1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Incentive Stock Option (right to buy)
|
Â
(2)
|
06/15/2021 |
Common Stock
|
49,813
|
$
8.04
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(3)
|
02/12/2020 |
Common Stock
|
7,500
|
$
6.64
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(4)
|
10/31/2021 |
Common Stock
|
100,000
|
$
7.36
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(2)
|
06/15/2021 |
Common Stock
|
187
|
$
8.04
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(5)
|
09/28/2019 |
Common Stock
|
87,500
|
$
12.12
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
This consists of 2 Restricted Stock Awards: A grant of 25,000 restricted stock awards which will vest over a four-year period, in equal annual installments on each of the first four anniversaries of the 6/15/2011 grant date; and a grant of 100,000 restricted stock awards which will vest over a four-year period, in equal annual installments on each of the first four anniversaries of the 10/31/2011, grant date. |
(2) |
The option vests in equal quarterly installments over four years from June 15, 2011. |
(3) |
The option vests in equal quarterly installments over four years from February 12, 2010. |
(4) |
The option vests in equal quarterly installments over four years from October 31, 2011. |
(5) |
The option vests in equal quarterly installments over four years from September 28, 2009. |