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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option | $ 13.492 | 04/26/2002 | 04/26/2006 | $.01 PV Com Stk | 14,860 | 14,860 | D | ||||||||
Option | $ 13.492 | 04/26/2002 | 04/26/2006 | $.01 PV Cl B Stk | 3,715 | 3,715 | D | ||||||||
Option | $ 12.266 | 04/26/2002 | 04/26/2011 | $.01 PV Cl B Stk | 696 | 696 | D | ||||||||
Option | $ 12.266 | 04/26/2002 | 04/26/2011 | $.01 PV Com Stk | 2,783 | 2,783 | D | ||||||||
Option | $ 11.244 | 01/25/2003 | 01/25/2007 | $.01 PV Com Stk | 14,819 | 14,819 | D | ||||||||
Option | $ 10.221 | 01/25/2003 | 01/25/2012 | $.01 PV Com Stk | 4,936 | 4,936 | D | ||||||||
Option | $ 5.328 | 07/24/2003 | 01/24/2012 | $.01 PV Com Stk | 55,912 | 55,912 | D | ||||||||
Option | $ 5.49 | 07/19/2004 | 07/19/2013 | $.01 PV Com Stk | 27,300 | 27,300 | D | ||||||||
Option | $ 5.09 | 06/14/2005 | 12/14/2014 | $.01 PV Com Stk | 29,500 | 29,500 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KEANE KEVIN T 1801ELMWOOD AVE BUFFALO, NY 14207 |
X | X | Chairman |
/s/Daniel J. Geary, as Power of Attorney for Kevin T. Keane | 01/23/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Mr. Keane disclaims any beneficial ownership in shares held by his wife. |
Remarks: RE: Letter from Merrill Lynch - 1/19/2006 Dear Mr. Keane: We are writing to inform you of corrective measures taken by us in connection with your Rule 10b5-1 Plans, dated February 15, 2005 (Plans). Pursuant to the Plans, sell orders for 1,000 shares of Astonics Corporation stock and 500 shares of Mod-Pac Corporation stock should have been executed on January 18, 2006. The orders were not executed because of a broker error. A trade correction for each security was executed on January 19, 2006, and your account will reflect a sale price for the shares as of January 18, 2006. Accordingly, the sale price for the 1,000 shares of Astronics Corporation is $10.01 and the sale price for the 500 shares of Mod-Pac Corporation is $11.74. We apologize for any inconvenience this may have caused. Sincerely, John Wilson, Administrative Manager, Merrill Lynch |