UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
RHO Ventures VI LP 152 WEST 57TH STREET, 23RD FLOOR NEW YORK, NY 10019 |
 |  X |  |  |
/s/ Jeffrey I. Martin, Authorized Signer | 12/30/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This amended Form 3 is filed to correct the spelling of the name of Rho Ventures VI, LP ("Rho Ventures"), which was spelled incorrectly on the original Form 3 filed on December 22, 2009 (the "Original Form 3") due to an EDGAR database error. Rho Ventures' holdings in the issuer as of December 22, 2009 were previously disclosed in footnotes 1 and 2 on the Original Form 3; this amended Form 3 is filed solely to correct the error with respect to the spelling of Rho Ventures' name. Except for the updating amendment in this amended Form 3, the Original Form 3 filed on December 22, 2009 remains in effect. Please note that this line item is being reported again solely for the purpose to gain access to the filing system. |