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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $ 21.02 | 01/02/2008 | M | 10,000 | (1) | 05/16/2016 | Series A Common Stock | 10,000 | $ 0 | 30,000 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 20.37 | 01/02/2008 | M | 15,000 | (1) | 06/30/2016 | Series A Common Stock | 15,000 | $ 0 | 45,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Sterin Steven C/O CELANESE CORPORATION 1601 W. LBJ FREEWAY DALLAS, TX 75234 |
SVP and CFO |
/s/ Robert L. Villasenor, Attorney-in-Fact for Steven Sterin | 01/04/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Granted pursuant to the Company's 2004 Stock Incentive Plan. The option shares vested with respect to 25% of the grant on January 1, 2008 and will vest, subject to Mr. Sterin's continued employment with Celanese, with respect to 25% of the grant on January 1, 2009, January 1, 2010 and January 1, 2011. |
Remarks: The sale transactions reported on this Form 4 were effected pursuant to a Rule 10b 5-1 trading plan adopted by the Reporting Person. This is Part One of a Form 4 filed by the reporting person. The Form 4 was filed in two parts due to the restrictions in the electronic filing process. Exhibit List: Exhibit 24.1 Power of Attorney |