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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Energy Transfer Partners, L.P. 3738 OAK LAWN AVE. DALLAS, TX 75219 |
X | |||
Heritage ETC, L.P. 3738 OAK LAWN AVE. DALLAS, TX 75219 |
X | |||
Heritage ETC GP, L.L.C. 3738 OAK LAWN AVE. DALLAS, TX 75219 |
X | |||
Energy Transfer Partners GP, L.P. 3738 OAK LAWN AVE. DALLAS, TX 75219 |
X | |||
Energy Transfer Partners, L.L.C. 3738 OAK LAWN AVE. DALLAS, TX 75219 |
X | |||
Energy Transfer Equity, L.P. 3738 OAK LAWN AVE. DALLAS, TX 75219 |
X | |||
LE GP LLC 3738 OAK LAWN AVE. DALLAS, TX 75219 |
X | |||
WARREN KELCY L 3738 OAK LAWN AVENUE DALLAS, TX 75219 |
X |
William J. Healy as Attorney-in-Fact for Martin Salinas, Jr. on behalf of Heritage ETC, L.P., Heritage ETC GP, L.L.C., Energy Transfer Partners, L.P., Energy Transfer Partners GP, L.P., and Energy Transfer Partners, L.L.C. | 06/18/2014 | |
**Signature of Reporting Person | Date | |
Sonia Aube as Attorney-in-Fact on behalf of LE GP, LLC, the general partner of Energy Transfer Equity, L.P. | 06/18/2014 | |
**Signature of Reporting Person | Date | |
Sonia Aube as Attorney-in-Fact for Kelcy L Warren | 06/18/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This is to report an underwritten public offering by Heritage ETC, L.P., a wholly owned subsidiary of ETP of 8,500,000 Amerigas Units at a price to the public of $44.40 (which is net of underwriting discounts and commissions). The 8,500,000 Amerigas Units have been registered under the Securities Act of 1933, as amended, pursuant to a Registration Statement on Form S-3 (File No. 333-186316) of Amerigas, as supplemented by the Prospectus Supplement dated June 12, 2014 filed by Amerigas with the Securities Exchange Commission on June 12, 2014. |
(2) | Heritage ETC, L.P. is the direct owner of 1,242,362 Amerigas Units. ETP owns a 99.999% limited partner interest in Heritage ETC, L.P.; Heritage ETC GP, L.L.C owns a 0.001% general partner interest in Heritage ETC, L.P.; Energy Transfer Partners GP, L.P. owns a 0.8% general partner interest in ETP; Energy Transfer Partners, L.L.C. owns a 0.01% general partner interest in Energy Transfer Partners GP, L.P.; Energy Transfer Equity, L.P. owns a 100% limited liability company interest in Energy Transfer Partners, L.L.C. and a 99.99% limited partner interest in Energy Transfer Partners GP, L.P. LE GP, LLC owns a 0.31% general partner interest in Energy Transfer Equity, L.P.; Kelcy L. Warren owns a 81.2% membership interest in LE GP, LLC. |
(3) | Evergreen Assurance, LLC ("Evergreen") owns 3,125,000 Amerigas Units. Evergreen is an indirect wholly-owned subsidiary of ETP. On June 10, 2014, Heritage ETC, L.P. transferred 3,125,000 Amerigas Units to Evergreen. |