UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 10, 2013
UMB FINANCIAL CORPORATION
(Exact name of registrant as specified in its charter)
| Missouri | 0-4887 | 43-0903811 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
1010 Grand Blvd.,
Kansas City, Missouri 64106
(Address of principal executive office)(Zip Code)
(816) 860-7000
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 7.01 Regulation FD Disclosure.
On September 10, 2013, UMB Financial Corporation (the “Company”) issued a press release announcing the pricing of a public offering of 3.9 million shares of its common stock (excluding a 30-day option granted to the underwriters to purchase up to 585,000 additional shares of common stock). The Company’s press release is included as Exhibit 99.1 to this Current Report on Form 8-K and is furnished herewith, and shall not be deemed “filed” for any purpose.
Item 9.01 Financial Statements and Exhibits.
| Exhibit No. |
Description | |
| 99.1 | Press Release, dated September 10, 2013. | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| UMB Financial Corporation | ||
| By: | /s/ Michael D. Hagedorn | |
| Michael D. Hagedorn | ||
| Vice Chairman, CFO and CAO | ||
Date: September 10, 2013
EXHIBIT INDEX
| Exhibit No. |
Description | |
| 99.1 | Press Release, dated September 10, 2013. | |