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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-qualified stock option | $ 3.3575 | 01/25/2004 | 10/31/2008(4) | Common stock | 2,000 | 2,000 | D | ||||||||
Non-qualified stock option | $ 8.9075 | 01/24/2004 | 10/31/2008(4) | Common stock | 2,000 | 2,000 | D | ||||||||
Non-qualified stock option | $ 8.9075 | 01/24/2005 | 10/31/2008(4) | Common stock | 2,000 | 2,000 | D | ||||||||
Non-qualified stock option | $ 19.64 | 01/23/2004 | 10/31/2008(4) | Common stock | 1,000 | 1,000 | D | ||||||||
Non-qualified stock option | $ 19.64 | 01/23/2005 | 10/31/2008(4) | Common stock | 1,000 | 1,000 | D | ||||||||
Non-qualified stock option | $ 19.64 | 01/23/2006 | 10/31/2008(4) | Common stock | 1,000 | 1,000 | D | ||||||||
Non-qualified stock option | $ 42.65 | 01/22/2005 | 10/31/2008(4) | Common stock | 666 (5) | 666 (5) | D | ||||||||
Non-qualified stock option | $ 42.65 | 01/22/2006 | 10/31/2008(4) | Common stock | 667 (5) | 667 (5) | D | ||||||||
Non-qualified stock option | $ 42.65 | 01/22/2007 | 10/31/2008(4) | Common stock | 667 (5) | 667 (5) | D | ||||||||
Non-qualified stock option | $ 36.395 | 02/02/2007 | 10/31/2008(4) | Common stock | 500 | 500 | D | ||||||||
Non-qualified stock option | $ 36.395 | 11/01/2007(4) | 10/31/2008(4) | Common stock | 500 | 500 | D | ||||||||
Non-qualified stock option | $ 36.395 | 11/01/2007(4) | 10/31/2008(4) | Common stock | 500 | 500 | D | ||||||||
Non-qualified stock option | $ 36.395 | 11/01/2007(4) | 10/31/2008(4) | Common stock | 500 | 500 | D | ||||||||
Non-qualified stock option | $ 64.445 | 05/04/2007 | 10/31/2008(4) | Common stock | 2,000 | 2,000 | D | ||||||||
Deferred stock units (6) | $ 64.445 | 05/04/2007(7) | (7) | Common stock | 310 | 310 | D | ||||||||
Non-qualified stock option | $ 51.285 | 11/01/2007(4) | 10/31/2008(4) | Common stock | 2,000 | 2,000 | D | ||||||||
Deferred stock units (6) | $ 51.285 | 11/01/2007(4)(7) | (7) | Common stock | 390 | 390 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MAXWELL JOSEPH D 200 POWELL PLACE BRENTWOOD, TN 37027 |
X |
Joseph D. Maxwell, By: /s/ David C. Lewis, as Attorney-in-Fact | 11/02/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Reporting Person is a general partner of the partnership that owns the reported securities. |
(2) | The spouse of the Reporting Person is a general partner of the partnership that owns the reported securities. |
(3) | The Reporting Person disclaims beneficial ownership of all shares held by his spouse. This report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or any other purpose. |
(4) | Effective with his retirement from the Board of Directors on November 1, 2007, Mr. Maxwell's outstanding stock options were modified by the Compensation Committee of the Board of Directors. As a result, all unvested options were immediately accelerated to fully-vested status and the exercise period for all outstanding options was revised to expire one year from the effective date of retirement. |
(5) | Fractional shares are rounded to the nearest whole number. |
(6) | Each deferred stock unit represents a contingent right to receive one share of Tractor Supply Company common stock. |
(7) | Vested shares will be delivered to the reporting person one year following the date on which the reporting person's services as a director of the Company terminates. |