form10qa-117826_ssfn.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
Amendment No. 1
|
|
ý
|
QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
|
EXCHANGE ACT OF 1934
For the quarterly period ended June 30, 2011
o TRANSITION REPORT PURSUANT TO 13 OR 15(d) OF THE SECURITIES EXCHANGE
ACT OF 1934
For the transition period from ________ to ________
Commission file number 0-21855
|
Stewardship Financial Corporation
|
|
(Exact name of registrant as specified in its charter)
|
| |
|
|
New Jersey
|
22-3351447
|
|
(State or other jurisdiction of
|
(I.R.S. Employer Identification No.)
|
|
incorporation or organization)
|
|
| |
|
|
630 Godwin Avenue, Midland Park, NJ
|
07432
|
|
(Address of principal executive offices)
|
(Zip Code)
|
| |
|
|
(201) 444-7100
|
|
(Registrant’s telephone number, including area code)
|
| |
|
| |
|
|
(Former name, former address and former fiscal year, if changed since last report)
|
Indicate by a checkmark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ý No o
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes ý No o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See definition of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
|
Large accelerated filer o
|
Accelerated filer o
|
|
Non-accelerated filer o (Do not check if a smaller reporting company)
|
Smaller reporting company ý
|
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes o No ý
The number of shares outstanding, net of treasury stock, of the Issuer’s Common Stock, no par value, as of August 8, 2011 was 5,855,047.
Explanatory Note
The purpose of this Amendment No. 1 to the Quarterly Report on Form 10-Q of Stewardship Financial Corporation for the quarterly period ended June 30, 2011, originally filed with the Securities and Exchange Commission on August 15, 2011 (the “Form 10-Q”), is solely to furnish Exhibit 101 to the Form 10-Q in accordance with Rule 405 of Regulation S-T. Exhibit 101 to this report provides the consolidated financial statements and related notes from the Form 10-Q formatted in XBRL (eXtensible Business Reporting Language).
No other changes have been made to the Form 10-Q. This Amendment No. 1 to the Form 10-Q speaks as of the original filing date of the Form 10-Q, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way disclosures made in the original Form 10-Q.
Pursuant to Rule 406T of Regulation S-T, the interactive data files on Exhibit 101 hereto are deemed not filed or part of a registration statement or prospectus for purposes of sections 11 or 12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of section 18 of the Securities and Exchange Act of 1934, as amended, and otherwise are not subject to liability under those sections.
Item 6. Exhibits
The following is a list of exhibits filed as part of this Form 10-Q:
|
Exhibit
Number
|
|
Description of Exhibits
|
| |
|
|
|
31.1
|
*
|
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
|
|
31.2
|
*
|
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
|
|
32.1
|
*
|
Certification of Chief Executive Officer and Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
|
|
101
|
**
|
The following material from Stewardship Financial Corporation’s Quarterly Report on Form 10-Q fro the quarter ended June 30, 2011, formatted in XBRL (Extensible Business Reporting Language): (i) Consolidated Statements of Financial Condition, (ii) Consolidated Statements of Income, (iii) Consolidated Statement of Changes in Stockholders’ Equity, (iv) Consolidated Statements of Comprehensive Income, (v) Consolidated Statements of Cash Flows and (vi) Notes to Consolidated Financial Statements, tagged as blocks of text.
|
| |
|
|
|
* Filed previously with the Company's Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2011, originally filed with the Securities and Exchange Commission on August 15, 2011.
|
|
** Furnished with this Form 10-Q/A.
|
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| |
Stewardship Financial Corporation
|
| |
|
|
| |
|
|
|
Date: August 24, 2011
|
By:
|
/s/ Paul Van Ostenbridge
|
| |
|
Paul Van Ostenbridge
|
| |
|
President and Chief Executive Officer
|
| |
|
(Principal Executive Officer)
|
| |
|
|
| |
|
|
| |
|
|
| |
|
|
|
Date: August 24, 2011
|
By:
|
/s/ Claire M. Chadwick
|
| |
|
Claire M. Chadwick
|
| |
|
Senior Vice President and Chief Financial Officer
|
| |
|
(Principal Financial and Accounting Officer)
|
3