crvw-s1a_050813.htm



As filed with the Securities and Exchange Commission on May 8, 2013
 
Registration No. 333-188273                
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
AMENDMENT NO. 1
TO
FORM S-1
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
 
 CareView Communications, Inc.
(Exact name of registrant as specified in its charter)
         
Nevada
(State or other jurisdiction of
incorporation or organization)
 
3663
(Primary Standard Industrial
Classification Code Number)
 
95-4659068
(I.R.S. Employer
Identification Number)
 
405 State Highway 121, Suite B-240
Lewisville, TX  75067
(972) 943-6050
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
 
Samuel A. Greco
Chief Executive Officer
405 State Highway 121, Suite B-240
Lewisville, Texas 75067
(972) 943-6050
(Name, address, including zip code, and telephone number, including area code, of agent for service)
 
Copies to:
 
Carl A. Generes, Esq.
Law Offices of Carl A. Generes
4358 Shady Bend Drive
Dallas, Texas 75244-7447
Phone: (214) 352-8674
Fax: (972) 715-5700
 
Approximate date of commencement of proposed sale to the public:
From time to time after the effective date of this Registration Statement.
 
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box.    x
 
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.    o
 
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.    o
 
 
 

 
 
 
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.    o
 
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
             
Large accelerated filer o
 
Accelerated filer x
 
Non-accelerated filer o
(Do not check if a
smaller reporting company)
 
Smaller reporting company o
 
 
 
The Registrant hereby amends this Registration Statement on such date or dates as may be necessary to delay its effective date until the Registrant shall file a further amendment which specifically states that this Registration Statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933, as amended, or until the Registration Statement shall become effective on such date as the Commission, acting pursuant to said Section 8(a), may determine.

 
EXPLANATORY NOTE
 
This Amendment No. 1 (the “Amendment”) relates to CareView Communication, Inc.’s (the “Registrant”) Registration Statement on Form S-1 (File No. 333-188273), initially filed with the Commission on May 1, 2013 (the “Registration Statement”). The Registrant is filing this Amendment for the sole purpose of replacing Exhibit 5.1 to the Registration Statement. This Amendment does not modify any provision of Part I or Part II of the Registration Statement other than Item 16(a) of Part II as set forth below.

 
 

 

PART II
 
INFORMATION NOT REQUIRED IN PROSPECTUS
 
Item 16. Exhibits and Financial Statement Schedules
 
(a)  
Exhibits
 

         
Exhibit
No.
 
Date of Document
 
Name of Document
5.1
 
05/08/13
 
Legal Opinion of The Law Offices of Carl A. Generes.


II-1
 
 

 


 
SIGNATURES
 
Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this Amendment No. 1 to the Registration Statement on Form S-1 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Lewisville, State of Texas, on this 8th day of May, 2013.
 
 
CAREVIEW COMMUNICATIONS, INC.
       
 
By:
/s/ Samuel A. Greco
 
   
Samuel A. Greco
 
   
Chief Executive Officer
 
 
 
By:
/s/ Anthony P. Piccin
 
   
Anthony P. Piccin
 
   
Chief Financial Officer
 
   
Principal Financial Officer
 
   
Principal Accounting Officer
 
 
 
Pursuant to the requirements of the Securities Act of 1933, as amended, this Amendment No. 1 to the Registration Statement on Form S-1 has been signed by the following persons in the capacities and on the dates indicated.
 
Signature
 
Title
Date
 
/s/ Samuel A. Greco
 
Chief Executive Officer, Director
May 8, 2013
Samuel A. Greco
 
 
(principal executive officer)
 
/s/ Anthony P. Piccin
 
Chief Financial Officer
May 8, 2013
Anthony P. Piccin
 
 
(principal financial and accounting officer)
 
 
*
 
Chairman of the Board
May 8, 2013
Tommy G. Thompson
 
     
*
 
President, Chief Operating Officer, Director
May 8, 2013
Steven Johnson
 
     
*
 
Director
May 8, 2013
L. Allen Wheeler
 
     
*
 
Director
May 8, 2013
Jeffrey C. Lightcap


             
 *By:
 
/s/ Samuel A. Greco
       
   
Samuel A. Greco
       
   
Attorney-in-fact
       


II-2
 
 

 
 
EXHIBIT INDEX
         
Exhibit
No.
 
Date of Document
 
Name of Document
 
05/08/13