|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 01/16/2013 | A | 357 | (2) | (2) | Common Stock | 357 | $ 30.25 | 36,884 (3) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Rissman Michael P 18500 NORTH ALLIED WAY PHOENIX, AZ 85054 |
EVP/General Counsel/Secretary |
/s/ Eileen B. Schuler Attorney-in-Fact | 01/18/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each Restricted Stock Unit represents the contingent right to one share of common stock of Republic Services, Inc. |
(2) | Reflects dividend equivalents received on the Restricted Stock Units ("RSUs") as awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan (the "Plan"). The number of dividend equivalents received as of 01/16/2013 was based on the number of outstanding RSUs, including accrued dividend equivalents, as of the 01/02/2013 record date (45,876 RSUs). A Form 4 filing on 01/07/2013 reflected automatic vesting of outstanding RSUs on 01/03/2013 (4,644 RSUs) and on 01/04/2013 (4,705 RSUs) in accordance with the Plan. A portion of the outstanding RSUs are held under the Company's Deferred Compensation Plan. |
(3) | Reflects the total number of outstanding Restricted Stock Units as of 01/16/2013. A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan. |