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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
(Amendment No. 1)
QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE
ACT OF 1934
For the quarterly period ended June 30, 2003
Commission file number 1-10890
HORACE MANN EDUCATORS CORPORATION
(Exact name of registrant as specified in its charter)
Delaware 37-0911756
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
1 Horace Mann Plaza, Springfield, Illinois 62715-0001
(Address of principal executive offices, including Zip Code)
Registrant's Telephone Number, Including Area Code: 217-789-2500
Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days. Yes X No ____
Indicate by check mark whether the registrant is an accelerated filer (as
defined in Rule 12b-2 of the Exchange Act). Yes X No ____
As of July 31, 2003, 42,721,940 shares of Common Stock, par value $0.001 per
share, were outstanding, net of 17,503,371 shares of treasury stock.
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Explanatory Note
Horace Mann Educators Corporation is filing this Amendment No. 1 to its
Quarterly Report on Form 10-Q for the period ended June 30, 2003, originally
filed with the Securities and Exchange Commission on August 14, 2003, solely to
correct typographical errors in the prior year columns of Exhibit 11 - Statement
Re Computation of Per Share Earnings. All other information contained in the
Company's original Form 10-Q remains unchanged.
Part II: Other Information
Item 6: Exhibits and Reports on Form 8-K
Exhibit
No. Description
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(a) The following items are filed as Exhibits.
(3) Articles of incorporation and bylaws:
3.1 Restated Certificate of Incorporation of Horace
Mann Educators Corporation ("HMEC"), filed with
the Delaware Secretary of State on June 24, 2003.*
3.2 Bylaws of HMEC.*
(11) Statement re computation of per share earnings (Revised).
(15) KPMG LLP letter regarding unaudited interim financial
information.*
(31) Certification pursuant to Section 302 of the Sarbanes-Oxley
Act of 2002.
31.1 Certification by Louis G. Lower II, Chief Executive
Officer of HMEC.
31.2 Certification by Peter H. Heckman, Chief Financial
Officer of HMEC.
(32) Certification pursuant to Section 906 of the Sarbanes-Oxley
Act of 2002.
32.1 Certification by Louis G. Lower II, Chief Executive
Officer of HMEC.
32.2 Certification by Peter H. Heckman, Chief Financial
Officer of HMEC.
(b) During the second quarter of 2003, HMEC filed one Current Report
on Form 8-K with the SEC, containing an Item 9 Regulation FD
Disclosure, in compliance with interim guidance for furnishing
Item 12 Disclosure of Results of Operations and Financial
Condition, and an Item 7 Financial Statements and Exhibits, as
follows:
1. Dated May 1, 2003, regarding the Company's press release
reporting its financial results for the three month period
ended March 31, 2003.
* Included with the Company's original Quarterly Report on Form 10-Q filed on
August 14, 2003.
Signature
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
HORACE MANN EDUCATORS CORPORATION
(Registrant)
Date: August 22, 2003 /s/ Bret A. Conklin
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Bret A. Conklin
Senior Vice President and Controller