UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
September 28, 2006
One Whitehall Street
(Exact name of registrant as specified in its charter)
New York, NY 10004
(Address of principal executive offices including zip code)
(212) 376-0300
(Registrant's telephone number, including area code)
N/A
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section 2 — Financial Information Item 2.02 Results of Operations and Financial Condition
On September 28, 2006, the Company issued a Press Release to the public regarding the
Company's result of operations and financial conditions for the Company's second
fiscal quarter ended August 26, 2006. The said Press Release is attached to this
report as Exhibit 99.1
This Item 2.02 of this Form 8-K, and the attached exhibit, is furnished but shall not be deemed "filed" for
purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and are not incorporated by
reference into any filing of the Registrant, whether made before or after the date of this report, regardless of
any general incorporation language in the filing. Section 9 — Financial Statements and Exhibits Item 9.01 Financial Statements and Exhibits (d) Exhibits.
Press Release dated September 28, 2006
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: September 28, 2006
The Topps Company, Inc.
Registrant
/s/ Catherine K. Jessup
Catherine K. Jessup
Vice President-CFO and Treasurer
EXHIBIT INDEX
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Press Release dated September 28, 2006 Also provided in PDF format as a courtesy. |