1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
Michael
Wells
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Group
Chief Executive (PDMR)
|
|||
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Prudential
plc
|
|||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
American
Depositary Receipt ("ADR")
GB0007099541
|
|||
b)
|
Nature
of the transactions
|
(i)
Acquisition of ADRs for nil consideration following the release of
an award made in 2014 under the Prudential Long Term Incentive Plan
by the trustee of the Prudential plc Employee Share Trust (the
"Trustee")
(ii)
Acquisition of ADRs for nil consideration following the release of
an award made in 2014 under the Annual Incentive Plan by the
Trustee
(iii)
Sale of ADRs in relation to the transactions described in (i) &
(ii) above only to cover withholding tax and fees.
|
|||
c)
|
Price(s)
and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
(i)
|
Nil
|
92,220
|
|||
(ii)
|
Nil
|
54,289
|
|||
(iii)
|
USD
41.5845
|
62,553
|
|||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
N/A
|
|||
e)
|
Date of
the transactions
|
2017-04-03
|
|||
f)
|
Place
of the transactions
|
New
York Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
Nicolaos
Nicandrou
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Chief
Financial Officer (PDMR)
|
|||
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Prudential
plc
|
|||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares of 5 pence each
GB0007099541
|
|||
b)
|
Nature
of the transactions
|
(i)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee")
(ii)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the Annual Incentive Plan by the
Trustee
(iii)
Sale of shares in relation to the transactions described in (i)
& (ii) above (includes shares sold to cover withholding tax and
fees)
(iv)
Sale of additional shares
|
|||
c)
|
Price(s)
and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
(i)
|
Nil
|
102,158
|
|||
(ii)
|
Nil
|
38,024
|
|||
(iii)
|
£16.625
|
140,182
|
|||
(iv)
|
£16.625
|
5,985
|
|||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
N/A
|
|||
e)
|
Date of
the transactions
|
2017-04-03
|
|||
f)
|
Place
of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
Penelope
James
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Group
Chief Risk Officer (PDMR)
|
|||
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Prudential
plc
|
|||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares of 5 pence each
GB0007099541
|
|||
b)
|
Nature
of the transactions
|
(i)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee")
(ii)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the Group Deferred Bonus Plan by the
Trustee
(iii)
Sale of shares in relation to the transactions described in (i)
& (ii) above only to cover withholding tax and
fees
|
|||
c)
|
Price(s)
and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
(i)
|
Nil
|
23,364
|
|||
(ii)
|
Nil
|
5,064
|
|||
(iii)
|
£16.625
|
13,376
|
|||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
N/A
|
|||
e)
|
Date of
the transactions
|
2017-04-03
|
|||
f)
|
Place
of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
John
Foley
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Executive
Director (PDMR)
|
|||
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Prudential
plc
|
|||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares of 5 pence each
GB0007099541
|
|||
b)
|
Nature
of the transactions
|
(i)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee")
(ii)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the Annual Incentive Plan by the
Trustee
(iii)
Sale of shares in relation to the transactions described in (i)
& (ii) above (includes shares sold to cover withholding tax and
fees)
|
|||
c)
|
Price(s)
and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
(i)
|
Nil
|
97,065
|
|||
(ii)
|
Nil
|
33,968
|
|||
(iii)
|
£16.625
|
131,033
|
|||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
N/A
|
|||
e)
|
Date of
the transactions
|
2017-04-03
|
|||
f)
|
Place
of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
John
Foley
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Executive
Director (PDMR)
|
|||
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Prudential
plc
|
|||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares of 5 pence each
GB0007099541
|
|||
b)
|
Nature
of the transactions
|
(i)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share
Trust
(ii)
Sale of shares in relation to the transaction described in (i)
above (includes shares sold to cover withholding tax and
fees)
|
|||
c)
|
Price(s)
and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
(i)
|
Nil
|
22,807
|
|||
(ii)
|
£16.63
|
22,807
|
|||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
N/A
|
|||
e)
|
Date of
the transactions
|
2017-04-04
|
|||
f)
|
Place
of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
Barry
Stowe
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Executive
Director (PDMR)
|
|||
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Prudential
plc
|
|||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
American
Depositary Receipt ("ADR")
GB0007099541
|
|||
b)
|
Nature
of the transactions
|
(i)
Acquisition of ADRs for nil consideration following the release of
an award made in 2014 under the Prudential Long Term Incentive Plan
by the trustee of the Prudential plc Employee Share Trust (the
"Trustee")
(ii)
Acquisition of ADRs for nil consideration following the release of
an award made in 2014 under the Annual Incentive Plan by the
Trustee
(iii)
Sale of ADRs in relation to the transactions described in (i) &
(ii) above (includes ADRs sold to cover withholding tax and
fees)
(iv)
Sale of additional ADRs
|
|||
c)
|
Price(s)
and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
(i)
|
Nil
|
42,748
|
|||
(ii)
|
Nil
|
16,475
|
|||
(iii)
|
USD
41.5845
|
59,223
|
|||
(iv)
|
USD
41.4358
|
46,132
|
|||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
N/A
|
|||
e)
|
Date of
the transactions
|
2017-04-03
|
|||
f)
|
Place
of the transactions
|
New
York Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
Tony
Wilkey
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Executive
Director (PDMR)
|
|||
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Prudential
plc
|
|||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares of 5 pence each
GB0007099541
|
|||
b)
|
Nature
of the transactions
|
(i)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee")
(ii)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the PCA Long Term Incentive Plan by
the Trustee
(iii)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the PCA Deferred Bonus Plan by the
Trustee
(iv)
Sale of shares in relation to the transactions described in (i) -
(iii) above (includes shares sold to cover withholding tax and
fees)
|
|||
c)
|
Price(s)
and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
(i)
|
Nil
|
17,072
|
|||
(ii)
|
Nil
|
45,870
|
|||
(iii)
|
Nil
|
84,595
|
|||
(iv)
|
£16.625
|
147,537
|
|||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
N/A
|
|||
e)
|
Date of
the transactions
|
2017-04-03
|
|||
f)
|
Place
of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
Raghunath
Hariharan
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Director
of Strategy & Capital Market Relations (PDMR)
|
|||
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Prudential
plc
|
|||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares of 5 pence each
GB0007099541
|
|||
b)
|
Nature
of the transactions
|
(i)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee")
(ii)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the Group Deferred Bonus Plan by the
Trustee
(iii)
Sale of shares in relation to the transactions described in (i)
& (ii) above (includes shares sold to cover withholding tax and
fees)
|
|||
c)
|
Price(s)
and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
(i)
|
Nil
|
16,174
|
|||
(ii)
|
Nil
|
3,957
|
|||
(iii)
|
£16.625
|
20,131
|
|||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
N/A
|
|||
e)
|
Date of
the transactions
|
2017-04-03
|
|||
f)
|
Place
of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
Jonathan
Oliver
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Group
Communications Director (PDMR)
|
|||
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Prudential
plc
|
|||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares of 5 pence each
GB0007099541
|
|||
b)
|
Nature
of the transactions
|
(i)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee")
(ii)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the Group Deferred Bonus Plan by the
Trustee
(iii)
Sale of shares in relation to the transactions described in (i)
& (ii) above only to cover withholding tax and
fees
|
|||
c)
|
Price(s)
and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
(i)
|
Nil
|
7,457
|
|||
(ii)
|
Nil
|
1,972
|
|||
(iii)
|
£16.625
|
4,437
|
|||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
N/A
|
|||
e)
|
Date of
the transactions
|
2017-04-03
|
|||
f)
|
Place
of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
Alan
Porter
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Group
General Counsel and Company Secretary (PDMR)
|
|||
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Prudential
plc
|
|||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares of 5 pence each
GB0007099541
|
|||
b)
|
Nature
of the transactions
|
(i)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee")
(ii)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the Group Deferred Bonus Plan by the
Trustee
(iii)
Sale of shares in relation to the transactions described in (i)
& (ii) above (includes shares sold to cover withholding tax and
fees)
(iv)
Sale of additional shares
|
|||
c)
|
Price(s)
and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
(i)
|
Nil
|
19,111
|
|||
(ii)
|
Nil
|
5,048
|
|||
(iii)
|
£16.625
|
24,159
|
|||
(iv)
|
£16.625
|
1,467
|
|||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
N/A
|
|||
e)
|
Date of
the transactions
|
2017-04-03
|
|||
f)
|
Place
of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
Tim
Rolfe
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Group
Human Resources Director (PDMR)
|
|||
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Prudential
plc
|
|||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares of 5 pence each
GB0007099541
|
|||
b)
|
Nature
of the transactions
|
(i)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee")
(ii)
Acquisition of shares for nil consideration following the release
of an award made in 2014 under the Group Deferred Bonus Plan by the
Trustee
(iii)
Sale of shares in relation to the transactions described in (i)
& (ii) above (includes shares sold to cover withholding tax and
fees)
|
|||
c)
|
Price(s)
and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
(i)
|
Nil
|
17,972
|
|||
(ii)
|
Nil
|
4,648
|
|||
(iii)
|
£16.625
|
22,620
|
|||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
N/A
|
|||
e)
|
Date of
the transactions
|
2017-04-03
|
|||
f)
|
Place
of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
Michael
Wells
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Group
Chief Executive (PDMR)
|
|||
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Prudential
plc
|
|||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares of 5 pence each
GB0007099541
|
|||
b)
|
Nature
of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2020 subject to the achievement of
performance criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2020
|
|||
c)
|
Price(s)
and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
(i)
|
£16.75
|
263,401
|
|||
(ii)
|
£16.75
|
51,371
|
|||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
N/A
|
|||
e)
|
Date of
the transactions
|
2017-04-04
|
|||
f)
|
Place
of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
Nicolaos
Nicandrou
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Chief
Financial Officer (PDMR)
|
|||
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Prudential
plc
|
|||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares of 5 pence each
GB0007099541
|
|||
b)
|
Nature
of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2020 subject to the achievement of
performance criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2020
|
|||
c)
|
Price(s)
and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
(i)
|
£16.75
|
108,357
|
|||
(ii)
|
£16.75
|
29,504
|
|||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
N/A
|
|||
e)
|
Date of
the transactions
|
2017-04-04
|
|||
f)
|
Place
of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
Penelope
James
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Group
Chief Risk Officer (PDMR)
|
|||
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Prudential
plc
|
|||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares of 5 pence each
GB0007099541
|
|||
b)
|
Nature
of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2020 subject to the achievement of
performance criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2020
|
|||
c)
|
Price(s)
and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
(i)
|
£16.75
|
95,073
|
|||
(ii)
|
£16.75
|
22,966
|
|||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
N/A
|
|||
e)
|
Date of
the transactions
|
2017-04-04
|
|||
f)
|
Place
of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
John
Foley
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Executive
Director (PDMR)
|
|||
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Prudential
plc
|
|||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares of 5 pence each
GB0007099541
|
|||
b)
|
Nature
of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2020 subject to the achievement of
performance criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2020
|
|||
c)
|
Price(s)
and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
(i)
|
£16.75
|
114,177
|
|||
(ii)
|
£16.75
|
30,352
|
|||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
N/A
|
|||
e)
|
Date of
the transactions
|
2017-04-04
|
|||
f)
|
Place
of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
Anne
Richards
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Executive
Director (PDMR)
|
|||
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Prudential
plc
|
|||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares of 5 pence each
GB0007099541
|
|||
b)
|
Nature
of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2020 subject to the achievement of
performance criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2020
|
|||
c)
|
Price(s)
and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
(i)
|
£16.75
|
107,461
|
|||
(ii)
|
£16.75
|
32,668
|
|||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
N/A
|
|||
e)
|
Date of
the transactions
|
2017-04-04
|
|||
f)
|
Place
of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
Barry
Stowe
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Executive
Director (PDMR)
|
|||
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Prudential
plc
|
|||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
American
Depositary Receipt ("ADR")
GB0007099541
|
|||
b)
|
Nature
of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2020 subject to the achievement of
performance criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2020
|
|||
c)
|
Price(s)
and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
(i)
|
USD
42.12
|
123,845
|
|||
(ii)
|
USD
42.12
|
67,267
|
|||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
N/A
|
|||
e)
|
Date of
the transactions
|
2017-04-04
|
|||
f)
|
Place
of the transactions
|
New
York Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
Tony
Wilkey
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Executive
Director (PDMR)
|
|||
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Prudential
plc
|
|||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares of 5 pence each
GB0007099541
|
|||
b)
|
Nature
of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2020 subject to the achievement of
performance criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2020
|
|||
c)
|
Price(s)
and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
(i)
|
£16.75
|
139,340
|
|||
(ii)
|
£16.75
|
37,209
|
|||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
N/A
|
|||
e)
|
Date of
the transactions
|
2017-04-04
|
|||
f)
|
Place
of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
Julian
Adams
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Group
Regulatory and Government Relations Director (PDMR)
|
|||
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Prudential
plc
|
|||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares of 5 pence each
GB0007099541
|
|||
b)
|
Nature
of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2020 subject to the achievement of
performance criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2020
|
|||
c)
|
Price(s)
and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
(i)
|
£16.75
|
67,820
|
|||
(ii)
|
£16.75
|
21,071
|
|||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
N/A
|
|||
e)
|
Date of
the transactions
|
2017-04-04
|
|||
f)
|
Place
of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
Raghunath
Hariharan
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Director
of Strategy & Capital Market Relations (PDMR)
|
|||
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Prudential
plc
|
|||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares of 5 pence each
GB0007099541
|
|||
b)
|
Nature
of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2020 subject to the achievement of
performance criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2020
|
|||
c)
|
Price(s)
and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
(i)
|
£16.75
|
45,729
|
|||
(ii)
|
£16.75
|
10,692
|
|||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
N/A
|
|||
e)
|
Date of
the transactions
|
2017-04-04
|
|||
f)
|
Place
of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
Jonathan
Oliver
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Group
Communications Director (PDMR)
|
|||
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Prudential
plc
|
|||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares of 5 pence each
GB0007099541
|
|||
b)
|
Nature
of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2020 subject to the achievement of
performance criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2020
|
|||
c)
|
Price(s)
and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
(i)
|
£16.75
|
22,208
|
|||
(ii)
|
£16.75
|
8,562
|
|||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
N/A
|
|||
e)
|
Date of
the transactions
|
2017-04-04
|
|||
f)
|
Place
of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
Alan
Porter
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Group
General Counsel & Company Secretary (PDMR)
|
|||
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Prudential
plc
|
|||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares of 5 pence each
GB0007099541
|
|||
b)
|
Nature
of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2020 subject to the achievement of
performance criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2020
|
|||
c)
|
Price(s)
and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
(i)
|
£16.75
|
54,208
|
|||
(ii)
|
£16.75
|
16,883
|
|||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
N/A
|
|||
e)
|
Date of
the transactions
|
2017-04-04
|
|||
f)
|
Place
of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
Al Noor
Ramji
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Group
Chief Digital Officer (PDMR)
|
|||
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Prudential
plc
|
|||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares of 5 pence each
GB0007099541
|
|||
b)
|
Nature
of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2020 subject to the achievement of
performance criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2020
|
|||
c)
|
Price(s)
and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
(i)
|
£16.75
|
60,893
|
|||
(ii)
|
£16.75
|
18,970
|
|||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
N/A
|
|||
e)
|
Date of
the transactions
|
2017-04-04
|
|||
f)
|
Place
of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
Tim
Rolfe
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Group
Human Resources Director (PDMR)
|
|||
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Prudential
plc
|
|||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares of 5 pence each
GB0007099541
|
|||
b)
|
Nature
of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2020 subject to the achievement of
performance criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2020
|
|||
c)
|
Price(s)
and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
(i)
|
£16.75
|
56,716
|
|||
(ii)
|
£16.75
|
17,642
|
|||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
N/A
|
|||
e)
|
Date of
the transactions
|
2017-04-04
|
|||
f)
|
Place
of the transactions
|
London
Stock Exchange
|
|
PRUDENTIAL
PUBLIC LIMITED COMPANY
|
|
|
|
By:
/s/ Chris Smith
|
|
|
|
Chris
Smith
|
|
Deputy
Company Secretary
|