TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
|
||||
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
|
Smith & Nephew PLC
|
|||
2 Reason for the notification
(please tick the appropriate box or boxes):
|
||||
An acquisition or disposal of voting rights
|
X
|
|||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
|
||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
|
||||
An event changing the breakdown of voting rights
|
||||
Other (please specify):
|
||||
3. Full name of person(s) subject to the
notification obligation:
|
Capital Research and Management Company
|
|||
4. Full name of shareholder(s)
(if different from 3.):
|
||||
5. Date of the transaction and date on
which the threshold is crossed or
reached:
|
20 September 2011
|
|||
6. Date on which issuer notified:
|
21 September 2011
|
|||
7. Threshold(s) that is/are crossed or
reached:
|
Below 5%
|
|||
8. Notified details:
|
|||||||||||||||
A: Voting rights attached to shares
|
|||||||||||||||
Class/type of
shares
if possible using
the ISIN CODE
|
Situation previous
to the triggering
transaction
|
Resulting situation after the triggering transaction
|
|||||||||||||
Number
of
Shares
|
Number
of
Voting
Rights
|
Number of shares
|
Number of voting
rights
|
% of voting rights
|
|||||||||||
Direct Indirect
|
Direct
|
Indirect
|
Direct
|
Indirect
|
|||||||||||
Ordinary GB0009223206
|
44,988,767
|
44,988,767
|
43,903,030
|
43,903,030
|
4.9177%
|
||||||||||
B: Qualifying Financial Instruments
|
|||||||||||||||
Resulting situation after the triggering transaction
|
|||||||||||||||
Type of financial
instrument
|
Expiration
date
|
Exercise/
Conversion Period
|
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
|
% of voting
rights
|
|||||||||||
n/a
|
|||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
|
|||||||||||||||
Resulting situation after the triggering transaction
|
|||||||||||||||
Type of financial
instrument
|
Exercise price
|
Expiration date
|
Exercise/
Conversion period
|
Number of voting rights instrument refers to
|
% of voting rights
|
||||||||||
Nominal
|
Delta
|
||||||||||||||
Total (A+B+C)
|
|||||||||||||||
Number of voting rights
|
Percentage of voting rights
|
||||||||||||||
43,903,030
|
4.9177%
|
||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi
|
||
Proxy Voting:
|
||
10. Name of the proxy holder:
|
||
11. Number of voting rights proxy holder will cease
to hold:
|
||
12. Date on which proxy holder will cease to hold
voting rights:
|
||
13. Additional information:
|
Capital Research and Management Company
|
|
14. Contact name:
|
Vivian Tan
|
|
15. Contact telephone number:
|
(213) 615-0469
|
|