sn201302146k.htm
 
 
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549
 
 
Report of Foreign Private Issuer
 
 
Pursuant to Rule 13a-16 or 15d-16

of the Securities Exchange Act of

1934
 
 
February 14, 2013 
 
Commission File Number 001-14978




SMITH & NEPHEW plc
(Registrant's name)



15 Adam Street

London, England WC2N 6LA
(Address of registrant's principal executive offices)

 
[Indicate by check mark whether the registrant files or will file annual
reports under cover Form 20-F or Form 40-F.]

 
Form 20-F X                Form 40-F
    ---                               ---

[Indicate by check mark if the registrant is submitting the Form 6-K in
paper as permitted by Regulation S-T Rule 101(b)(1).]


Yes                        No X
---                         ---

 
[Indicate by check mark if the registrant is submitting the Form 6-K in
paper as permitted by Regulation S-T Rule 101(b)(7).]

 
Yes                      No X
---                         ---

[Indicate by check mark whether by furnishing the information contained
in this Form, the registrant is also thereby furnishing information to the
Commission pursuant to Rule 12g3-2 (b) under the Securities Exchange Act of
1934.]

 
Yes                  No X
---                   ---

 
If "Yes" is marked, indicate below the file number assigned to the
registrant in connection with Rule 12g3-2 (b) : 82- n/a.







 
 
SIGNATURES
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
 
Smith & Nephew Plc
(Registrant)
 
 
Date: February 14, 2013
 
 
By: /s/ Susan Swabey
-----------------
 
Susan Swabey
Company Secretary
 

 
 
 

BLOCK LISTING SIX MONTHLY RETURN
 
Information provided on this form must be typed or printed electronically.
 
To:  The FSA
 
Date: 14 February 2013
 
 
Name of applicant:
Smith & Nephew plc
Name of scheme:
1985 Executive Share Option Scheme.
Period of return:
From:
31 July 2012
To:
11 February 2013
Balance under scheme from previous return:
6,437
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return:
N/A
Number of securities issued/allotted under scheme during period:
0
Balance under scheme not yet issued/allotted at end of period
6,437
Number and class of securities originally listed and the date of admission
30,000 Ordinary Shares of US$20 cents each listed on 13 February 2007.
Total number of securities in issue at the end of the period
904,949,637 Ordinary Shares of US$20 cents each are in issue. 59,503,197 Ordinary Shares of US$20 cents each are held in treasury.
         
 
 
Name of contact:
Gemma Parsons
Address of contact:
15 Adam Street, London, WC2N 6LA
Telephone number of contact:
020 7401 7646
No further shares will be issued under the 1985 Executive Share Option Scheme and no further reward will be made in the future.
 
 
 
SIGNED BY   Gemma Parsons, Deputy Company Secretary
 
                        for and on behalf of
 
                        Smith & Nephew plc
 
 
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.
 
 
 
 
 
 

 
BLOCK LISTING SIX MONTHLY RETURN
 
Information provided on this form must be typed or printed electronically.
 
To:  The FSA
 
Date: 14 February 2013
 
 
Name of applicant:
Smith & Nephew plc
Name of scheme:
1990 International Executive Share Option Scheme
Period of return:
From:
31July 2012
To:
11 February 2013
Balance under scheme from previous return:
483,711
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return:
N/A
Number of securities issued/allotted under scheme during period:
0
Balance under scheme not yet issued/allotted at end of period
483,711
Number and class of securities originally listed and the date of admission
1,850,000 Ordinary Shares of US$20 cents each listed on 23 January 2006.
Total number of securities in issue at the end of the period
904,949,637 Ordinary Shares of US$20 cents each are in issue. 59,503,197 Ordinary Shares of US$20 cents each are held in treasury.
         
 
 
Name of contact:
Gemma Parsons
Address of contact:
15 Adam Street, London, WC2N 6LA
Telephone number of contact:
020 7401 7646
No further shares will be issued under the 1990 International Executive Share Option Scheme and no further reward will be made in the future.
 
 
 
SIGNED BY   Gemma Parsons, Deputy Company Secretary
 
                        for and on behalf of
 
                        Smith & Nephew plc
 
 
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.
 
 
 
 
 
BLOCK LISTING SIX MONTHLY RETURN
 
Information provided on this form must be typed or printed electronically.
 
To:  The FSA
 
Date: 14 February 2013
 
 
Name of applicant:
Smith & Nephew plc
Name of scheme:
2001 UK Approved Share Option Scheme
Period of return:
From:
31 July 2012
To:
11 February 2013
Balance under scheme from previous return:
831,840
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return:
N/A
Number of securities issued/allotted under scheme during period:
229,006
Balance under scheme not yet issued/allotted at end of period
602,834
Number and class of securities originally listed and the date of admission
1,000,000 Ordinary Shares of US$ 20 cents each listed on 10 February 2010.
Total number of securities in issue at the end of the period
904,949,637 Ordinary Shares of US$20 cents each are in issue. 59,503,197 Ordinary Shares of US$20 cents each are held in treasury.
         
 
 
Name of contact:
Gemma Parsons
Address of contact:
15 Adam Street, London, WC2N 6LA
Telephone number of contact:
020 7401 7646
 
 
SIGNED BY   Gemma Parsons, Deputy Company Secretary
           
                        for and on behalf of
 
                        Smith & Nephew plc
 
 
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.
 
 
 
 
 
 
 
 
 
BLOCK LISTING SIX MONTHLY RETURN
 
Information provided on this form must be typed or printed electronically.
 
To:  The FSA
 
Date: 14 February 2013
 
 
Name of applicant:
Smith & Nephew plc
Name of scheme:
2001 UK Unapproved Share Option Scheme
Period of return:
From:
31 July 2012
To:
11 February 2013
Balance under scheme from previous return:
760,933
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return:
2,000,000
Number of securities issued/allotted under scheme during period:
1,566,935
Balance under scheme not yet issued/allotted at end of period
1,193,998
Number and class of securities originally listed and the date of admission
2,000,000 Ordinary Shares of US$ 20 cents each listed on 10 February 2010.
1,500,000 Ordinary Shares of US$ 20 cents each listed on 13 December 2012.
500,000 Ordinary Shares of US$ 20 cents each listed on 8 February 2013.
Total number of securities in issue at the end of the period
904,949,637 Ordinary Shares of US$20 cents each are in issue. 59,503,197 Ordinary Shares of US$20 cents each are held in treasury.
         
 
 
Name of contact:
Gemma Parsons
Address of contact:
15 Adam Street, London, WC2N 6LA
Telephone number of contact:
020 7401 7646
 
 
SIGNED BY   Gemma Parsons, Deputy Company Secretary
 
                        for and on behalf of
 
                        Smith & Nephew plc
 
 
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.
 
 
 
 
BLOCK LISTING SIX MONTHLY RETURN
 
Information provided on this form must be typed or printed electronically.
 
To:  The FSA
 
Date: 14 February 2013
 
 
Name of applicant:
Smith & Nephew plc
Name of scheme:
2001 US Share Plan
Period of return:
From:
31 July 2012
To:
11 February 2013
Balance under scheme from previous return:
1,648,425
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return:
1,500,000
Number of securities issued/allotted under scheme during period:
2,300,114
Balance under scheme not yet issued/allotted at end of period
848,311
Number and class of securities originally listed and the date of admission
1,000,000 Ordinary Shares of US$ 20 cents each listed on 10 February 2010.
500,000 Ordinary Shares of US$ 20 cents each listed on 13 December 2012.
1,000,000 Ordinary Shares of US$ 20 cents each listed on 8 February 2013.
Total number of securities in issue at the end of the period
904,949,637 Ordinary Shares of US$20 cents each are in issue. 59,503,197 Ordinary Shares of US$20 cents each are held in treasury.
         
 
 
Name of contact:
Gemma Parsons
Address of contact:
15 Adam Street, London, WC2N 6LA
Telephone number of contact:
020 7401 7646
 
 
SIGNED BY   Gemma Parsons, Deputy Company Secretary
 
                        for and on behalf of
 
                        Smith & Nephew plc
 
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.
 
 
 
 
 
 
 
 
BLOCK LISTING SIX MONTHLY RETURN
 
Information provided on this form must be typed or printed electronically.
 
To:  The FSA
 
Date: 14 February 2013
 
 
Name of applicant:
Smith & Nephew plc
Name of scheme:
International Employees Share Option Scheme
Period of return:
From:
31 July 2012
To:
11 February 2013
Balance under scheme from previous return:
488,521
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return:
500,000
Number of securities issued/allotted under scheme during period:
314,505
Balance under scheme not yet issued/allotted at end of period
674,016
Number and class of securities originally listed and the date of admission
1,000,000 Ordinary Shares of US$ 20 cents each listed on 10 September 2008.
500,000 Ordinary Shares of US$ 20 cents each listed on 28 September 2012.
Total number of securities in issue at the end of the period
904,949,637 Ordinary Shares of US$20 cents each are in issue. 59,503,197 Ordinary Shares of US$20 cents each are held in treasury.
         
 
 
Name of contact:
Gemma Parsons
Address of contact:
15 Adam Street, London, WC2N 6LA
Telephone number of contact:
020 7401 7646
 
 
SIGNED BY   Gemma Parsons, Deputy Company Secretary
 
                        for and on behalf of
 
                        Smith & Nephew plc
 
 
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.
 
 
 
 
 
 
BLOCK LISTING SIX MONTHLY RETURN
 
Information provided on this form must be typed or printed electronically.
 
To:  The FSA
 
Date: 14 February 2013
 
 
Name of applicant:
Smith & Nephew plc
Name of scheme:
UK Employee Share Option Scheme
Period of return:
From:
31 July 2012
To:
11 February 2013
Balance under scheme from previous return:
890,789
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return:
N/A
Number of securities issued/allotted under scheme during period:
535,021
Balance under scheme not yet issued/allotted at end of period
355,758
Number and class of securities originally listed and the date of admission
1,000,000 Ordinary Shares of US$20 cents each listed on 27 September 2011.
Total number of securities in issue at the end of the period
904,949,637 Ordinary Shares of US$20 cents each are in issue. 59,503,197 Ordinary Shares of US$20 cents each are held in treasury.
         
 
 
Name of contact:
Gemma Parsons
Address of contact:
15 Adam Street, London, WC2N 6LA
Telephone number of contact:
020 7401 7646
 
 
SIGNED BY    Gemma Parsons, Deputy Company Secretary
 
                         for and on behalf of
 
                         Smith & Nephew plc
 
 
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.
 
 
 
 
 
 
 
BLOCK LISTING SIX MONTHLY RETURN
 
Information provided on this form must be typed or printed electronically.
 
To:  The FSA
 
Date: 14 February 2013
 
 
Name of applicant:
Smith & Nephew plc
Name of scheme:
2004 Performance Share Plan
Period of return:
From:
31 July 2012
To:
11 February 2013
Balance under scheme from previous return:
892,271
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return:
N/A
Number of securities issued/allotted under scheme during period:
839,250
Balance under scheme not yet issued/allotted at end of period
53,021
Number and class of securities originally listed and the date of admission
1,000,000 Ordinary Shares of US$ 20 cents each listed on 10 February 2010.
Total number of securities in issue at the end of the period
904,949,637 Ordinary Shares of US$20 cents each are in issue. 59,503,197 Ordinary Shares of US$20 cents each are held in treasury.
         
 
 
Name of contact:
Gemma Parsons
Address of contact:
15 Adam Street, London, WC2N 6LA
Telephone number of contact:
020 7401 7646
 
 
SIGNED BY   Gemma Parsons, Deputy Company Secretary
 
                        for and on behalf of
 
                        Smith & Nephew plc
 
 
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.
 
 
 
 
 
 
 
 
 
 
BLOCK LISTING SIX MONTHLY RETURN
 
Information provided on this form must be typed or printed electronically.
 
To:  The FSA
 
Date: 14 February 2013
 
 
Name of applicant:
Smith & Nephew plc
Name of scheme:
2004 Executive Share Option Plan
Period of return:
From:
31 July 2012
To:
11 February 2013
Balance under scheme from previous return:
882,138
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return:
500,000
Number of securities issued/allotted under scheme during period:
566,884
Balance under scheme not yet issued/allotted at end of period
815,254
Number and class of securities originally listed and the date of admission
1,000,000 Ordinary Shares of US$ 20 cents each listed on 10 February 2010.
500,000 Ordinary Shares of US$ 20 cents each listed on 13 December 2012.
Total number of securities in issue at the end of the period
904,949,637 Ordinary Shares of US$20 cents each are in issue. 59,503,197 Ordinary Shares of US$20 cents each are held in treasury.
         
 
 
Name of contact:
Gemma Parsons
Address of contact:
15 Adam Street, London, WC2N 6LA
Telephone number of contact:
020 7401 7646
 
 
SIGNED BY   Gemma Parsons, Deputy Company Secretary
 
                        for and on behalf of
 
                        Smith & Nephew plc
 
 
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.
 
 
 
 
 
 
 
 
 
BLOCK LISTING SIX MONTHLY RETURN
 
Information provided on this form must be typed or printed electronically.
 
To:  The FSA
 
Date: 14 February 2013
 
 
Name of applicant:
Smith & Nephew plc
Name of scheme:
2004 Co-investment Plan
Period of return:
From:
31 July 2012
To:
11 February 2013
Balance under scheme from previous return:
282,912
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return:
N/A
Number of securities issued/allotted under scheme during period:
0
Balance under scheme not yet issued/allotted at end of period
282,912
Number and class of securities originally listed and the date of admission
750,000 Ordinary Shares of US$20 cents each listed on 13 February 2007.
Total number of securities in issue at the end of the period
904,949,637 Ordinary Shares of US$20 cents each are in issue. 59,503,197 Ordinary Shares of US$20 cents each are held in treasury.
         
 
 
Name of contact:
Gemma Parsons
Address of contact:
15 Adam Street, London, WC2N 6LA
Telephone number of contact:
020 7401 7646
No further shares will be issued under the 2004 Co-investment Plan and no further reward will be made in the future.
 
 
 
SIGNED BY   Gemma Parsons, Deputy Company Secretary
 
                        for and on behalf of
 
                        Smith & Nephew plc
 
 
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.
 
 
 
 
 
BLOCK LISTING SIX MONTHLY RETURN
 
Information provided on this form must be typed or printed electronically.
 
To:  The FSA
 
Date: 14 February 2013
 
 
Name of applicant:
Smith & Nephew plc
Name of scheme:
Global Share Plan 2010
Period of return:
From:
31 July 2012
To:
11 February 2013
Balance under scheme from previous return:
1,702,376
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return:
1,500,000
Number of securities issued/allotted under scheme during period:
1,849,019
Balance under scheme not yet issued/allotted at end of period
1,353,357
Number and class of securities originally listed and the date of admission
2,000,000 Ordinary Shares of US$20 cents each listed on 22 December 2010.
1,250,000 Ordinary Shares of US$20 cents each listed on 31 July 2012.
1,500,000 Ordinary Shares of US$20 cents each listed on 8 February 2013.
Total number of securities in issue at the end of the period
904,949,637 Ordinary Shares of US$20 cents each are in issue. 59,503,197 Ordinary Shares of US$20 cents each are held in treasury.
         
 
 
Name of contact:
Gemma Parsons
Address of contact:
15 Adam Street, London, WC2N 6LA
Telephone number of contact:
020 7401 7646
 
 
SIGNED BY   Gemma Parsons, Deputy Company Secretary
 
                        for and on behalf of
 
                        Smith & Nephew plc
 
 
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.