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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FERGUSON JOHN D 10 BURTON HILLS BOULEVARD NASHVILLE, TN 37215 |
X | Chairman |
Scott Craddock, Attorney in Fact | 02/24/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 3,411 shares beneficially owned through company 401(k) benefit plan, as updated to reflect the most recent plan statement for the reporting person, and 8,674 shares of restricted stock subject to time and performance based vesting conditions. |
(2) | Includes 144,174 shares held in the Ferguson Revocable Living Trust (the "Living Trust"). Shares held in the Ferguson Revocable Living Trust have been determined to be direct holdings for purposes hereof and will be reported as such going forward. On or about February 18, 2010, 600,000 shares of CXW common stock were transferred to an account in the reporting person's name from an account in the name of the Living Trust in connection with the establishment and execution of 10b5-1 trading plans for the sale of such shares. Sales under such plans were reported beginning on February 22, 2010 as sales from indirect Living Trust holdings. Based on the determination noted above, the sale reported on this Form 4 and any subsequent remaining sales under the applicable trading plans will be reported as sales from the reporting person's direct holdings. |
Remarks: Shares sold pursuant to 10b5-1 trading plan. |