As filed with the Securities and Exchange Commission on May 13, 2002.
Registration No. 333-
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
CITY NATIONAL CORPORATION
(Exact Name of Registrant as specified in its charter)
Delaware | 95-2568550 |
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification No.) |
400 North Roxbury Drive Beverly Hills, California |
90210 |
(Address of Principal Executive Offices) | (Zip Code) |
CITY NATIONAL CORPORATION2002 OMNIBUS PLAN
(Full title of the plan)
Michael B. Cahill, Executive Vice President, General Counsel and Secretary
City National Corporation
400 North Roxbury Drive
Beverly Hills, California 90210
(Name and address of agent for service)
310-888-6266
(Telephone number, including area code, of agent for service)
CALCULATION OF REGISTRATION FEE
Title of Securities to be Registered |
Amount to be Registered |
Proposed Maximum Offering Price Per Share |
Proposed Maximum Aggregate Offering Price |
Amount of Registration Fee |
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Common Stock, $1.00 Par Value(1)(2) | |||||||||
Shares not previously registered | 4,215,100 | $54.72(3) | $230,650,272 | $21,220 | |||||
Shares registered under prior plan | (4) | N/A(4) | N/A(4) | N/A(4) | |||||
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 3. Incorporation of Certain Documents by Reference.
The registrant, City National Corporation, hereby incorporates into this Registration Statement by reference the following documents, which have been filed by the registrant with the SEC:
All documents subsequently filed by the registrant with the SEC pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Securities Exchange Act of 1934, as amended, prior to the filing of a post-effective amendment which indicate that all securities offered have been sold or which deregister all securities then remaining unsold, shall be deemed to be incorporated by reference into this Registration Statement and to be a part hereof from the date of filing of such documents. Any statement contained herein or in a document, all or a portion of which is incorporated or deemed to be incorporated by reference herein, shall be deemed to be modified or superseded for purposes of this registration statement to the extent that a statement contained herein or in any other subsequently filed document which also is or is deemed to be incorporated by reference herein modifies or supersedes such statement. Any statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this registration statement.
Item 4. Description of Securities.
Not applicable.
Item 5. Interests of Named Experts and Counsel.
The validity of the securities offered hereby has been passed upon by Michael B. Cahill. Mr. Cahill is Secretary, Executive Vice President and General Counsel of the registrant. As of May 1, 2002, Mr. Cahill was deemed to be the beneficial owner of 13,250 shares of the common stock (including shares underlying options exercisable within 60 days) and is eligible to receive additional options as an employee of the registrant.
Item 6. Indemnification of Directors and Officers.
Section 145 of the Delaware General Corporation Law authorizes City National Corporation to indemnify directors and officers in certain circumstances against liabilities, including expenses, incurred while acting in such capacities; provided, generally, that any such indemnified director or officer acted in good faith and in a manner he or she reasonably believed to be in the best interests of the corporation and, in the case of a criminal proceeding, had no reasonable cause to believe his or her conduct was unlawful. The City National Corporation By-laws provide for the indemnification of directors and officers to the maximum extend permitted by the Delaware General Corporation Law.
In addition, the City National Corporation Certificate of Incorporation provides that City National Corporation shall eliminate the personal liability of its directors to the fullest extent permitted by the Delaware General Corporation Law, and City National Corporation has entered into indemnification agreements with certain of its directors and officers providing for additional indemnification. City National Corporation has policies of directors' and officers' liability insurance which insure directors
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and officers against the cost of defense, settlement, or payment of a judgment under certain circumstances.
Item 7. Exemption From Registration Claimed.
Not applicable.
The undersigned registrant hereby undertakes:
Provided, however, that paragraphs (a)(1)(i) and (a)(1)(ii) do not apply if the registration statement is on Form S-3, Form S-8 or Form F-3, and the information required to be included in a post-effective amendment by those paragraphs is contained in periodic reports filed with or furnished to the Commission by the registrant pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 that are incorporated by reference in the registration statement.
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Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Beverly Hills, State of California, on May 9, 2002.
CITY NATIONAL CORPORATION Registrant |
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By: | /s/ RUSSELL GOLDSMITH Russell Goldsmith, Vice Chairman and Chief Executive Officer |
KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Russell Goldsmith, Frank P. Pekny and Michael B. Cahill, and each of them, as his true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution for him and in his name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement, and to file the same, with all exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents or any of them, or their or his substitutes or substitute, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Capacity |
Date |
||
---|---|---|---|---|
/s/ BRAM GOLDSMITH Bram Goldsmith |
Chairman of the Board and Director | May 9, 2002 | ||
/s/ RUSSELL GOLDSMITH Russell Goldsmith |
Vice Chairman and Chief Executive Officer and Director (Principal Executive Officer) |
May 9, 2002 |
||
/s/ FRANK P. PEKNY Frank P. Pekny |
Chief Financial Officer and Treasurer (Principal Financial Officer) |
May 9, 2002 |
||
/s/ STEPHEN D. MCAVOY Stephen D. McAvoy |
Controller (Principal Accounting Officer) |
May 9, 2002 |
||
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/s/ GEORGE H. BENTER, JR. George H. Benter, Jr. |
President and Director |
May 9, 2002 |
||
/s/ RICHARD L. BLOCH Richard L. Bloch |
Director |
May 9, 2002 |
||
/s/ STUART D. BUCHALTER Stuart D. Buchalter |
Director |
May 9, 2002 |
||
/s/ MICHAEL L. MEYER Michael L. Meyer |
Director |
May 9, 2002 |
||
/s/ RONALD L. OLSON Ronald L. Olson |
Director |
May 9, 2002 |
||
/s/ WILLIAM B. RICHARDSON William B. Richardson |
Director |
May 9, 2002 |
||
/s/ BOB TUTTLE Bob Tuttle |
Director |
May 9, 2002 |
||
/s/ ANDREA VAN DE KAMP Andrea Van de Kamp |
Director |
May 9, 2002 |
||
/s/ KENNETH ZIFFREN Kenneth Ziffren |
Director |
May 9, 2002 |
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Exhibit No. |
Exhibit |
Page No. |
||
---|---|---|---|---|
5.1 |
Opinion of Michael B. Cahill, and Consent |
8 |
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23.1 |
Consent of KPMG LLP |
9 |
||
24.1 |
Power of Attorney for Directors (on signature page) |
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99.1 |
2002 Omnibus Plan (incorporated by reference to Appendix B to the registrant's Proxy Statement dated March 25, 2002). |
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