UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

TRI POINTE HOMES, INC.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

87265H109

(CUSIP Number)

December 31, 2014

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

 

*	The remainder of this cover page shall be filled out for a reporting person’s initial filing in this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the “Act”), or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

 

 

 

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SCHEDULE 13G

 

CUSIP No. 87265H109

 

1)		Name of Reporting Person   Bank of Montreal
2)		Check the Appropriate Box if a Member of a Group (a)  ¨        (b)  ¨
3)		SEC Use Only
4)		Citizenship or Place of Organization   Canada
Number of Shares Beneficially Owned by Each Reporting Person With:				5)		Sole Voting Power:   3,303,896(1)
				6)		Shared Voting Power:   5,564(1)(2)
				7)		Sole Dispositive Power:   3,463,412(1)
				8)		Shared Dispositive Power:   147,447(1)(2)
9)		Aggregate Amount Beneficially Owned by Each Reporting Person   3,624,014(1)(2)
10)		Check if the Aggregate Amount in Row (9) Excludes Certain Shares ¨
11)		Percent of Class Represented by Amount in Row (9)   2.2462%
12)		Type of Reporting Person   HC

 

(1)	Shares are held indirectly by the Reporting Person’s subsidiaries, BMO Asset Management Corp., BMO Harris Bank N.A., BMO Harris Investment Management Inc. and Bank of Montreal Ireland P.L.C.

(2)	Beneficial ownership of 3,510 shares is specifically disclaimed. See Item 4.

 

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SCHEDULE 13G

 

CUSIP No. 87265H109

 

1)		Name of Reporting Person   BMO Asset Management Corp.
2)		Check the Appropriate Box if a Member of a Group (a)  ¨        (b)  ¨
3)		SEC Use Only
4)		Citizenship or Place of Organization   Delaware, United States
Number of Shares Beneficially Owned by Each Reporting Person With:				5)		Sole Voting Power:   2,953,894
				6)		Shared Voting Power:   2,054
				7)		Sole Dispositive Power:   3,231,218
				8)		Shared Dispositive Power:   0
9)		Aggregate Amount Beneficially Owned by Each Reporting Person   3,244,373
10)		Check if the Aggregate Amount in Row (9) Excludes Certain Shares ¨
11)		Percent of Class Represented by Amount in Row (9)   2.0109%
12)		Type of Reporting Person   IA

 

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SCHEDULE 13G

 

CUSIP No. 87265H109

 

1)		Name of Reporting Person   BMO Harris Bank N.A.
2)		Check the Appropriate Box if a Member of a Group (a)  ¨        (b)  ¨
3)		SEC Use Only
4)		Citizenship or Place of Organization   United States
Number of Shares Beneficially Owned by Each Reporting Person With:				5)		Sole Voting Power:   117,808
				6)		Shared Voting Power:   3,510(1)
				7)		Sole Dispositive Power:   0
				8)		Shared Dispositive Power:   147,447(1)
9)		Aggregate Amount Beneficially Owned by Each Reporting Person   147,447(1)
10)		Check if the Aggregate Amount in Row (9) Excludes Certain Shares ¨
11)		Percent of Class Represented by Amount in Row (9)   0.0913%
12)		Type of Reporting Person   BK

 

(1)	Beneficial ownership of 3,510 shares is specifically disclaimed. See Item 4.

 

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SCHEDULE 13G

 

CUSIP No. 87265H109

 

1)		Name of Reporting Person   BMO Harris Investment Management Inc.
2)		Check the Appropriate Box if a Member of a Group (a)  ¨        (b)  ¨
3)		SEC Use Only
4)		Citizenship or Place of Organization   Canada
Number of Shares Beneficially Owned by Each Reporting Person With:				5)		Sole Voting Power:   2,000
				6)		Shared Voting Power:   0
				7)		Sole Dispositive Power:   2,000
				8)		Shared Dispositive Power:   0
9)		Aggregate Amount Beneficially Owned by Each Reporting Person   2,000
10)		Check if the Aggregate Amount in Row (9) Excludes Certain Shares ¨
11)		Percent of Class Represented by Amount in Row (9)   0.0012%
12)		Type of Reporting Person   IA, FI

 

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SCHEDULE 13G

 

CUSIP No. 87265H109

 

1)		Name of Reporting Person   Bank of Montreal Ireland P.L.C.
2)		Check the Appropriate Box if a Member of a Group (a)  ¨        (b)  ¨
3)		SEC Use Only
4)		Citizenship or Place of Organization   Ireland
Number of Shares Beneficially Owned by Each Reporting Person With:				5)		Sole Voting Power:   230,194
				6)		Shared Voting Power:   0
				7)		Sole Dispositive Power:   230,194
				8)		Shared Dispositive Power:   0
9)		Aggregate Amount Beneficially Owned by Each Reporting Person   230,194
10)		Check if the Aggregate Amount in Row (9) Excludes Certain Shares ¨
11)		Percent of Class Represented by Amount in Row (9)   0.1426%
12)		Type of Reporting Person   FI

 

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SCHEDULE 13G

CUSIP No. 87265H109

 

ITEM 1(a).

Name of Issuer.

TRI Pointe Homes, Inc.

 

ITEM 1(b).

Address of Issuer’s Principal Executive Offices.

19520 Jamboree Road

Suite 200

Irvine, California 92612

 

ITEM 2(a).

Names of Persons Filing.

Bank of Montreal and its subsidiaries, BMO Asset Management Corp., BMO Harris Bank N.A., BMO Harris Investment Management Inc. and Bank of Montreal Ireland P.L.C.

 

ITEM 2(b).

Address of Principal Business Office or, if none, Residence.

Bank of Montreal

1 First Canadian Place

Toronto, Ontario, Canada M5X 1A1

BMO Asset Management Corp.

115 South La Salle Street

Floor 11 West

Chicago, IL 60603

BMO Harris Bank N.A.

111 West Monroe Street

Floor 6E

Chicago, IL 60690

BMO Harris Investment Management Inc.

1 First Canadian Place

P.O. Box 150

9^th Floor

Toronto, ON M5X 1H3 Canada

Bank of Montreal Ireland P.L.C.

6^th Floor – 2 Harbourmaster Place

Dublin, Ireland, Dublin 1

 

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ITEM 2(c).

Citizenship or Place of Organization.

Bank of Montreal is organized under the laws of Canada. BMO Asset Management Corp. is organized under the laws of Delaware, United States. BMO Harris Bank N.A. is organized under the laws of the United States. BMO Harris Investment Management Inc. is organized under the laws of Canada. Bank of Montreal Ireland P.L.C. is organized under the laws of Ireland.

 

ITEM 2(d).

Title of Class of Securities.

Common Stock

 

ITEM 2(e).

CUSIP Number.

87265H109

 

ITEM 3.

If this statement is filed pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

 

ITEM 4.

Ownership.

The information contained in Items 5 – 11 on the cover pages is incorporated herein by reference. The information included in Items 5-11 for Bank of Montreal and BMO Harris Bank N.A. includes 3,510 shares held in one or more employee benefit plans where BMO Harris Bank N.A., as directed trustee, may be viewed as having voting or dispositive authority in certain situations pursuant to SEC and Department of Labor regulations or interpretations. Pursuant to Rule 13d-4 under the Act, inclusion of such shares in this statement shall not be construed as an admission that the Reporting Person or its subsidiaries are, for purposes of Section 13(d) or 13(g) of the Act, the beneficial owners of such securities.

 

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ITEM 5.

Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ X ].

 

ITEM 6.

Ownership of More than Five Percent on Behalf of Another Person.

Not Applicable.

 

ITEM 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

Bank of Montreal is the ultimate parent company of BMO Asset Management Corp., an investment adviser registered under Section 203 of the Investment Advisers Act of 1940, BMO Harris Bank N.A., a bank as defined in section 3(a)6 of the Act, BMO Harris Investment Management, Inc., an investment adviser registered under Section 203 of the Investment Advisers and a non-U.S. institution, and Bank of Montreal Ireland P.L.C., a non-U.S. institution.

 

ITEM 8.

Identification and Classification of Members of the Group.

Not Applicable.

 

ITEM 9.

Notice of Dissolution of Group.

Not Applicable.

 

ITEM 10.

Certifications.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

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SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated as of the 13^th day of February, 2015.

 

 

*	Pursuant to Power of Attorney filed as Exhibit 2 to Schedule 13G filed on February 14, 2014 by Reporting Persons named herein (File No. 005-59405), which is incorporated by reference.

 

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