UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Appreciation Rights | 08/01/2009(1) | 08/01/2018(2) | Common Stock | 550 | $ 96.75 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Smith Shannon Lee ONE MOODY PLAZA GALVESTON, TX 77550 |
 |  |  See Remarks |  |
/s/ Shannon L. Smith, by J. Mark Flippin as Attorney-in-Fact | 03/01/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These stock appreciation rights represent the remaining portion of a grant of 2,750 stock appreciation rights that began vesting in five equal annual installments on August 1, 2009. |
(2) | Stock appreciation rights expire five years from the date they vest and become exercisable. The date shown represents the expiration date of the final installment of stock appreciation rights to become exercisable. |
 Remarks: Mr. Smith is Executive Vice President, Chief Agencies Officer, Multiple Line.  Mr. Smith previously was a Section 16 Reporting Officer of the Issuer.  As reported in his exit Form 4 filed with the SEC on December 22, 2014, Mr. Smith ceased to be a Section 16 Reporting Officer effective December 12, 2014 pursuant to a determination by the Issuer's Board of Directors.  The Issuer's Board of Directors again identified Mr. Smith as a Section 16 Reporting Officer on February 22, 2018. |