UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 OF THE
SECURITIES EXCHANGE ACT OF 1934
For the month of September 2013
Commission File Number: 001-10691
DIAGEO plc
(Translation of registrant’s name into English)
Lakeside Drive, Park Royal, London NW10 7HQ
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F x Form 40-F ¨
Indicate by check mark whether the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ¨
Indicate by check mark whether the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ¨
List identifying information required to be furnished
by Diageo plc pursuant to Rule 13a-16 or 15d-16 of
The Securities Exchange Act 1934
1 – 30 September 2013
| Information | Required by/when |
| Public Announcements/Press | The Stock Exchange, London |
|
Announcement Company notified of transactions in respect of the Diageo Share Incentive Plan, the Company’s Senior Executive Share Option Plan and Performance Share Plan and Ms Mahlan and Messrs Walsh and Menezes and PDMRs inform the Company of their interests therein. (6 September 2013) |
Announcement Company announces purchase of own shares to be held in treasury to satisfy grants made under employee share plans. (23 September 2013) | |
|
Announcement Company notified of transactions in respect of the Diageo Share Incentive Plan and Mr Walsh, Ms Mahlan and PDMRs inform the Company of their interests therein. Dr Humer informs the Company of his beneficial interests. (10 September 2013) |
Announcement Company notified of transactions in respect of the Company’s Performance Share Plan, Discretionary Incentive Plan and Diageo Executive Long Term Incentive Plan and Mr Menezes, Ms Mahlan and PDMRs inform the Company of their interests therein. (24 September 2013) | |
|
Announcement Company announces additional listing. (11 September 2013) |
Announcement Company announces purchase of own shares to be held in treasury to satisfy grants made under employee share plans. (24 September 2013) | |
|
Announcement Messrs Blazquez, Fennell, Gosnell and Ms Manz, persons discharging managerial responsibilities (PDMRs) inform the company of their beneficial interests under the company’s UK Sharesave Plan 2010. (11 September 2013) |
Announcement Mr Schwartz informs the Company of his beneficial interests. (25 September 2013) | |
|
Announcement Mr Kennedy informs the Company of his beneficial interests. (12 September 2013) |
Announcement Company announces purchase of own shares to be held in treasury to satisfy grants made under employee share plans. (25 September 2013) | |
|
Announcement Company announces purchase of shares to be held in nominee accounts to satisfy grants made under employee share plans. (12 September 2013) |
Announcement Company announces purchase of own shares to be held in treasury to satisfy grants made under employee share plans. (26 September 2013) | |
|
Announcement Company announces purchase of own shares to be held in nominee accounts to satisfy grants made under employee share plans. (13 September 2013) |
Announcement Company announces purchase of own shares to be held in treasury to satisfy grants made under employee share plans. (27 September 2013) |
|
Announcement Company announces purchase of own shares to be held in nominee accounts to satisfy grants made under employee share plans. (16 September 2013) |
Announcement Ms Wood informs the Company of her beneficial interests. (25 September 2013) | |
|
Announcement Company announces lodgement of documents for inspection and result of AGM. (20 September 2013) |
Announcement Company announces total voting rights. (30 September 2013) | |
|
Announcement Ms Manz informs the company of her beneficial interests. (20 September 2013) |
Announcement Company announces purchase of own shares to be held in treasury to satisfy grants made under employee share plans. (30 September 2013) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorised.
| Diageo plc | |
| (Registrant) | |
| Date: 11 October 2013 | By: /s/ V Cooper |
| Name: V Cooper | |
| Title: Senior Company Secretarial Assistant | |
| Company | Diageo PLC |
| TIDM | DGE |
| Headline | Director/PDMR Shareholding |
| Released | 15:47 06-Sep-2013 |
| Number | 31542-8C0B |
TO: Regulatory Information Service
PR Newswire
RE: Paragraph 3.1.4 of the Disclosure and Transparency Rules
The notifications listed below were received under Paragraph 3.1.2 of the Disclosure and Transparency Rules.
Diageo plc (the "Company") announces that it received notification on 5 September 2013 that:
1. the directors and Persons Discharging Managerial Responsibilities ("PDMRs") shown below, together with other eligible employees, were awarded ordinary shares of 28 101/108 pence each in the Company ("Ordinary Shares") on 5 September 2013, under the Diageo Share Incentive Plan (the "SIP"), an Inland Revenue approved plan operated by Diageo Group companies for the benefit of employees of the Company and its subsidiaries:
| Name of Director | No. of Ordinary |
| Shares | |
| D Mahlan | 151 |
| P S Walsh | 151 |
| Name of PDMR | No. of Ordinary |
| Shares | |
| N Blazquez | 151 |
| A Fennell | 151 |
| D Gosnell | 151 |
| A Manz | 151 |
| A Morgan | 151 |
| S Moriarty | 151 |
| L Wood | 151 |
| I Wright | 151 |
The Ordinary Shares were awarded at no cost to Plan participants ("Freeshares"), to a value based on a percentage of the participant's salary on 30 June 2013 and the Company's profits for the financial year ended 30 June 2013, subject to a maximum per SIP participant of £3,000 in value per tax year. Freeshares are awarded annually and cannot normally be disposed of for a period of three years after the award date.
2. that the directors and PDMRs shown below, were granted the following options over the Company's Ordinary Shares or American Depositary Shares ("ADS")* on 5 September 2013, under the Company's Senior Executive Share Option Plan (the "SESOP"), approved by shareholders on 15 October 2008:
| Name of Director | No. of Ordinary |
| Shares | |
| D Mahlan | 135,022 |
| No. of ADS | |
| I Menezes | 46,239 |
| Name of PDMR | No. of Ordinary |
| Shares | |
| N Blazquez | 59,253 |
| A Fennell | 56,101 |
| G Ghostine | 56,317 |
| D Gosnell | 49,041 |
| A Manz | 29,248 |
| A Morgan | 62,753 |
| S Moriarty | 43,494 |
| L Wood | 41,603 |
| No. of ADS | |
| A Gavazzi | 12,168 |
| J Kennedy | 11,656 |
| S Saller | 12,168 |
| L Schwartz | 13,121 |
Each option was granted at a price of £19.83 per Ordinary Share (or $123.27 per ADS) and is exercisable between 5 September 2016 and 4 September 2023, subject to the satisfaction of performance criteria.
3. the directors and PDMRs shown below acquired an interest in Ordinary Shares or ADSs in the form of awards on 5 September 2013, under the Company's Performance Share Plan (the "PSP"), approved by shareholders on 15 October 2008, as follows:
| Name of Director | No. of Ordinary |
| Shares | |
| D Mahlan | 110,241 |
| No. of ADS | |
| I Menezes | 47,484 |
| Name of PDMR | No. of Ordinary |
| Shares | |
| N Blazquez | 54,426 |
| A Fennell | 51,531 |
| G Ghostine | 51,729 |
| D Gosnell | 45,046 |
| A Manz | 22,388 |
| A Morgan | 57,640 |
| S Moriarty | 39,951 |
| L Wood | 38,214 |
| No. of ADS | |
| A Gavazzi | 11,246 |
| J Kennedy | 10,772 |
| S Saller | 11,246 |
| L Schwartz | 14,822 |
The performance period commenced on 1 July 2013 and, subject to the rules of the PSP and the satisfaction of performance conditions, the awards will vest in September 2016.
As a result of the above awards of Ordinary Shares under the SIP the interests of those directors and PDMRs in the Company's Ordinary Shares and ADSs (excluding options, awards under the Company's LTIPs and interests as potential beneficiaries of the Company's Employee Benefit Trusts) are as follows:
| Name of Director | No. of Ordinary Shares |
| D Mahlan | 137,278 (of which 136,467 are held as ADS) |
| P Walsh | 784,820 |
| Name of PDMR | No. of Ordinary Shares |
| N Blazquez | 71,362 |
| A Fennell | 28,210 |
| D Gosnell | 110,734 |
| A Manz | 8,339 |
| A Morgan | 96,739 |
| S Moriarty | 28,928 |
| L Wood | 1,802 |
| I Wright | 56,484 |
The interests in the Company's Ordinary Shares and ADSs (excluding options, awards under the Company's LTIPs and interests as potential beneficiaries of the Company's Employee Benefit Trusts) of the remaining director and PDMRs are unchanged.
*1 ADS is the equivalent of 4 Ordinary Shares.
J Nicholls
Deputy Company Secretary
6 September 2013
| Company | Diageo PLC |
| TIDM | DGE |
| Headline | Director/PDMR Shareholding |
| Released | 14:05 10-Sep-2013 |
| Number | 31403-B080 |
| TO: | Regulatory Information Service |
| PR Newswire | |
| RE: | PARAGRAPH 3.1.4 OF THE DISCLOSURE AND TRANSPARENCY RULES |
The notifications listed below were all received under Paragraph 3.1.2 of the Disclosure and Transparency Rules.
Diageo plc (the "Company") announces that:
1. It received notification on 10 September 2013 of the following allocations of ordinary shares of 28 101/108 pence each in the Company ("Ordinary Shares") under the Diageo Share Incentive Plan (the "Plan"), namely:
(i) the following directors of the Company were allocated Ordinary Shares on 10 September 2013 under the Plan, by Diageo Share Ownership Trustees Limited (the "Trustee"):
| Name of Director | Number of Ordinary Shares |
| D Mahlan | 11 |
| PS Walsh | 9 |
(ii) the following Persons Discharging Managerial Responsibilities ("PDMR") were allocated Ordinary Shares on 10 September 2013 under the Plan, by the Trustee:
| Name of PDMR | Number of Ordinary Shares |
| N Blazquez | 11 |
| D Gosnell | 9 |
| A Morgan | 9 |
| S Moriarty | 11 |
| L Wood | 9 |
| I Wright | 9 |
The number of Ordinary Shares allocated comprises those purchased on behalf of the employee using an amount which the employee has chosen to have deducted from salary ("Sharepurchase") and those awarded to the employee by the Company ("Sharematch") on the basis of one Sharematch Ordinary Share for every two Sharepurchase Ordinary Shares.
The Sharepurchase Ordinary Shares were purchased and the Sharematch Ordinary Shares were awarded at a price per share of £19.88.
The Ordinary Shares are held by the Trustee and in the name of the Trustee. Sharepurchase Ordinary Shares can normally be sold at any time. Sharematch Ordinary Shares cannot normally be disposed of for a period of three years after the award date.
2. It received notification on 10 September 2013 that Dr FB Humer, a director of the Company, had purchased 416 Ordinary Shares on 10 September 2013 under an arrangement with the Company, whereby he has agreed to use an amount of £8,000 each month, net of tax, from his director's fees to purchase Ordinary Shares. Dr Humer has agreed to retain the Ordinary Shares while he remains a director of the Company.
The Ordinary Shares were purchased at a price per share of £19.88.
As a result of the above transactions, interests of directors and PDMRs in the Company's Ordinary Shares and American Depository Shares ("ADS")* (excluding options, awards under the Company's LTIPs and interests as potential beneficiaries of the Company's Employee Benefit Trusts) are as follows:
| Name of Director | Number of Ordinary Shares |
| Dr FB Humer | 48,109 |
| D Mahlan | 137,289 (of which 136,467 are held as ADS) |
| PS Walsh | 784,829 |
| Name of PDMR | Number of Ordinary Shares |
| N Blazquez | 71,373 |
| D Gosnell | 110,743 |
| A Morgan | 96,748 |
| S Moriarty | 28,939 |
| L Wood | 1,811 |
| I Wright | 56,493 |
J Nicholls
Deputy Company Secretary
10 September 2013
*1 ADS is the equivalent of 4 Ordinary Shares.
| Company | Diageo PLC |
| TIDM | DGE |
| Headline | Irish Stock Exchange Blocklisting |
| Released | 14:46 11-Sep-2013 |
| Number | 31444-6EF3 |
| TO: | Regulatory Information Service |
| PR Newswire | |
| RE: | Paragraph 4.5.5 of the Irish Stock Exchange Listing Rules |
Diageo plc - Additional Listing
In conformity with Paragraph 4.5.5 of the Irish Stock Exchange Listing Rules, Diageo plc (the "Company") would like to notify the market of the following:
Application has been made to the Irish Stock Exchange ("ISE") for the Block Listing of 800,000 ordinary shares of 28 101/108 pence ("Ordinary Shares") each fully paid, ranking pari passu with the existing issued Ordinary Shares of the Company:
Of these, 300,000 Ordinary Shares are to be admitted to trading on the Main Securities Market of the ISE upon allotment in connection with the Diageo plc Associated Companies Share Option Plan and 500,000 Ordinary Shares are to be admitted to trading on the Main Securities Market of the ISE upon allotment in connection with the Diageo plc Associated Companies Share Incentive Plan.
J Nicholls
Deputy Company Secretary
11 September 2013
| Company | Diageo PLC |
| TIDM | DGE |
| Headline | Director/PDMR Shareholding |
| Released | 15:49 11-Sep-2013 |
| Number | 31548-5494 |
TO: Regulatory Information Service
PR Newswire
RE: PARAGRAPH 3.1.4 OF
THE DISCLOSURE RULES
The notification listed below was received under Paragraph 3.1.2 of the Disclosure and Transparency Rules.
Diageo plc (the "Company") announces that it received notification on 11 September 2013 that the following Persons Discharging Managerial Responsibility ("PDMR") named below were granted options to subscribe for ordinary shares of 28 101/108 pence each in the Company ("Ordinary Shares") under the Company's UK Sharesave Plan 2010 on 11 September 2013, namely:
| Name of PDMR | No. of Ordinary Shares |
Dates Option Exercisable between |
| N Blazquez | 371 | 1 December 2018 and 31 May 2019 |
| A Fennell | 557 | 1 December 2018 and 31 May 2019 |
| D Gosnell | 557 | 1 December 2016 and 31 May 2017 |
| A Manz | 66 | 1 December 2016 and 31 May 2017 |
Each option has been granted at a price of £16.15 per Ordinary Share.
As a result of the above transactions the interests of PDMRs in the Company's Ordinary Shares and ADSs (excluding options, awards under the Company's LTIPs and interests as potential beneficiaries of the Company's Employee Benefit Trusts) are unchanged.
J Nicholls
Deputy Company Secretary
11 September 2013
| Company | Diageo PLC |
| TIDM | DGE |
| Headline | Director/PDMR Shareholding |
| Released | 13:22 12-Sep-2013 |
| Number | 31321-CF59 |
| TO: | Regulatory Information Service |
| PR Newswire | |
| RE: | Paragraph 3.1.4 of the Disclosure and Transparency Rules |
The notifications listed below were received under Paragraph 3.1.2 of the Disclosure and Transparency Rules.
Diageo plc (the "Company") announces that it received notification on 11 September 2013 that John Kennedy, a person discharging managerial responsibilities ("PDMR"), exercised options on 11 September 2013 over American Depositary Shares in the Company ("ADS")* under the Company's Diageo Share Option Plan as set out below:
| No. of ADS | Date of grant | Price per ADS | ||||
| 5,888 | 18 September 2007 | $ | 84.53 | |||
| 4,572 | 16 September 2008 | $ | 74.16 | |||
Of the shares arising, Mr Kennedy sold 10,197 at a price per ADS of $124.84. Mr Kennedy retains the balance of 263 ADS.
As a result of the above transactions, Mr Kennedy's interests in the ordinary shares of 28 101/108 pence each in the Company ("Ordinary Shares") and ADS (excluding options, awards under the Company's LTIPs and interests as potential beneficiaries of the Company's Employee Benefit Trusts) have increased to 24,238 (of which 19,642 are held as ADSs).
John Nicholls
Deputy Company Secretary
12 September 2013
*1 ADS is the equivalent of 4 Ordinary Shares
| Company | Diageo PLC |
| TIDM | DGE |
| Headline | Transaction in Own Shares |
| Released | 17:00 12-Sep-2013 |
| Number | 8959N17 |
RNS Number : 8959N
Diageo PLC
12 September 2013
Diageo plc - Transaction in Own Shares
Diageo plc ('the Company') announces that it has today purchased through Credit Suisse 267,012 ordinary shares of 28 101/108 pence each ("Ordinary Shares") at a price of 1987.61 pence per share. The purchased shares will be held in the employee share nominee accounts for the purpose of satisfying share awards made under the Company's share incentive plan.
This information is provided by RNS
The company news service from the London Stock Exchange
END
POSELLFFXKFEBBK
| Company | Diageo PLC |
| TIDM | DGE |
| Headline | Transaction in Own Shares |
| Released | 17:02 13-Sep-2013 |
| Number | 0099O17 |
RNS Number : 0099O
Diageo PLC
13 September 2013
Diageo plc - Transaction in Own Shares
Diageo plc ('the Company') announces that it has today purchased through Credit Suisse 267,214 ordinary shares of 28 101/108 pence each ("Ordinary Shares") at a price of 2000.28 pence per share. The purchased shares will be held in the employee share nominee accounts for the purpose of satisfying share awards made under the Company's share incentive plan.
This information is provided by RNS
The company news service from the London Stock Exchange
END
POSQXLFFXKFBBBF
| Company | Diageo PLC |
| TIDM | DGE |
| Headline | Transaction in Own Shares |
| Released | 16:57 16-Sep-2013 |
| Number | 1273O16 |
RNS Number : 1273O
Diageo PLC
16 September 2013
Diageo plc - Transaction in Own Shares
Diageo plc ('the Company') announces that it has today purchased through Credit Suisse 87,541 ordinary shares of 28 101/108 pence each ("Ordinary Shares") at a price of 2019.78 pence per share. The purchased shares will be held in the employee share nominee accounts for the purpose of satisfying share awards made under the Company's share incentive plan.
This information is provided by RNS
The company news service from the London Stock Exchange
END
POSEQLFFXKFEBBD
| Company | Diageo PLC |
| TIDM | DGE |
| Headline | Result of AGM |
| Released | 12:53 20-Sep-2013 |
| Number | 31253-3BFC |
| TO: | Regulatory Information Service |
| PR Newswire | |
| RE: | CHAPTER 9 PARAGRAPHS 9.6.3(1) and 9.6.18 OF THE LISTING RULES |
Diageo plc (the "Company") announces that:
| 1. | in accordance with Listing Rule 9.6.3(1), copies of the resolutions (other than those resolutions comprising ordinary business) passed by the Company at its Annual General Meeting (`AGM') held on 19 September 2013 have been uploaded to the National Storage Mechanism and will shortly be available for inspection at www.hemscott.com/nsm.do |
| 2. | voting on the resolutions put to the Company's AGM was as follows (all the resolutions were passed): |
| VOTES | VOTES | |||||||||||||||||||
| RESOLUTION | VOTES FOR | %* | AGAINST | %* | WITHELD | |||||||||||||||
| 1) Report and Accounts | 1,742,239,856 | 99.44 | % | 9,854,951 | 0.56 | % | 75,440,459 | |||||||||||||
| 2) Directors' Remuneration Report | 1,595,322,555 | 88.17 | % | 214,086,018 | 11.83 | % | 18,126,693 | |||||||||||||
| 3) Declaration of final dividend | 1,824,379,472 | 99.98 | % | 309,750 | 0.02 | % | 2,845,879 | |||||||||||||
| 4) Re-election of P B Bruzelius | 1,794,814,507 | 99.01 | % | 18,003,956 | 0.99 | % | 14,713,465 | |||||||||||||
| 5) Re-election of L M Danon | 1,802,545,154 | 99.43 | % | 10,383,782 | 0.57 | % | 14,602,242 | |||||||||||||
| 6) Re-election of Lord Davies | 1,811,580,166 | 99.29 | % | 12,946,765 | 0.71 | % | 3,005,031 | |||||||||||||
| 7) Re-election of Ho KwonPing | 1,811,082,417 | 99.26 | % | 13,438,037 | 0.74 | % | 3,007,857 | |||||||||||||
| 8) Re-election of B D Holden | 1,817,458,135 | 99.61 | % | 7,106,226 | 0.39 | % | 2,967,601 | |||||||||||||
| 9) Re-election of Dr F B Humer | 1,797,511,475 | 98.51 | % | 27,149,032 | 1.49 | % | 2,870,673 | |||||||||||||
| 10) Re-election of D Mahlan | 1,820,038,310 | 99.75 | % | 4,475,916 | 0.25 | % | 3,016,986 | |||||||||||||
| 11) R-election of I M Menezes | 1,823,526,963 | 99.94 | % | 1,045,006 | 0.06 | % | 2,959,211 | |||||||||||||
| 12) Re-election of P G Scott | 1,817,398,560 | 99.61 | % | 7,150,070 | 0.39 | % | 2,981,822 | |||||||||||||
| 13) Appointment of Auditor | 1,792,514,193 | 99.28 | % | 12,976,320 | 0.72 | % | 22,039,027 | |||||||||||||
| 14) Remuneration of Auditor | 1,814,097,980 | 99.63 | % | 6,764,256 | 0.37 | % | 6,661,753 | |||||||||||||
| 15) Authority to allot shares | 1,793,133,244 | 98.31 | % | 30,810,779 | 1.69 | % | 3,588,455 | |||||||||||||
| 16) Disapplication of pre-emption rights | 1,811,825,368 | 99.38 | % | 11,390,955 | 0.62 | % | 4,316,155 | |||||||||||||
| 17) Authority to purchase own ordinary shares | 1,817,170,234 | 99.61 | % | 7,120,788 | 0.39 | % | 3,237,400 | |||||||||||||
| 18) Authority to make political donations/ expenditure in the EU** | 1,751,702,358 | 96.37 | % | 65,983,954 | 3.63 | % | 9,842,108 | |||||||||||||
| 19) Reduced notice for a general meeting other than an annual general meeting** | 1,558,422,111 | 85.44 | % | 265,471,485 | 14.56 | % | 3,634,824 | |||||||||||||
J Nicholls
Deputy Company Secretary
20 September 2013
Notes
*As a percentage of the aggregate of votes For plus votes Against (excluding votes Withheld).
**Resolutions other than those concerning ordinary business.
| Company | Diageo PLC |
| TIDM | DGE |
| Headline | Director/PDMR Shareholding |
| Released | 14:59 20-Sep-2013 |
| Number | 31459-AB7E |
TO: Regulatory Information Service
PR Newswire
RE: Paragraph 3.1.4 of the Disclosure and Transparency Rules
The notification listed below was received under Paragraph 3.1.2 of the Disclosure and Transparency Rules.
Diageo plc (the "Company") announces that it received notification on 19 September 2013 that on 19 September 2013 the Company released ordinary shares of 28 101/108 pence each in the Company ("Ordinary Shares") to the following person discharging managerial responsibilities ("PDMR") in respect of awards made under the Company's discretionary incentive plan ("DIP") on 17 September 2009:
| Number of | Balance of Ordinary | |||||||||||
| Number of Ordinary | Ordinary Shares | Shares retained and | ||||||||||
| Name of PDMR | Shares released | sold# | beneficially owned | |||||||||
| A Manz | 7,878 | 3,712 | 4,166 | |||||||||
The Ordinary Shares were sold at a price per share of £20.21.
As a result of the above transactions, Ms Manz's interests in the Company's Ordinary Shares (excluding options, awards under the Company's LTIPs and interests as a potential beneficiary of the Company's Employee Benefit Trusts) have increased to 12,505.
J Nicholls
Deputy Company Secretary
20 September 2013
# Ordinary Shares sold to meet the requirement to reimburse the Company for PAYE tax and National Insurance/social security liabilities on awards released under the DIP.
| Company | Diageo PLC |
| TIDM | DGE |
| Headline | Transaction in Own Shares |
| Released | 17:00 23-Sep-2013 |
| Number | 6887O17 |
RNS Number : 6887O
Diageo PLC
23 September 2013
Dear All
Diageo plc ('the Company') announces that it has today purchased through UBS 424,124 ordinary shares at a price of 2045.3619 pence per share. The purchased shares will be held in treasury for the purpose of satisfying options grants and share awards made under the Company's employee share plans.
The total number of shares purchased to be held in Treasury for the purpose of satisfying options grants and share awards made under the Company's employee share plans is 424,124 from 1st July 2013 to today's date.
Following the above purchase, the Company holds 239,912,269 ordinary shares as treasury shares. The total number of ordinary shares in issue (excluding shares held as treasury shares) is 2,514,273,745.
This information is provided by RNS
The company news service from the London Stock Exchange
END
POSEXLFLXKFEBBK
| Company | Diageo PLC |
| TIDM | DGE |
| Headline | Director/PDMR Shareholding |
| Released | 15:16 24-Sep-2013 |
| Number | 31516-0143 |
TO: Regulatory Information Service
PR Newswire
RE: Paragraph 3.1.4 of the Disclosure and Transparency Rules
The notifications listed below were received under Paragraph 3.1.2 of the Disclosure and Transparency Rules.
Diageo plc (the "Company") announces that it received notification on 23 September 2013 that on 20 September 2013:
| 1. | the Company released ordinary shares of 28 101/108 pence each in the Company ("Ordinary Shares") and American Depositary Shares ("ADSs")* to the following directors and persons discharging managerial responsibility ("PDMRs") under the Company's performance share plan ("PSP"). The awards were made on 20 September 2010 and vested at a level of 95%. Also released were the Ordinary Shares and ADSs that were accrued in respect of notional dividends under the PSP during the period. The balance of each award has lapsed. |
| Number of | ||||||||||||||||
| Ordinary | Balance of | |||||||||||||||
| Shares in | Number of | Ordinary | ||||||||||||||
| Number of | respect of | Ordinary | retained and | |||||||||||||
| Name of | Ordinary | notional | Shares | beneficially | ||||||||||||
| Director | Shares | dividend | sold# | owned | ||||||||||||
| D Mahlan | 159,565 | 11,286 | 80,502 | 90,349 | ||||||||||||
| Balance of ADS | ||||||||||||||||
| retained and | ||||||||||||||||
| Name of | Number of ADS | beneficially | ||||||||||||||
| Director | Number of ADS | sold# | owned | |||||||||||||
| I Menezes | 44,032 | 3,093 | 23,386 | 23,739 | ||||||||||||
| Number of | Balance of | |||||||||||||||
| Number of | ADS in | Ordinary Shares | ||||||||||||||
| Ordinary | respect of | Number of | retained and | |||||||||||||
| Shares | notional | Ordinary Shares | beneficially | |||||||||||||
| Name of PDMR | released | dividend | sold# | owned | ||||||||||||
| N Blazquez | 70,971 | 5,019 | 75,990 | 0 | ||||||||||||
| A Fennell | 74,405 | 5,262 | 37,538 | 42,129 | ||||||||||||
| A Gavazzi | 16,209 | 1,146 | 4,785 | 12,570 | ||||||||||||
| G Ghostine | 83,771 | 5,925 | 31,473 | 58,223 | ||||||||||||
| D Gosnell | 72,803 | 5,149 | 36,730 | 41,222 | ||||||||||||
| A Manz | 6,327 | 447 | 279 | 6,495 | ||||||||||||
| A Morgan | 103,598 | 7,327 | 52,266 | 58,659 | ||||||||||||
| S Moriarty | 7,153 | 505 | 3,609 | 4,049 | ||||||||||||
| I Wright | 37,505 | 2,652 | 40,157 | 0 | ||||||||||||
| Number of | ||||||||||||||||
| ADS in | Balance of ADS | |||||||||||||||
| respect of | shares retained | |||||||||||||||
| Number of ADS | notional | Number of ADS | and beneficially | |||||||||||||
| Name of PDMR | released | dividend | shares sold# | owned | ||||||||||||
| J Kennedy | 4,275 | 300 | 2,232 | 2,343 | ||||||||||||
| S Saller | 5,182 | 364 | 2,705 | 2,841 | ||||||||||||
| L Schwartz | 19,285 | 1,354 | 10,671 | 9,968 | ||||||||||||
The Ordinary Shares were sold at a price per share of £20.62 and the ADSs were sold a price per ADS of $130.17.
| 2. | the Company released Ordinary Shares and ADSs to the following PDMRs in respect of awards made under the Company's discretionary incentive plan ("DIP") on 20 September 2010. |
| Number of | Balance of Ordinary | |||||||||||
| Number of Ordinary | Ordinary Shares | Shares retained and | ||||||||||
| Name of PDMR | Shares released | sold# | beneficially owned | |||||||||
| A Morgan | 9,218 | 4,344 | 4,874 | |||||||||
| Balance of ADS | ||||||||||||
| Number of ADS | Number of ADS | retained and | ||||||||||
| Name of PDMR | released | sold# | beneficially owned | |||||||||
| A Gavazzi | 1,699 | 469 | 1,230 | |||||||||
| S Saller | 3,484 | 1,700 | 1,784 | |||||||||
| 3. | the Company released Ordinary Shares and ADSs to the following PDMRs under the Diageo Executive Long Term Incentive Plan ("DELTIP"). The awards were made on 20 September 2010 in the form of restricted stock units ("RSUs"). |
| Balance of ADS | ||||||||||||
| Number of ADS | Number of ADS | retained and | ||||||||||
| Name of PDMR | released | sold# | beneficially owned | |||||||||
| A Gavazzi | 2,739 | 756 | 1,983 | |||||||||
| A Manz | 2,187 | 92 | 2,095 | |||||||||
| S Moriarty | 2,473 | 1,166 | 1,307 | |||||||||
| Name of PDMR | Number of ADS | Number of ADS | Balance of ADS | |||||||||
| sold# | retained and | released | ||||||||||
| beneficially owned | ||||||||||||
| J Kennedy | 2,479 | 1,210 | 1,269 | |||||||||
| S Saller | 1,437 | 701 | 736 | |||||||||
As a result of the above transactions the interests of the directors and PDMRs in the Company's Ordinary Shares and ADS's (excluding options, awards under the Company's LTIPs and interests as potential beneficiaries of the Company's Employee Benefit Trusts) are as follows:
| Name of Director | No. of Ordinary Shares | |
| D Mahlan | 227,638 (of which 136,467 are held as ADS) | |
| I Menezes | 599,561 (of which 506,563 are held as ADS) |
| Name of PDMR | No. of Ordinary Shares | |
| N Blazquez | 71,373 | |
| A Fennell | 70,339 | |
| A Gavazzi | 30,529 (of which 9,040 are held as ADS) | |
| G Ghostine | 164,546 (of which 33,207 are held as ADS) | |
| D Gosnell | 151,965 | |
| J Kennedy | 38,686 (of which 34,090 are held as ADS) | |
| A Manz | 21,095 | |
| A Morgan | 160,281 | |
| S Moriarty | 34,295 | |
| I Wright | 56,493 |
| Name of PDMR | No. of ADS* | |
| S Saller | 10,662 | |
| L Schwartz | 32,920** |
J Nicholls
Deputy Company Secretary
24 September 2013
*1 ADS is the equivalent of 4 Ordinary Shares.
# Ordinary Shares/ADS have been sold to meet the requirement to reimburse the Company for PAYE tax and National Insurance/social security liabilities on awards released under the PSP, DIP and also the DELTIP. With the exception of Messrs N Blazquez and I Wright both of whom sold all their shares in respect of awards under their PSP.
** The above interests for L Schwartz's include 2,099 additional ADSs following his annual validation of his 401K account.
| Company | Diageo PLC |
| TIDM | DGE |
| Headline | Transaction in Own Shares |
| Released | 16:59 24-Sep-2013 |
| Number | 8003O16 |
RNS Number : 8003O
Diageo PLC
24 September 2013
Diageo plc ('the Company') announces that it has today purchased through UBS 600,000 ordinary shares at a price of 2030.5301 pence per share. The purchased shares will be held in treasury for the purpose of satisfying options grants and share awards made under the Company's employee share plans.
The total number of shares purchased to be held in Treasury for the purpose of satisfying options grants and share awards made under the Company's employee share plans is 1,024,124 from 1st July 2013 to today's date. Following the above purchase, the Company holds 240,321,623 ordinary shares as treasury shares. The total number of ordinary shares in issue (excluding shares held as treasury shares) is 2,513,869,143.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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| Company | Diageo PLC |
| TIDM | DGE |
| Headline | Director/PDMR Shareholding |
| Released | 15:32 25-Sep-2013 |
| Number | 31532-C907 |
| TO: | Regulatory Information Service |
| PR Newswire | |
| RE: | Paragraph 3.1.4 of the Disclosure and Transparency Rules |
The notification listed below was received under Paragraph 3.1.2 of the Disclosure and Transparency Rules.
Diageo plc (the "Company") announces that it received notification on 25 September 2013 that Larry Schwartz, a person discharging managerial responsibilities ("PDMR"), exercised options on 24 September 2013 over American Depository Shares in the Company ("ADS")* granted under the Company's Senior Executive Share Option Plan as set out below:
| No. of ADSs | Date of grant | Price per ADS | ||||||
| 21,613 | 20 September 2010 | $ | 67.84 | |||||
Mr Schwartz subsequently sold 21,396 ADSs on 24 September 2013 at a price per ADS of $130.11. As a result of the above transactions, Mr Schwartz's interests in the Company's ADSs (excluding options, awards under the Company's LTIPs and interests as a potential beneficiary of the Company's Employee Benefit Trusts) have increased to 33,137.
J Nicholls
Deputy Company Secretary
25 September 2013
*1 ADS is equal to 4 Ordinary Shares of 28 101/108 pence each in the Company
| Company | Diageo PLC |
| TIDM | DGE |
| Headline | Transaction in Own Shares |
| Released | 17:17 25-Sep-2013 |
| Number | 9215O17 |
RNS Number : 9215O
Diageo PLC
25 September 2013
Diageo plc ('the Company') announces that it has today purchased through UBS 600,000 ordinary shares at a price of 1991.6986 pence per share. The purchased shares will be held in treasury for the purpose of satisfying options grants and share awards made under the Company's employee share plans.
The total number of shares purchased to be held in Treasury for the purpose of satisfying options grants and share awards made under the Company's employee share plans is 1,624,124 from 1st July 2013 to today's date. Following the above purchase, the Company holds 240,880,919 ordinary shares as treasury shares. The total number of ordinary shares in issue (excluding shares held as treasury shares) is 2,513,309,847.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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| Company | Diageo PLC |
| TIDM | DGE |
| Headline | Transaction in Own Shares |
| Released | 17:17 26-Sep-2013 |
| Number | 0492P17 |
RNS Number : 0492P
Diageo PLC
26 September 2013
Diageo plc ('the Company') announces that it has today purchased through UBS 422,828 ordinary shares at a price of 1989.3837 pence per share. The purchased shares will be held in treasury for the purpose of satisfying options grants and share awards made under the Company's employee share plans.
The total number of shares purchased to be held in Treasury for the purpose of satisfying options grants and share awards made under the Company's employee share plans is 2,046,952 from 1st July 2013 to today's date.
Following the above purchase, the Company holds 241,298,490 ordinary shares as treasury shares. The total number of ordinary shares in issue (excluding shares held as treasury shares) is 2,512,893,476.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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| Company | Diageo PLC |
| TIDM | DGE |
| Headline | Transaction in Own Shares |
| Released | 17:11 27-Sep-2013 |
| Number | 1721P17 |
| RNS Number : 1721P |
| Diageo PLC |
| 27 September 2013 |
Diageo plc ('the Company') announces that it has today purchased through UBS 541,276 ordinary shares at a price of 1971.6001 pence per share. The purchased shares will be held in treasury for the purpose of satisfying options grants and share awards made under the Company's employee share plans.
The total number of shares purchased to be held in Treasury for the purpose of satisfying options grants and share awards made under the Company's employee share plans is 2,588,228 from 1st July 2013 to today's date. Following the above purchase, the Company holds 241,824,960 ordinary shares as treasury shares. The total number of ordinary shares in issue (excluding shares held as treasury shares) is 2,512,367,006.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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| Company | Diageo PLC |
| TIDM | DGE |
| Headline | Director/PDMR Shareholding |
| Released | 13:20 30-Sep-2013 |
| Number | 31320-8AF9 |
| TO: | Regulatory Information Service |
| PR Newswire | |
| RE: | Paragraph 3.1.4 of the Disclosure and Transparency Rules |
The notification listed below was received under Paragraph 3.1.2 of the Disclosure and Transparency Rules.
Diageo plc (the "Company") announces that it received notification on 27 September 2013 that Leanne Wood, a person discharging managerial responsibility ("PDMR"), exercised options on 26 and 27 September 2013 over ordinary shares of 28 101/108 pence each in the Company ("Ordinary Shares") as follows:
| Company Plan Ordinary | No. of Ordinary shares | Date of grant | Price per Share | |||||||||
| Diageo Share Option Plan | 8,321 | 16 September 2008 | £ | 10.35 | ||||||||
| Diageo Executive Long Term Incentive Plan | 1,100 | 20 September 2010 | £ | 10.80 | ||||||||
Subsequently, on 26 September 2013, Ms Wood sold 1,070 Ordinary Shares at a price per Ordinary share of £19.87 and on 27 September she sold a further 8,071 Ordinary Shares at a price per Ordinary Share of £19.63. She retains the balance of 280 Ordinary Shares.
As a result of the above transactions, Ms Wood's interests in the Company's Ordinary Shares (excluding options, awards under the Company's LTIPs and interests as a potential beneficiary of the Company's Employee Benefit Trusts) have increased to 2,091.
J Nicholls
Deputy Company Secretary
30 September 2013
| Company | Diageo PLC |
| TIDM | DGE |
| Headline | Total Voting Rights |
| Released | 13:27 30-Sep-2013 |
| Number | 31325-0C1B |
| TO: | Regulatory Information Service |
| PR Newswire | |
| RE: | Paragraph 5.6.1 of the Disclosure and Transparency Rules |
Diageo plc - Voting Rights and Capital
In conformity with Paragraph 5.6.1 of the Disclosure and Transparency Rules, Diageo plc (the "Company") would like to notify the market of the following:
The Company's issued capital consists of 2,754,191,966 ordinary shares of 28 101/108 pence each ("Ordinary Shares") with voting rights, which includes 241,815,539 Ordinary Shares held in Treasury.
Therefore, the total number of voting rights in the Company is 2,512,376,427 and this figure may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, the Company under the FCA's Disclosure and Transparency Rules.
J Nicholls
Deputy Company Secretary
30 September 2013
| Company | Diageo PLC |
| TIDM | DGE |
| Headline | Transaction in Own Shares |
| Released | 16:59 30-Sep-2013 |
| Number | 3232P16 |
RNS Number : 3232P
Diageo PLC
30 September 2013
Diageo plc ('the Company') announces that it has today purchased through UBS 600,000 ordinary shares at a price of 1963.3367 pence per share. The purchased shares will be held in treasury for the purpose of satisfying options grants and share awards made under the Company's employee share plans.
The total number of shares purchased to be held in Treasury for the purpose of satisfying options grants and share awards made under the Company's employee share plans is 3,188,228 from 1st July 2013 to today's date.
Following the above purchase, the Company holds 242,415,539 ordinary shares as treasury shares. The total number of ordinary shares in issue (excluding shares held as treasury shares) is 2,511,776,427.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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