UNITED STATES SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C.  20549


FORM 10-Q/A

 

[ X ]

QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the quarterly period ended September 30, 2002

or

 

[ _ ]

TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the transition period from                to                

 

Commission File Number: 000-31155

 

EVOLVE SOFTWARE, INC.

(Exact name of registrant as specified in its charter)

 

Delaware
(State or other jurisdiction of
incorporation or organization)


 

94-3219745
(I.R.S.  Employer
Identification No.)

     

150 Spear Street, San Francisco, CA
(Address of principal executive offices)


 

94105
(Zip Code)

 

Registrant's telephone number, including area code: (415) 229-3700

 

Securities registered pursuant to Section 12(b) of the Act: None

 

Securities registered pursuant to Section 12(g) of the Act: Common Stock, $0.001 par value

 


          Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.   YES [ X ]   NO [ _ ]

 

Indicate by check mark whether the registrant is an accelerated filer (as defined in Rule 12b-2 of the Exchange Act). YES [ _ ]   NO [ X ]

 

          The aggregate market value of the voting common stock held by non-affiliates of the registrant as of February 4, 2003 was approximately $2,360,338 based upon the closing sale price reported for that date on the NASDAQ SmallCap Market.  Shares of common stock held by each officer and director and by each person who owns more than 5% or more of the outstanding common stock have been excluded because such persons may be deemed to be affiliates. This determination of affiliate status is not necessarily conclusive for other purposes.

 

          The number of shares outstanding of the registrant's common stock as of February 14, 2003 was 1,165,516.

 


EXPLANATORY NOTE

 

Evolve Software, Inc. hereby amends, its Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2002, filed on November 14, 2002 to include Exhibit 99.1, Certification under Section 906 of the Sarbanes-Oxley Act of 2002.  While this exhibit was complete and intended to be included with the original filing, it was inadvertently omitted.

 

PART II - OTHER INFORMATION

 

Item 6.  Exhibits and Reports on Form 8-K

 

(a)   Index to Exhibits

 

Exhibit

   No.

 

99.1       Certification under Section 906 of the Sarbanes-Oxley Act of 2002.

 

(b)   Reports on Form 8-K

 

During the quarter ended September 30, 2002, we filed the following current reports on Form 8-K.

 

        Date of Report

Items Reported

Financial Statements Included

 

 

 

        August 20, 2002

5 – Other Events 

Condensed Consolidated Statements of

 

7 – Financial Statements and Exhibits 

Operations for the three and twelve months 

 

 

ended June 30, 2002, Condensed Consolidated 

 

 

Balance Sheets as of June 30, 2002 

 

 

 

        August 26, 2002 

5 – Other Events 

None 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

                Date: February 20, 2003

By:  

/s/ ARTHUR T. TAYLOR

 


Arthur T. Taylor

 

Chief Financial Officer and Vice President of Finance

 

(Principal Financial and Accounting Officer)

 

 
   
 

 

CERTIFICATIONS

 

I, Linda Zecher, certify that:

 

 

1.

I have reviewed this quarterly report on Form 10-Q/A of Evolve Software, Inc.;

 

 

2.

Based on my knowledge, this quarterly report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this quarterly report;

 

 

3.

Based on my knowledge, the financial statements, and other financial information included in this quarterly report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this quarterly report;

               

 

4.

The registrant's other certifying officers and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-14 and 15d-14) for the registrant and we have:

 

 

 

(a)

designed such disclosure controls and procedures to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this quarterly report is being prepared;

 

 

(b)

evaluated the effectiveness of the registrant's disclosure controls and procedures as of a date within 90 days prior to the filing date of this quarterly report (the "Evaluation Date"); and

 

 

(c)

presented in this quarterly report our conclusions about the effectiveness of the disclosure controls and procedures based on our evaluation as of the Evaluation Date;

 

 

5. 

The registrant's other certifying officers and I have disclosed, based on our most recent evaluation, to the registrant's auditors and the audit committee of registrant's board of directors (or persons performing the equivalent function):

 

 

 

(a)

all significant deficiencies in the design or operation of internal controls which could adversely affect the registrant's ability to record, process, summarize and report financial data and have identified for the registrant's auditors any material weaknesses in internal controls; and

 

 

(b) 

any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal controls; and

 

 

6.

The registrant's other certifying officers and I have indicated in this quarterly report whether or not there were significant changes in internal controls or in other factors that could significantly affect internal controls subsequent to the date of our most recent evaluation, including any corrective actions with regard to significant deficiencies and material weaknesses.

 

 

                Date: February 20, 2003

  

/s/ LINDA ZECHER    

 


Linda Zecher  

 

President and Chief Executive Officer       

 

(Principal Executive Officer)  

 

 
   2  
 

 

I, Arthur Taylor, certify that:

 

 

1.

I have reviewed this quarterly report on Form 10-Q/A of Evolve Software, Inc.;

 

 

2. 

Based on my knowledge, this quarterly report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this quarterly report;

 

 

3. 

Based on my knowledge, the financial statements, and other financial information included in this quarterly report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this quarterly report;

 

 

4. 

The registrant's other certifying officers and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-14 and 15d-14) for the registrant and we have:

 

 

 

(a) 

designed such disclosure controls and procedures to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this quarterly report is being prepared;

 

 

(b) 

evaluated the effectiveness of the registrant's disclosure controls and procedures as of a date within 90 days prior to the filing date of this quarterly report (the "Evaluation Date"); and

 

 

(c)

presented in this quarterly report our conclusions about the effectiveness of the disclosure controls and procedures based on our evaluation as of the Evaluation Date;

 

 

5.

The registrant's other certifying officers and I have disclosed, based on our most recent evaluation, to the registrant's auditors and the audit committee of registrant's board of directors (or persons performing the equivalent function):

 

 

 

(a)

all significant deficiencies in the design or operation of internal controls which could adversely affect the registrant's ability to record, process, summarize and report financial data and have identified for the registrant's auditors any material weaknesses in internal controls; and

 

 

(b)

any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal controls; and

 

 

6.

The registrant's other certifying officers and I have indicated in this quarterly report whether or not there were significant changes in internal controls or in other factors that could significantly affect internal controls subsequent to the date of our most recent evaluation, including any corrective actions with regard to significant deficiencies and material weaknesses.

 

                Date: February 20, 2003

 

/s/ ARTHUR T. TAYLOR

 


Arthur T. Taylor

 

Chief Financial Officer and Vice President of Finance

 

(Principal Financial and Accounting Officer)