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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Stock Option (right to buy) | $ 73.672 | 03/01/2006 | M | 0 (3) | 02/13/1998(4) | 02/13/2007 | Common Stock | 4,000 | $ 0 | 4,000 (5) | D | ||||
| Stock Option (right to buy) | $ 73.5158 | 03/01/2006 | M | 0 (3) | 02/12/1999(6) | 02/12/2008 | Common Stock | 4,000 | $ 0 | 4,000 (5) | D | ||||
| Stock Option (right to buy) | $ 35.4688 | 03/01/2006 | M | 0 (3) | 02/11/2000(7) | 02/11/2009 | Common Stock | 6,000 | $ 0 | 6,000 (5) | D | ||||
| Stock Option (right to buy) | $ 57.3438 | 03/01/2006 | M | 0 (3) | 02/10/2001(8) | 02/10/2010 | Common Stock | 6,000 | $ 0 | 6,000 (5) | D | ||||
| Stock Option (right to buy) | $ 25.625 | 03/01/2006 | M | 0 (3) | 06/20/2001(9) | 06/20/2010 | Common Stock | 12,000 | $ 0 | 12,000 (5) | D | ||||
| Stock Option (right to buy) | $ 39.2188 | 03/01/2006 | M | 0 (3) | 02/15/2002(10) | 02/15/2011 | Common Stock | 6,000 | $ 0 | 6,000 (5) | D | ||||
| Stock Option (right to buy) | $ 12.575 | 03/01/2006 | M | 0 (3) | 09/20/2002(11) | 09/20/2011 | Common Stock | 40,000 | $ 0 | 40,000 (5) | D | ||||
| Stock Option (right to buy) | $ 8.5 | 03/01/2006 | M | 0 (3) | 05/30/2003(12) | 05/30/2012 | Common Stock | 20,000 | $ 0 | 20,000 (5) | D | ||||
| Stock Option (right to buy) | $ 4.975 | 03/01/2006 | M | 0 (3) | 02/13/2004(13) | 02/13/2013 | Common Stock | 7,500 | $ 0 | 7,500 (5) | D | ||||
| Stock Option (right to buy) | $ 11.475 | 03/01/2006 | M | 0 (3) | 03/03/2005(14) | 03/03/2014 | Common Stock | 10,000 | $ 0 | 10,000 (5) | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| MARX OSCAR B III C/O AMERIGON INCORPORATED 5462 IRWINDALE AVENUE IRWINDALE, CA 91706-2058 |
X | |||
| Christopher J. MacKrell by power of attorney filed herewith | 03/02/2006 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Restricted stock award to Reporting Person with restrictions on the shares lapsing as to one-third of such shares on each of February 15, 2007, February 15, 2008 and February 15, 2009. |
| (2) | Adjusted to reflect the 2 for 5 reverse stock split effective February 28, 2006. |
| (3) | This option was previously reported and is now being reported to reflect the 2 for 5 reverse stock split effective February 28, 2006. |
| (4) | Option to buy 4,000 shares of common stock, exercisable in four annual increments of 1,000 each beginning on 2/13/1998, the first anniversary of the date of grant. |
| (5) | This amount represents the total number of Derivative Securities Beneficially Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 115,500 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). |
| (6) | Option to buy 4,000 shares of common stock, exercisable in four annual increments of 1,000 each beginning on 2/12/1999, the first anniversary of the date of grant. |
| (7) | Option to buy 6,000 shares of common stock, exercisable in four annual increments of 1,500 each beginning on 2/11/2000, the first anniversary of the date of grant. |
| (8) | Option to buy 6,000 shares of common stock, exercisable in four annual increments of 1,500 each beginning on 2/10/2001, the first anniversary of the date of grant. |
| (9) | Option to buy 12,000 shares of common stock, exercisable in four annual increments of 3,000 each beginning on 6/20/2001, the first anniversary of the date of grant. |
| (10) | Option to buy 6,000 shares of common stock, exercisable in four annual increments of 1,500 each beginning on 2/15/2002, the first anniversary of the date of grant. |
| (11) | Option to buy 40,000 shares of common stock, exercisable in four annual increments of 10,000 each beginning on 9/20/2002, the first anniversary of the date of grant. |
| (12) | Option to buy 20,000 shares of common stock, exercisable in four annual increments of 5,000 each beginning on 5/30/2003, the first anniversary of the date of grant. |
| (13) | Option to buy 7,500 shares of common stock, exercisable as to 2,500 shares on each of 2/13/2005, 2/13/2006 and 2/13/2007. |
| (14) | Option to buy 10,000 shares of common stock, exercisable in four annual increments of 2,500 each beginning on 3/3/2005, the first anniversary of the date of grant. |