UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
August 30, 2017
| BHP BILLITON LIMITED | BHP BILLITON PLC | |
| (ABN 49 004 028 077) | (REG. NO. 3196209) | |
| (Exact name of Registrant as specified in its charter) | (Exact name of Registrant as specified in its charter) | |
| VICTORIA, AUSTRALIA | ENGLAND AND WALES | |
| (Jurisdiction of incorporation or organisation) | (Jurisdiction of incorporation or organisation) | |
| 171 COLLINS STREET, MELBOURNE, VICTORIA 3000 AUSTRALIA (Address of principal executive offices) |
NOVA SOUTH, 160 VICTORIA STREET LONDON, SW1E 5LB UNITED KINGDOM (Address of principal executive offices) | |
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: ☒ Form 20-F ☐ Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934: ☐ Yes ☒ No
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a
| ||||
| Group Governance | BHP Billiton Limited | BHP Billiton Plc | ||
| 171 Collins Street | Nova South | |||
| Melbourne Victoria 3000 Australia | 160 Victoria Street | |||
| GPO BOX 86 | London SW1E 5LB UK | |||
| Melbourne Victoria 3001 Australia | Tel +44 20 7802 4000 | |||
| Tel +61 1300 55 47 57 Fax +61 3 9609 3015 | Fax + 44 20 7802 4111 | |||
| bhp.com | bhp.com | |||
30 August 2017
ASX Listing Rules Appendix 3Y
Change of Director’s Interest Notice
| Name of entities | BHP Billiton Limited | BHP Billiton Plc | ||
| ABN 49 004 028 077 | REG NO 3196209 |
We (the entities) give the ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director |
Ken MacKenzie | |
| Date of last notice |
22 September 2016 |
Part 1 – Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust.
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect | |
| Nature of indirect interest (including registered holder) |
Ken MacKenzie has an indirect interest in 47,856 ordinary shares in BHP Billiton Limited: 15,000 of those shares are held by the MacKenzie Family Trust in which Ken MacKenzie is a beneficiary; and 32,856 of those shares are held by MacKenzie Family S/F Trust in which Ken MacKenzie is a beneficiary. | |
| Date of change | 25 August 2017 and 28 August 2017 | |
| No. of securities held prior to change | 15,000 BHP Billiton Limited shares held indirectly. | |
| Class | Ordinary shares in BHP Billiton Limited. | |
| Number acquired | 14,221 BHP Billiton Limited shares on 25 August 2017.
18,635 BHP Billiton Limited shares on 28 August 2017. | |
| Number disposed | – | |
| Value/Consideration | Purchase of 14,221 at AUD$26.70 per share (average) on 25 August 2017.
Purchase of 18,635 at AUD$26.83 per share (average) on 28 August 2017. | |
| No. of securities held after change | 47,856 BHP Billiton Limited shares held indirectly. | |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
On-market purchase of 14,221 BHP Billiton Limited shares on the Australian Securities Exchange on 25 August 2017.
On-market purchase of 18,635 BHP Billiton Limited shares on the Australian Securities Exchange on 28 August 2017. | |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | - | |
| Nature of interest | - | |
| Name of registered holder (if issued securities) |
- | |
| Date of change | - | |
| No. and class of securities to which interest related prior to change | - | |
| Interest acquired | - | |
| Interest disposed | - | |
| Value/Consideration | - | |
| Interest after change | - | |
Part 3 – Closed period
| Were the interests in the securities or contacts detailed above traded during a closed period where prior written consent was required? | No. | |
| If so, was prior written clearance provided to allow the trade to proceed during this period? | Under BHP Billiton’s Securities Dealing Policy a Director cannot deal in BHP Billiton Securities without prior written clearance. This requirement applies to all dealings, including those that occur outside of a Closed Period. | |
| If prior written clearance was provided, on what date was this provided? | N/A | |
Part 4 – Contact details
| Name of authorised officers responsible for making this notification on behalf of the entities | Rachel Agnew | |||||
| Contact details | Rachel Agnew | Tel: Fax: |
+61 3 9609 3730 +61 3 9611 1044 | |||
| BHP Billiton Limited ABN 49 004 028 077 | BHP Billiton Plc Registration number 3196209 | |
| Registered in Australia | Registered in England and Wales | |
| Registered Office: Level 18, 171 Collins Street, Melbourne Victoria 3000 | Registered Office: Nova South, London SW1E 5LB UK |
Members of the BHP Billiton Group which is headquartered in Australia
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| BHP Billiton Limited and BHP Billiton Plc | ||||
| Date: August 30, 2017 | By: | /s/ Rachel Agnew | ||
| Name: | Rachel Agnew | |||
| Title: | Company Secretary | |||