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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Options to Purchase Common Stock | $ 5.25 | 03/03/2011 | M | 8,000 | 06/25/2003 | 01/01/2012 | Common Stock, $.01 par value | 8,000 | $ 0 | 0 | D | ||||
Options to Purchase Common Stock | $ 2.75 | 03/03/2011 | M | 3,200 | 07/13/2009 | 07/13/2014 | Common Stock, $.01 par value | 3,200 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Lawton Michael T DOMINO'S PIZZA 30 FRANK LLOYD WRIGHT DRIVE ANN ARBOR, MI 48106 |
Chief Financial Officer |
/s/ Adam J. Gacek, attorney-in-fact | 03/07/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 76.435 shares shares acquired under the Employee Stock Payroll Deduction Plan between August 23, 2010 and March 4, 2011. |
(2) | These exercise and sale transactions were pursuant to a 10b5-1 trading plan entered into by Mr. Lawton. The sale price of common stock ranged from $16.96 to 17.02. |
(3) | The shares amount represents the balance held by Mr. Lawton in the Domino's Stock Fund in the Domino's Pizza 401(k) Savings Plan divided by the closing price of Domino's Pizza stock on the date of disposition. |