UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. [ ] Form 3 Holdings Reported [ ] Form 4 Transactions Reported 1 Name and Address of Reporting Person ---------------------------------------------------------------------- Mark Johnson 864 Spruce Ridge Drive, Stewart, Florida 34994 2 Issuer Name and Ticker or Trading Symbol ---------------------------------------------------------------------- Winfield Financial Group, Inc. 3 IRS or Social Security Number of Reporting Person (Voluntary) ---------------------------------------------------------------------- 4 Statement for Month/Year ---------------------------------------------------------------------- December 2002 5 If Amendment, Date of Original (Month/Year) ---------------------------------------------------------------------- N/A 6 Relationship of Reporting Person(s) to Issuer (Check all applicable) ---------------------------------------------------------------------- [X] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (Specify below) Vice-President -------------------------- 7 Individual or Joint/Group Filing (Check applicable line) ---------------------------------------------------------------------- [X] Form filed by One Reporting [ ] Form filed by More than One Person Reporting Person Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code Amount D Price End of Year I ------------------------------------------------------------------------------------------------------------------------------------ Common 05/05/00 50,000 D -PAGE- Form 5 (continued) Table II (PART 1) Derivative Securitites Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code A D Exercisable Expiration ------------------------------------------------------------------------------------------------------------------------------------ Table II (PART 2) Derivative Securitites Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Year ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: /s/ Mark Johnson March 6, 2003 -------------------------------------------- Signature of Reporting Date Person -PAGE-