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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $ 7.425 | 06/20/2007 | M | 3,960 | 05/23/2006(1) | 05/23/2013 | Common Stock | 3,960 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 29.37 | 06/20/2007 | M | 10,000 | 02/10/2007(2) | 02/10/2012 | Common Stock | 10,000 | $ 0 | 10,000 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 38 | 06/20/2007 | M | 4,125 | 03/09/2007(3) | 03/09/2012 | Common Stock | 4,125 | $ 0 | 12,375 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Hanspal Amarpreet 111 MCINNIS PARKWAY SAN RAFAEL, CA 94903 |
Sr. VP, PG&P |
Diane Cree, Attorney-in-Fact for Amarpreet Hanspal | 06/21/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The option vested over a 3-year period beginning on May 23, 2003, at the rate of 4,080 shares on the first year anniversary, and 3,960 shares on each of the second and third year anniversaries. |
(2) | The option vests in four equal annual installments of 5,000 shares each, beginning on February 10, 2005. |
(3) | The option vests in four equal annual installments of 4,125 shares each, beginning on March 9, 2006. |