UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Performance Share Unit | Â (1) | 12/31/2017 | Common Stock | 9,190 | $ 0 | D | Â |
Performance Share Unit | Â (1) | 12/31/2018 | Common Stock | 11,900 | $ 0 | D | Â |
Restricted Share Unit | 09/01/2018 | 09/01/2018 | Common Stock | 12,030 | $ 0 | D | Â |
Restricted Share Unit | 02/17/2019 | 02/17/2019 | Common Stock | 4,700 | $ 0 | D | Â |
Stock Options (Right to Buy) | 09/01/2016 | 09/01/2025 | Common Stock | 9,742 | $ 11.97 | D | Â |
Stock Options (Right to Buy) | 02/17/2017 | 02/17/2026 | Common Stock | 13,900 | $ 9.6 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Schlater Benjamin 6060 PARKLAND BLVD SUITE 250 MAYFIELD HEIGHTS, OH 44124 |
 |  |  Chief Financial Officer |  |
/s/ John T. Bingle, Treasurer, by Power of Attorney | 09/06/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Performance Share Units granted as a performance award, vesting based upon degree of acheivement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. |