Annual | 6/16/2017 14:00 | Ping An Insurance (Group) Co. of China, Ltd. | CNE1000003X6 | B01FLR7 | 4 | Approve 2016 Report of the Auditors and the Audited Financial Statements | Management | For | For |
| 1142090 | China | Annual | 6/16/2017 14:00 | Ping An Insurance (Group) Co. of China, Ltd. | CNE1000003X6 | B01FLR7 | 5 | Approve 2016 Profit Distribution Plan and Distribution of Final Dividends | Management | For | For |
| 1142090 | China | Annual | 6/16/2017 14:00 | Ping An Insurance (Group) Co. of China, Ltd. | CNE1000003X6 | B01FLR7 | 6 | Approve PricewaterhouseCoopers Zhong Tian LLP as the PRC Auditor and PricewaterhouseCoopers as the International Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 1142090 | China | Annual | 6/16/2017 14:00 | Ping An Insurance (Group) Co. of China, Ltd. | CNE1000003X6 | B01FLR7 | 7 | Elect Ouyang Hui as Director | Management | For | For |
| 1142090 | China | Annual | 6/16/2017 14:00 | Ping An Insurance (Group) Co. of China, Ltd. | CNE1000003X6 | B01FLR7 | 8 | Approve Autohome Inc. Share Incentive Plan | Management | For | For |
| 1142090 | China | Annual | 6/16/2017 14:00 | Ping An Insurance (Group) Co. of China, Ltd. | CNE1000003X6 | B01FLR7 | 9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 1142090 | China | Annual | 6/16/2017 14:00 | Ping An Insurance (Group) Co. of China, Ltd. | CNE1000003X6 | B01FLR7 | 10 | Approve Issuance of Debt Financing Instruments | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
JPMorgan China Region Fund, Inc.
By: /s/ Simon Crinage
Simon Crinage
President and Director
Date: July 27, 2017