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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (3) | 01/16/2013 | M | 152 | (1) | (1) | Common Stock | 152 (1) | $ 30.25 | 36,732 (4) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Rissman Michael P 18500 NORTH ALLIED WAY PHOENIX, AZ 85054 |
EVP/General Counsel/Secretary |
/s/ Eileen B. Schuler Attorney-in-Fact | 03/08/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Reporting Person previously reported on a Form 4 filed on 01/07/2013 the vesting on 01/03/2013 of 4,644 RSUs and on 01/04/2013 of 4,705 RSUs that were paid in the form of Republic Services, Inc.'s common stock ("Common Stock"). Due to the Dividend Record date of 01/02/2013, the foregoing RSUs received 152 dividend equivalents on the Dividend Payment Date of 01/16/2013 that should have automatically vested and exchanged to Common Stock. Due to an administrative error, the automatic vesting of 152 RSUs was not reported as of 01/16/2013. This Amended Form 4 corrects the Reporting Person's Form 4 filed on 01/18/2013. |
(2) | Represents shares of Common Stock to satisfy the tax liability of the Reporting Person upon the vesting of 152 RSUs as of 01/16/2013. The fair market value of the exchanged shares was $30.25 (the closing price of Republic Services, Inc.'s Common Stock on 01/16/2013). Due to an administrative error, the automatic vesting of 152 RSUs was not reported as of 01/16/2013. This Amended Form 4 corrects the Reporting Person's Form 4 filed on 01/18/2013. |
(3) | Each Restricted Stock Unit ("RSU") represents the contingent right to one share of common stock of Republic Services,Inc. |
(4) | Reflects the Reporting Person's total RSU holdings as of 01/16/2013, a portion of which is held under the Republic Services, Inc.'s Deferred Compensation Plan. |