UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Zable QTIP Marital Trust 9333 BALBOA AVENUE SAN DIEGO, CA 92123 |
 |  X |  |  |
Zable Survivor's Trusts 9333 BALBOA AVENUE SAN DIEGO, CA 92123 |
 |  X |  |  |
Zable Special Trusts 9333 BALBOA AVENUE SAN DIEGO, CA 92123 |
 |  X |  |  |
Zable Trust Dated 1978 9333 BALBOA AVENUE SAN DIEGO, CA 92123 |
 |  X |  |  |
Zable Reverse QTIP Marital Trust 9333 BALBOA AVENUE SAN DIEGO, CA 92123 |
 |  X |  |  |
Zable Non QTIP Marital Trust 9333 BALBOA AVENUE SAN DIEGO, CA 92123 |
 |  X |  |  |
James R. Edwards, Attorney-in-fact | 07/17/2012 | |
**Signature of Reporting Person | Date | |
James R. Edwards, Attorney-in-fact | 07/17/2012 | |
**Signature of Reporting Person | Date | |
James R. Edwards, Attorney-in-fact | 07/17/2012 | |
**Signature of Reporting Person | Date | |
James R. Edwards, Attorney-in-fact | 07/17/2012 | |
**Signature of Reporting Person | Date | |
James R. Edwards, Attorney-in-fact | 07/17/2012 | |
**Signature of Reporting Person | Date | |
James R. Edwards, Attorney-in-fact | 07/17/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Amounts previously reported on filings by Walter J. Zable founder, Chief Executive Officer and Chairman of the Board of Cubic Corporation. On June 23, 2012, Walter J. Zable, passed away. Following, the death of Walter J. Zable, Karen F. Cox and Walter C. Zable, the daughter and son, respectively, of Walter J. Zable, became co-trustees of the named trusts. |
(2) | These securities are owned solely by Zable QTIP Marital Trust dated 9/18/1978. |
(3) | These securities are owned solely by The Survivor's Trust Created Under the Zable Trust Dated 9/18/1978. |
(4) | These securities are owned solely by the Walter J. Zable Special Trust Dated May 6, 2003. |
(5) | These securities are owned solely by the Zable Trust Dated September 18, 1978. |
(6) | These securities are owned solely by the Zable Reverse QTIP Marital Trust Dated 9/18/78. |
(7) | These securities are owned solely by the Zable Non-QTIP Marital Trust Dated 9/18/78. |