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OMB APPROVAL
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------ OMB Number: 3235-0287
FORM 4 Expires: December 31, 2001
------ Estimated average burden
hours per response .... 0.5
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
/ / Check this box if no
longer subject to Filed pursuant to Section 16(a) of the Securities
Section 16. Form 4 Exchange Act of 1934, Section 17(a) of the
or Form 5 obligations Public Utility Holding Company Act of 1935
may continue. See or Section 30(f) of the Investment Company
Instruction 1(b). Act of 1940
(Print or Type Responses)
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1. Name and Address of Reporting Person* 2. Issuer Name and Tickler or Trading Symbol 6. Relationship of Reporting Person(s) to
Carey Augustus H. W.P. Carey & Co. LLC ("WPC") Issuer (Check all applicable)
------------------------------------------------------------------------------------------ Director 10% Owner
(Last) (First) (Middle) 3. I.R.S Identification 4. Statement for ---- ---
Number of Reporting Month/Year X Officer (give Other (Specify
1650 E. Butler Pike Person, if an entity 3/2001 ---- title --- below)
--------------------------------------------- (Voluntary) ------------------- below)
(Street)
Managing Director & Secretary
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5. If Amendment, 7. Individual or Joint/Group Filing
Date of Original (Check Applicable Line)
(Month/Year) X Form filed by One Reporting
---- Person
Form filed by More than One
---- Reporting Person
Ambler, PA 19002 198-36-6226
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(City) (State) (Zip) TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
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1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner-
(Instr. 3) action tion or Disposed of (D) curities Benefi- ship
Date Code (Instr. 3, 4 and 5) cially Owned at Form:
(Instr. 8) End of Month Direct
(Month/ (Instr. 3 and 4) (D) or
Day/ --------------------------------------- Indirect
Year) Code V Amount (A) or Price (I)
(D) (Instr. 4)
Class B Common Stock 3/19/2001 A 1 A -- 217,297 D
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Common Stock 4/02/2001 A V 5,607 A -- -- D
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Common Stock 4/02/2001 A V 5,607 A -- -- D
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Common Stock 4/02/2001 A V 5,608 A -- -- D
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Common Stock 4/02/2001 A V 5,608 A -- -- D
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Common Stock 4/03/2001 A V 16,355 A -- -- D
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TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
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1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price
Security sion or action action Derivative cisable and of Underlying of
(Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Deriv-
Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) ative
Deriv- Day/ Disposed of (D) (Month/Day/ Secur-
ative Year) (Instr. 3, 4, Year) ity
Security and 5) (Instr. 5)
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Date Expira- Amount or
-------------------------- Exer- tion Title Number of
Code V (A) (D) cisable Date Shares
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1. Title of Derivative 9. Number of 10. Ownership
Security Derivative Form of
(Instr. 3) Securities Derivative
Beneficially Securities
Owned at End Beneficially
of Month Owned at
(Instr. 4) End of Month
(Instr. 4)
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Explanation of Responses:
/s/ H. Augustus Carey 04/9/2001
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**Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned
directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, on of which must be manually signed. If space is
insufficient, see Instruction 6 for procedure.
http://www.sec.gov/divisions/corpfin/forms/4.htm
Last update: 11/05/1999