1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Options for Class A Common Shares
|
12/16/2010(2)
|
12/16/2019 |
Class A Common Shares
|
18,400
|
$
4.185
|
D
|
Â
|
Options for Class A Common Shares
|
12/08/2011(3)
|
12/08/2020 |
Class A Common Shares
|
15,000
|
$
4.945
|
D
|
Â
|
Options for Class A Common Shares
|
12/08/2012(4)
|
12/08/2021 |
Class A Common Shares
|
15,000
|
$
3.605
|
D
|
Â
|
Options for Class A Common Shares
|
12/06/2013(5)
|
12/06/2022 |
Class A Common Shares
|
35,000
|
$
6.605
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
This number includes 29,875 restricted shares awarded pursuant to the amended and restated 2002 Stock Plan. These shares remain subject to forfeiture and are nontransferable until vested. |
(2) |
Stock option awards granted on December 6, 2009. 18,400 options currently exercisable. |
(3) |
Stock option awards granted on December 8, 2010. 11,250 options currently exercisable, 3,750 options remain subject to vesting on 12/8/14. |
(4) |
Stock option awards granted on December 8, 2011. 7,500 options currently exercisable, 7,500 options remain subject to vesting on 12/8/14. |
(5) |
Stock option awards granted on December 6, 2012. 8,750 options currently exercisable, 26,250 options remain subject to vesting, 8,750 will vest on 12/6/14 and 17,500 will vest on 12/6/15. |