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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Purchase) | $ 15.48 | 08/03/2006 | M | 19,839 | (3) | 03/31/2010 | Common Stock | 19,839 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Purchase) | $ 15.27 | 08/03/2006 | M | 40,100 | (4) | 03/02/2010 | Common Stock | 40,100 | $ 0 | 9,900 | D | ||||
Employee Stock Option (Right to Purchase) | $ 15.27 | 08/04/2006 | M | 9,900 | (4) | 03/02/2010 | Common Stock | 9,900 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KANIA DON R VEECO INSTRUMENTS INC., 100 SUNNYSIDE BOULEVARD, SUITE B WOODBURY, NY 11797 |
President and COO |
Gregory A. Robbins, Attorney-in-fact | 08/07/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents the average sale price for sales of this security on the date shown. Actual sale prices ranged from $22.00 to $22.49 per share. |
(2) | Represents the average sale price for sales of this security on the date shown. Actual sale prices ranged from $22.50 to $22.85 per share. |
(3) | The original grant provided that the option would become exercisable in 33 1/3 increments on the first, second and third anniversaries of the grant date (April 1, 2003). On April 12, 2005, the Compensation Committee of Veeco's Board of Directors approved the acceleration of vesting of all unvested stock options granted prior to September 1, 2004 which were then out-of-the money (exercise price greater than $15.26). |
(4) | The original grant provided that the option would become exercisable in 33 1/3 increments on the first, second and third anniversaries of the grant date (March 3,2003). On April 12, 2005, the Compensation Committee of Veeco's Board of Directors approved the acceleration of vesting of all unvested stock options granted prior to September 1, 2004 which were then out-of-the money (exercise price greater than $15.26). |
Remarks: Dr. Kania has resigned from his position as President and Chief Operating Officer of Veeco Instruments Inc. effective August 4, 2006 |