SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

(Amendment No. 3)*

 

Under the Securities Exchange Act of 1934

 

Enservco Corporation

(Name of Issuer)

 

Common Stock, par value $.005 per share

(Title of Class of Securities)

 

29358Y 102

(CUSIP Number)

 

Rick D. Kasch

501 So. Cherry Street, Suite 320

Denver, CO 80246

 

303-333-3678

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)

 

January 31, 2013

(Date of Event which Requires Filing of This Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

[ ] Rule 13d-1(b)

[ ] Rule 13d-1(c)

[X} Rule 13d-1(d) 

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of th eAct (however, see the Notes).

 

 

 

 
 

 

 

 CUSIP No. 29358Y 102

 

 

1            NAME OF REPORTING PERSONS

 

Rick D. Kasch

 

2              CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

                 (a)[  ]

                 (b)[   ]

 

 

3     SEC USE ONLY

 

 

4             CITIZENSIP OR PLACE OF ORIGIN

 

Colorado, USA

 

 

 

 

Number of 5. Sole Voting Power: 1,526,924
Shares    
Beneficially 6. Shared Voting Power: N/A
Owned by    
Each 7. Sole Dispositive Power: 2,614,424
Reporting    
Person With: 8. Shared Dispositive Power: N/A

 

 

Beneficially 8. Shared Voting Power: N/

Each 9. Sole Dispositive Power: 2,501,924

Person With: 10. Shared Dispositive Power: N/A

9  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,614,424

 

10  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

[    ]

 

 

11    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

7.9%

 

12    TYPE OF REPORTING PERSON

 

IN

 

 

 

 
 

 

 

ITEM 1. NAME AND ADDRESS OF ISSUER

 

(a) Name of Issuer:

 

Enservco Corporation

 

(b) Address of Issuer’s Principal Executive Offices

 

501 So. Cherry Street, Suite 320, Denver, CO 80246

 

Telephone: 303-333-3678

 

 

ITEM 2. IDENTITY AND BACKGROUND

 

(a)Name of Person Filing:

 

Rick D. Kasch

 

(b)Address of Principal Business Office of Person Filing:

 

501 So. Cherry Street, Suite 320, Denver, CO 80246

 

(c)Citizenship:

 

United States of America

 

(d)Title of Class of Securities

 

Common stock 

 

(e)CUSIP Number

 

29358Y 102

 

 

 

 

 
 

 

ITEM 3.     If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a:

 

a. £ Broker or Dealer registered under Section 15 of the Act
     
b. £ Bank as defined in Section 3(a)(6) of the Act
     
c. £ Insurance Company as defined in Section 3(a)(19) of the Act
     
d. £ Investment company registered under Section 8 of the Investment Company Act
     
e. £ Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E)
     
f. £ Employee Benefit Plan or Endowment Fund in accordance with Rule 13d-1(b)(1)(ii)(F)
     
g. £ Parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G)
     
h £ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act
     
i £ A church plan that is excluded from the definition of an investment company under § 3(c)(4) of the Investment Company Act
     
j £ A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J)
     
h. £ Group, in accordance with Rule 13d-1(b)(1)(ii)(K)
     

If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution.

 

Not applicable.

 

 

 

 
 

 

ITEM 4. OWNERSHIP

 

(a)Amount beneficially owned:

 

2,614,424

 

Consisting of:

 

1.1,526,924 shares of common stock (which total includes 400,000 shares that Mr. Kasch pledged to Commerce Bank as collateral for a personal line of credit made by that Bank to Mr. Kasch);
2.Options to acquire 300,000 shares of common stock granted on July 30, 2010, that vested over three years (with the final vesting increment on July 30, 2012), and that are exercisable for a five-year term at $0.49 per share;
3.Options to acquire 600,000 shares of common stock granted on July 19, 2011 (one-half vested on grant and the other half on July 19, 2012), and that are exercisable for a five-year term at $1.10 per share; and
4.Options to acquire 150,000 shares of common stock granted on June 5, 2012 and that are exercisable for a five-year term at $0.46 per share.

5.Warrants to purchase 37,500 shares of common stock executed on November 2, 2012, and that are exercisable until November 30, 2017 at $0.55 per share.

 

The amount reported above as being beneficially owned does not include the unvested portion of stock options granted on June 5, 2012 which vests as follows:

 

June 5, 2013   150,000 shares
June 5, 2014   125,000 shares
     
(b)Percent of Class

 

7.9%

 

(c)Number of shares as to which the person has:

 

(i) Sole power to vote or direct the vote: 1,526,924

 

(ii) Shared power to vote or direct the vote: -0-

 

(iii) Sole power to dispose or direct the disposition of: 2,614,424

 

(iv) Shared power to dispose or direct the disposition of: -0-

 

 

 

 

 
 

 

 

ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS

 

Not applicable.

 

ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON

 

Not applicable.

 

ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON.

 

Not applicable.

 

ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP

 

Not applicable.

 

ITEM 9. NOTICE OF DISSOLUTION OF GROUP

 

Not applicable.

 

ITEM 10. CERTIFICATIONS

 

By signing below, the undersigned certifies that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under Rule 14a-11.

 

 

SIGNATURE

 

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

   
January 31, 2013  
   /s/ Rick D. Kasch
   By: Rick D. Kasch