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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Director Option (Right to Buy) | $ 14.86 | 01/02/2004 | A | 20,000 | 01/02/2004(1) | 01/02/2014 | Common Stock | 20,000 | (2) | 20,000 | D (3) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CARANO BANDEL L C/O OAK INVESTMENT PARTNERS ONE GORHAM ISLAND WESTPORT, CT 06880 |
X | X | ||
OAK INVESTMENT PARTNERS VI LP ONE GORHAM ISLAND WESTPORT, CT 06880 |
X | |||
OAK VI AFFILIATES FUND LP ONE GORHAM ISLAND WESTPORT, CT 06880 |
X | |||
OAK INVESTMENT PARTNERS IX L P ONE GORHAM ISLAND WESTPORT, CT 06880 |
X | |||
OAK IX AFFILIATES FUND LP ONE GORHAM ISLAND WESTPORT, CT 06880 |
X | |||
OAK IX AFFILIATES FUND A LP ONE GORHAM ISLAND WESTPORT, CT 06880 |
X | |||
OAK INVESTMENT PARTNERS X LTD PARTNERSHIP ONE GORHAM ISLAND WESTPORT, CT 06880 |
X | |||
OAK X AFFILIATES FUND LP ONE GORHAM ISLAND WESTPORT, CT 06880 |
X |
Bandel L. Carano | 02/14/2005 | |
**Signature of Reporting Person | Date | |
Bandel L. Carano, Managing Member of Oak Associates VI, L.L.C., the General Partner of Oak Investment Partners VI, Limited Partnership | 02/14/2005 | |
**Signature of Reporting Person | Date | |
Bandel L. Carano, Managing Member of Oak VI Affiliates, L.L.C., the General Partner of Oak VI Affiliates Fund, Limited Partnership | 02/14/2005 | |
**Signature of Reporting Person | Date | |
Bandel L. Carano, Managing Member of Oak Associates IX, L.L.C., the General Partner of Oak Investment Partners IX, Limited Partnership | 02/14/2005 | |
**Signature of Reporting Person | Date | |
Bandel L. Carano, Managing Member of Oak IX Affiliates, L.L.C., the General Partner of Oak IX Affiliates Fund, Limited Partnership | 02/14/2005 | |
**Signature of Reporting Person | Date | |
Bandel L. Carano, Managing Member of Oak IX Affiliates, L.L.C., the General Partner of Oak IX Affiliates Fund - A, Limited Partnership | 02/14/2005 | |
**Signature of Reporting Person | Date | |
Bandel L. Carano, Managing Member of Oak Associates X, L.L.C., the General Partner of Oak Investment Partners X, Limited Partnership | 02/14/2005 | |
**Signature of Reporting Person | Date | |
Bandel L. Carano, Managing Member of Oak X Affiliates, L.L.C., the General Partner of Oak X Affiliates Fund, Limited Partnership | 02/14/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Director Option became exercisable as to 417 shares on January 2, 2004 and the remainder becomes exercisable in equal monthly installments thereafter until the 48-month anniversary thereof. |
(2) | Not applicable |
(3) | Includes Director Option to purchase 19,684 shares of Common Stock, which is held by Bandel L. Carano on behalf of Oak Investment Partners X, Limited Partnership ("Oak X, L.P.") and Director Option to purchase 316 shares of Common Stock, which is held by Mr. Carano on behalf of Oak X Affiliates Fund, Limited Partnership ("Oak X Affiliates, L.P."). Mr. Carano is a Managing Member of Oak Associates X, L.L.C., the General Partner of Oak X, L.P. and a Managing Member of Oak X Affiliates, L.L.C., the General Partner of Oak X Affiliates, L.P. |
Remarks: Remarks: On March 8, 2004, Oak Investment Partners VI, LP, ("Oak VI, L.P."), Oak VI Affiliates Fund, Limited Partnership ("Oak VI Affiliates, L.P."), Oak Investment Partners IX, Limited Partnership, ("Oak IX, L.P."), Oak IX Affiliates Fund, Limited Partnership ("Oak IX Affiliates, L.P."), Oak IX Affiliates Fund-A, Limited Partnership ("Oak IX Affiliates-A, L.P."), Oak X, L.P. and Oak X Affiliates, L.P. ceased to be reporting persons because they were no longer subject to Section 16, as they were no longer 10% owners. |