SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1 )*
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities and Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes.)
(Continued on following page(s))
CUSIP No. |
419596-20-0 |
13D | Page | 2 |
of | 6 |
Pages |
1. | NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO OF ABOVE PERSON H5, L.P. |
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2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
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(a) þ | |||||||||||
(b) o | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS* | ||||||||||
OO | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Georgia | |||||||||||
7. | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 877,453 Shares of Class A Common Stock | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER | |||||||||
877,453 Shares of Class A Common Stock | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
877,453 Shares of Class A Common Stock | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | ||||||||||
o | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
22.5% | |||||||||||
14. | TYPE OF REPORTING PERSON* | ||||||||||
PN |
CUSIP No. |
419596-20-0 |
13D | Page | 3 |
of | 6 |
Pages |
1. | NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO OF ABOVE PERSON Pine Hill Associates, LLC |
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2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
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(a) þ | |||||||||||
(b) o | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS* | ||||||||||
OO | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Georgia | |||||||||||
7. | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 877,453 Shares of Class A Common Stock | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER | |||||||||
877,453 Shares of Class A Common Stock | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
877,453 Shares of Class A Common Stock | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | ||||||||||
o | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
22.5% | |||||||||||
14. | TYPE OF REPORTING PERSON* | ||||||||||
CO |
CUSIP No. |
419596-20-0 |
13D | Page | 4 |
of | 6 |
Pages |
1. | NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO OF ABOVE PERSON J. Rawson Haverty, Jr. |
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2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
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(a) þ | |||||||||||
(b) o | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS* | ||||||||||
OO | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States | |||||||||||
7. | SOLE VOTING POWER | ||||||||||
NUMBER OF | 295,352 Shares of Class A Common Stock | ||||||||||
SHARES | 8. | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 881,553 Shares of Class A Common Stock | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 157,675 Shares of Class A Common Stock | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER | |||||||||
1,019,230 Shares of Class A Common Stock | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
1,176,905 Shares of Class A Common Stock | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | ||||||||||
o | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
30.2% | |||||||||||
14. | TYPE OF REPORTING PERSON* | ||||||||||
IN |
(a)(b) | The Partnership beneficially owns 877,453 shares or 22.5% of the Class A Common Stock of the Company over which its general partner, the LLC, shares dispositive power and thus shares beneficial ownership. | ||
Mr. Haverty beneficially owns 1,176,905 shares or 30.2% of the Class A Common Stock of the Company. Mr. Haverty has sole dispositive power with respect to 157,675 shares of Class A Common Stock and sole voting power with respect to 295,352 shares of Class A Common Stock. As the manager of the LLC, the Partnerships general partner, Mr. Haverty shares voting and dispositive power with the Partnership and the LLC with respect to the 877,453 shares of the Class A Common Stock held by the Partnership. Mr. Haverty shares dispositive power over 86,917 shares held by the Mary E. Haverty Foundation (the Foundation) with the other trustees of the Foundation: Margaret E. Haverty Glover, Jane M. Haverty, Mary E. Haverty-Bousson and Ben M. Haverty. Mr. Haverty shares dispositive power over 50,760 shares held in the Margaret Munnerlyn Haverty Revocable Trust (the Trust) with the other trustees of the Trust: Jane M. Haverty and Ben M. Haverty. | |||
Margaret E. Haverty Glover, Jane M. Haverty, Mary E. Haverty-Bousson and Ben E. Haverty are all citizens of the United States of America. None of them have been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor have any of them been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction which resulted in such person being subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or |
finding any violation with respect to such laws. |
The business address of the Foundation and its trustees is 780 Johnson Ferry Road, Suite 800, Atlanta Georgia 30342. The purpose of the Foundation, which is a Georgia corporation, is to support charitable organizations. | |||
The address of the Trust and its trustees is 780 Johnson Ferry Road, Suite 800, Atlanta Georgia 30342. | |||
(c) | On each of March 3, 2010 and March 15, 2010, the Partnership converted 40,000 shares of Class A Common Stock, for an aggregate of 80,000 shares, into an aggregate of 80,000 shares of common stock of the Company. No other transactions were effected by the Reporting Persons in Class A Common Stock during the past 60 days. | ||
(d) | Not applicable. | ||
(e) | Not applicable. |
Mr. Haverty has sole voting power over 86,917 shares of Class A Common Stock held by the Mary E. Haverty Foundation pursuant to a revocable proxy dated March 20, 2007, which was attached as an exhibit to the Schedule 13D. | |||
Mr. Haverty has sole voting power over 50,760 shares of Class A Common Stock held by a Trust for the benefit of Margaret M. Haverty pursuant to a revocable proxy dated March 17, 2009, which is attached as Exhibit 99.1. | |||
Except as described above, there are no other contracts, arrangements, understandings or relationships (legal or otherwise) between the Reporting Persons and any other person with respect to any securities of the Company. |
Exhibit 99.1 Revocable proxy from co-trustees of the Trust for the benefit of Margaret M. Haverty dated March 17, 2009. |
March 24, 2010 | H5, L.P. |
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By: | /s/J. Rawson Haverty, Jr. | |||
J. Rawson Haverty, Jr. | ||||
Manager of Pine Hill Associates, LLC (general partner of H5, L.P.) | ||||
PINE HILL ASSOCIATES, LLC |
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By: | /s/J. Rawson Haverty, Jr. | |||
J. Rawson Haverty, Jr. | ||||
Manager | ||||
J. RAWSON HAVERTY, JR. |
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By: | /s/J. Rawson Haverty, Jr. | |||
J. Rawson Haverty, Jr. | ||||