SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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SCHEDULE TO
TENDER OFFER STATEMENT
UNDER SECTION 14(D)(1) OR 13(E)(4)
OF THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1)
JARDINE FLEMING CHINA REGION FUND, INC.
(Name of Subject Company (issuer))
JARDINE FLEMING CHINA REGION FUND, INC.
(Names of Filing Persons (identifying status as offeror,
issuer or other person))
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COMMON STOCK, PAR VALUE $.01 PER SHARE
(Title of Class of Securities)
471110106
(CUSIP Number of Class of Securities)
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SEBASTIAN R. SPERBER
CLEARY, GOTTLIEB, STEEN & HAMILTON
39TH FLOOR
BANK OF CHINA TOWER
ONE GARDEN ROAD, CENTRAL
HONG KONG, CHINA
(852) 2521-4122
(Name, address, and telephone number of person authorized to receive
notices and communications on behalf of filing persons)
CALCULATION OF FILING FEE
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Transaction Valuation Amount of Filing Fee
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$ 9,699,167.26(a) $ 1,939.83(b)
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(a) Calculated as the aggregate maximum purchase price to be paid for 1,172,856
shares in the offer, based upon a price per share of $8.2697, which
represents 95% of the net asset value per share at July 9, 2001.
(b) Calculated as 1/50th of 1% of the Transaction Valuation.
[X] Check the box if any part of the fee is offset as provided by Rule
O-11(a)(2) and identify the filing with which the offsetting fee was
previously paid. Identify the previous filing by registration statement
number, or the Form or Schedule and the date of its filing.
Amount Previously Paid: $2,079.24
Form or Registration No. SC TO-I File No.:005-49095
Filing Party: Jardine Fleming China Region Fund, Inc.
Date Filed: June 11, 2001
[_] Check the box if the filing relates solely to preliminary communications
made before the commencement of a tender offer. Check the appropriate boxes
below to designate any transactions to which the statement relates:
[_] third-party tender offer subject to Rule 14d-1.
[X] issuer tender offer subject to Rule 13e-4.
[_] going-private transaction subject to Rule 13e-3.
[_] amendment to Schedule 13D under Rule 13d-2.
[X] Check the following box if the filing is a final amendment reporting the
results of the tender offer:
July 10, 2001
JARDINE FLEMING CHINA REGION FUND, INC. ANNOUNCES
PRELIMINARY TENDER OFFER RESULTS
Jardine Fleming China Region Fund, Inc. announces that the Fund's tender offer
for 1,172,856 shares of its common stock, representing 20% of the Fund's issued
and outstanding shares, expired as scheduled yesterday at 12:00 midnight New
York time.
Based upon currently available information, approximately 2,693,747.89 shares
were tendered, including shares tendered pursuant to notices of guaranteed
delivery. Based on this preliminary information, the proration for each
tendering shareholder is estimated to be 43.5399% of the shares properly
tendered. The numbers in this announcement are subject to adjustment and should
not be regarded as final. The actual number of shares properly tendered and the
proration percentage will be announced at a later date. The purchase price of
properly tendered shares is $8.2697, which represents 95% of the Fund's net
asset value per share on July 9, 2001.
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SIGNATURE
After due inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Jardine Fleming China Region Fund, Inc.
By: /s/ John P. Falco
Name: John P. Falco
Title: Assistant Secretary
Dated: July 10, 2001