SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of October, 2013
PRUDENTIAL PUBLIC LIMITED COMPANY
(Translation of registrant’s name into English)
LAURENCE POUNTNEY HILL,
LONDON, EC4R 0HH, ENGLAND
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F x Form 40-F ¨
Indicate by check mark whether the registrant is submitting the Form6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ¨
Indicate by check mark whether the registrant is submitting the Form6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ¨
BLOCK LISTING SIX MONTHLY RETURN
INFORMATION PROVIDED ON THIS FORM MUST BE TYPED OR PRINTED ELECTRONICALLY AND PROVIDED TO AN RIS.
Date: 16 October 2013
| Name of applicant: | Prudential plc | |||||||||
| Name of scheme: | Prudential Savings-Related Share Option Scheme | |||||||||
| Period of return: | From: | 1 May 2013 | To: | 30 September 2013 | ||||||
| Balance of unallotted securities under scheme(s) from previous return: | 390,986 ordinary shares of 5p each | |||||||||
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 ordinary shares of 5p each | |||||||||
| Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 59,242 ordinary shares of 5p each | |||||||||
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 331,744 ordinary shares of 5p each | |||||||||
| Name of contact: | Natalie Chung | |||||||||
| Telephone number of contact: | 020 3480 5585 | |||||||||
BLOCK LISTING SIX MONTHLY RETURN
INFORMATION PROVIDED ON THIS FORM MUST BE TYPED OR PRINTED ELECTRONICALLY AND PROVIDED TO AN RIS.
Date: 16 October 2013
| Name of applicant: | Prudential plc | |||||||||
| Name of scheme: | Prudential Group Performance Share Plan and Prudential Business Unit Performance Plan | |||||||||
| Period of return: | From: | 1 May 2013 | To: | 30 September 2013 | ||||||
| Balance of unallotted securities under scheme(s) from previous return: | 28,346 ordinary shares of 5p each | |||||||||
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 ordinary shares of 5p each | |||||||||
| Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 0 ordinary shares of 5p each | |||||||||
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 28,346 ordinary shares of 5p each | |||||||||
| Name of contact: | Natalie Chung | |||||||||
| Telephone number of contact: | 020 3480 5585 | |||||||||
BLOCK LISTING SIX MONTHLY RETURN
INFORMATION PROVIDED ON THIS FORM MUST BE TYPED OR PRINTED ELECTRONICALLY AND PROVIDED TO AN RIS.
Date: 16 October 2013
| Name of applicant: | Prudential plc | |||||||
| Name of scheme: |
Prudential International Savings-Related Share Option Scheme | |||||||
| Period of return: |
From: |
1 May 2013 |
To: | 30 September 2013 | ||||
| Balance of unallotted securities under scheme(s) from previous return: | 760,672 ordinary shares of 5p each | |||||||
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 ordinary shares of 5p each | |||||||
| Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 16,585 ordinary shares of 5p each | |||||||
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 744,087 ordinary shares of 5p each | |||||||
| Name of contact: | Natalie Chung | |||||||
| Telephone number of contact: | 020 3480 5585 | |||||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Date: October 16, 2013 | ||||
| PRUDENTIAL PUBLIC LIMITED COMPANY | ||||
| By: | /s/ Stefan Bort | |||
| Stefan Bort | ||||
| Deputy Group Secretary | ||||