U. S. SECURITIES AND EXCHANGE COMMISSION
FORM 5
[ ] Check box if no longer subject to Section 16.
Form 4 or Form 5 obligations may continue. Washington, D.C. 20549
See instruction 1(b).
[ ] Form 3 Holdings Reported. ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
[ ] Form 4 Transactions Reported.
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to
Reporting Person* Issuer (Check all applicable)
Dunes Hotels and Casinos, Inc.
___ Director X 10% Owner
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(Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ___ Officer ___ Other
Number of Reporting Month/Year (give title (specify
General Financial Services, Inc. Person (Voluntary) below) below)
12/2000
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(Street) 5. If Amendment, Date of 7. Individual or Joint/Group Filing
Original (Month/Year (Check applicable line)
___ Form filed by One Reporting
8441 E. 32nd Street N 2/2001 Person
X Form filed by More than One
--- Reporting Person
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(City) (State) (Zip) Table 1 - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned.
Wichita, Kansas 67226
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1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature of
(Instr. 3) action action or Disposed of (D) Securities Form: Indirect
date: Code (Instr. 3, 4 and 5) Beneficially Direct Beneficial
(Month/ (Instr. 8) Owned at (D) or Ownership
Day/ End of Issuer's Indirect (Instr. 4)
Year) Fiscal Year. (I)
(Instr. 3 (Instr. 4)
and 4)
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Amount (A) or Price
(D)
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Series B Preferred Stock 08/11/00 P 120 A $20.0000 120 D(1)
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Common Stock 08/04/99 P5 10,000 A $0.6875 I(2) By GFS
Acquisition
Company, Inc.
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Common Stock 12/09/99 P5 2,500 A $0.8000 I(2) By GFS
Acquisition
Company, Inc.
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Common Stock 04/06/00 P 500 A $1.0000 I(2) By GFS
Acquisition
Company, Inc.
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Common Stock 05/01/00 P 5,000 A $0.6560 I(2) By GFS
Acquisition
Company, Inc.
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Common Stock 09/25/00 P 2,500 A $0.6875 903,922 I(2) By GFS
Acquisition
Company, Inc.
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Common Stock 3,000,000 D(3)
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* If the Form is filed by more than one Reporting Person, see instruction 4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly. (Print or Type Responses) Page 1 of 2
FORM 5 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants,
options, convertible securities)
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1.Title of 2.Conver- 3.Trans- 4.Transac- 5.Number of 6.Date 7.Title 8.Price of 9.Number 10.Owner- 11.Nature
Derivative sion or action tion Code Derivative Exercisable and Amount Derivative of Deriv- ship of In-
Security Exercise Date (Instr. 8) Securities and of Security ative Form of direct
(Inst. 3) Price of (Month/ Acquired Expiration Underlying (Instr. 5) Securities Deriv- Bene-
Deriv- Day/ (A) or Date Securities Beneficial- ative ficial
ative Year) Disposed (Month/Day/ (Instr. 3 ly Owned at Security; Owner-
Security of (D) Year) and 4) End of Direct ship
(Instr.3, Month (D) or (Instr
4, and 5) (Instr. 4) Indirect 4)
(I)
(Instr. 4)
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(A) (D) Date Expira- Title Amount or
Exer- tion Date Number of
cisable Shares
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Explanation of Responses: (1) The 120 shares of Series B preferred stock are beneficially owned directly by General Financial
Services, Inc. ("GFS"). Steve Miller is the sole stockholder, officer and director of GFS and as a result beneficially owns the
shares of Series B preferred stock beneficially owned by GFS. (2) The 903,922 shares of common stock are owned by GFS Acquisition
Company, Inc. ("GFS Acquisitin"). GFS is the sole stockholder of GFS Acquisition. Mr. Miller is the sole director and officer of
GFS Acquisition. GFS beneficially owns the 903,922 shares of common stock directy owned by GFS Acquisition as a result of its
ownership of GFS Acquisition. Steve Miller beneficiarlly owns the 903,922 shares of common stock owned by GFS Acquisition as a
result of his ownership of GFS and his position as the sole officer and director of GFS and GFS Acquisition. (3) The 3,000,000
shares of common stock are beneficiarlly owned directly by GFS. Steve Miller is the sole stockholder, officer and director of GFS
and as a result beneficiarlly owns the shares of common stock beneficiarlly owned by GFS.
/s/ Steve K. Miller April 5, 2001
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Steve K. Miller Date
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
GENERAL FINANCIAL SERVICES, INC.
Note: File three copies of this Form, one of which
must be manually signed. If space provided is
insufficient, see Instruction 6 for procedure. By: /s/ Steve K. Miller April 5, 2001
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Steve K. Miller, President Date
GFS Acquisition Company, Inc.
By: /s/ Steve K. Miller April 5, 2001
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Steve K. Miller Date
Form 5
Reporting Person
General Financial Services, Inc.
Date of Event Requiring Statement
Year 2000
Issuer Name
Dunes Hotels and Casinos Inc.
List of Other Joint Filers
Names and Addresses
Steve K. Miller; 8441 E. 32nd Street N, Wichita, Kansas 67226
GFS Acquisition Company, Inc., 8441 E. 32nd Street N, Wichita, Kansas 67226