UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number: |
811-22724 | |
Exact name of registrant as specified in charter: |
PGIM Global Short Duration High Yield Fund, Inc. | |
Address of principal executive offices: |
655 Broad Street, 17th Floor, | |
Newark, New Jersey 07102 | ||
Name and address of agent for service: |
Andrew R. French | |
655 Broad Street, 17th Floor, | ||
Newark, New Jersey 07102 | ||
Registrants telephone number, including area code: |
800-225-1852 | |
Date of fiscal year end: |
7/31/2019 | |
Date of reporting period: |
10/31/2018 |
Item 1. Schedule of Investments
Description | Interest
Rate |
Maturity
Date |
PrincipalAmount
(000)# |
Value | |
Long-Term Investments 135.8% | |||||
Bank Loans 19.1% | |||||
Canada 1.1% | |||||
Xplornet
Communications, Inc., New Term B Loan, 3 Month LIBOR + 4.000%^ |
6.390 %(c) | 09/09/21 | 7,100 | $ 7,118,002 | |
France 3.2% | |||||
Financiere
Verdi I SAS, Facility B1, 3 Month GBP LIBOR + 4.750% |
5.550(c) | 07/21/23 | GBP | 6,000 | 7,710,746 |
HomeVI,
Senior Facility B, 3 Month EURIBOR + 3.250% |
3.250(c) | 10/31/24 | EUR | 2,650 | 3,016,514 |
Thom
Europe, Facility B, 3 Month EURIBOR + 4.500% |
4.500(c) | 08/07/24 | EUR | 5,100 | 5,595,969 |
WowMidco
SAS, Facility B2, 1 - 6 Month EURIBOR + 3.500% |
3.500(c) | 03/16/23 | EUR | 4,000 | 4,542,844 |
20,866,073 | |||||
Germany 0.0% | |||||
Nidda
Healthcare Holding AG, Facility C GBP, 3 Month GBP LIBOR + 4.500% |
4.993(c) | 08/21/24 | GBP | 77 | 99,271 |
Luxembourg 1.6% | |||||
Intelsat Jackson Holdings SA, | |||||
Tranche B-3 Term Loan, 1 Month LIBOR + 3.750% | 6.040(c) | 11/27/23 | 2,000 | 1,997,000 | |
Tranche B-5 Term Loan | 6.630 | 01/02/24 | 3,695 | 3,779,985 | |
Kiwi
VFS SUB II Sarl, Facility B1 Loan, 3 Month GBP LIBOR + 4.000% |
4.810(c) | 07/29/24 | GBP | 3,875 | 4,962,313 |
10,739,298 | |||||
Netherlands 0.0% | |||||
Jacobs
Douwe Egberts B.V., Term Loan |
—(p) | 07/01/22 | 202 | 229,066 | |
Sweden 1.1% | |||||
Unilabs
Diagnostics AB, Facility B2, 1 - 6 Month EURIBOR + 2.875% |
2.875(c) | 04/19/24 | EUR | 3,300 | 3,721,373 |
Verisure
Holding AB, Facility B1E, 3 Month EURIBOR + 3.000% |
3.000(c) | 10/21/22 | EUR | 3,000 | 3,391,326 |
7,112,699 |
Description | Interest
Rate |
Maturity
Date |
PrincipalAmount
(000)# |
Value | |
Bank Loans (Continued) | |||||
United Kingdom 3.0% | |||||
Camelia
Bidco Ltd., Facility B1, 3 Month GBP LIBOR + 4.750% |
5.550 %(c) | 10/10/24 | GBP | 2,200 | $ 2,811,163 |
Eagle
Bidco Ltd., Facility B, 1 Month GBP LIBOR + 4.750% |
5.480(c) | 05/12/22 | GBP | 3,650 | 4,671,263 |
EG Finco Ltd., | |||||
Second Lien Term Loan, 3 Month EURIBOR + 7.750% | 8.750(c) | 04/06/26 | EUR | 2,675 | 3,039,291 |
Term B, 3 Month GBP LIBOR + 4.750% | 5.550(c) | 02/06/25 | GBP | 4,029 | 5,171,065 |
Froneri
International PLC, Facility B3, 1 Month GBP LIBOR + 3.250% |
3.980(c) | 01/31/25 | GBP | 2,600 | 3,334,597 |
Richmond
UK Bidco Ltd., Facility B, 1 Month GBP LIBOR + 4.250% |
4.980(c) | 03/03/24 | GBP | 583 | 722,536 |
19,749,915 | |||||
United States 9.1% | |||||
Aleris
International, Inc., Initial Term Loan, 1 Month LIBOR + 4.750% |
7.050(c) | 02/27/23 | 1,047 | 1,055,230 | |
Asurion
LLC, Second Lien Replacement B-2 Term Loan, 1 Month LIBOR + 6.500% |
8.800(c) | 08/04/25 | 1,300 | 1,333,583 | |
Boxer
Parent Co., Inc., Initial Dollar Term Loan, 3 Month LIBOR + 4.250% |
6.650(c) | 10/02/25 | 4,050 | 4,058,100 | |
CEC
Entertainment, Inc., First Lien Term B Loan, 1 Month LIBOR + 3.250% |
5.550(c) | 02/15/21 | 3,682 | 3,519,700 | |
Diamond
BV, Initial Euro Term Loan, 2 - 3 Month EURIBOR + 3.250% |
3.250(c) | 09/06/24 | EUR | 5,853 | 6,589,040 |
Digicel
International Finance Ltd., First Lien Initial Term B Loan, 3 Month LIBOR + 3.250% |
5.570(c) | 05/27/24 | 2,822 | 2,698,064 | |
Exela
Intermediate LLC, 2018 Repriced Term Loan, 3 Month LIBOR + 6.500% |
8.830(c) | 07/12/23 | 1,950 | 1,967,063 | |
Financial
& Risk U.S. Holdings, Inc., Initial Dollar Term Loan, 1 Month LIBOR + 3.750% |
6.050(c) | 10/01/25 | 4,800 | 4,753,714 | |
Infor
(US), Inc., Tranche B-6 Term Loan, 3 Month LIBOR + 2.750% |
4.990(c) | 02/01/22 | 735 | 732,084 | |
Informatica
LLC, Dollar Term B-1 Loan, 1 Month LIBOR + 3.250% |
5.550(c) | 08/05/22 | 1,305 | 1,307,905 |
Description | Interest
Rate |
Maturity
Date |
PrincipalAmount
(000)# |
Value | |
Bank Loans (Continued) | |||||
United States (cont’d.) | |||||
Laureate
Education, Inc., Series 2024 Term Loan, 3 Month LIBOR + 3.500% |
6.030 %(c) | 04/26/24 | 4,459 | $ 4,462,877 | |
McAfee LLC, | |||||
Retired Closing Date Euro Term Loan, 1 Month EURIBOR + 4.250%^ | 4.250(c) | 09/30/24 | EUR | 1,389 | 1,577,714 |
Retired Closing Date Term Loan, 1 Month LIBOR + 4.500% | 6.790(c) | 09/30/24 | 5,081 | 5,087,314 | |
Second Lien Initial Loan, 1 Month LIBOR + 8.500% | 10.790(c) | 09/29/25 | 2,225 | 2,249,103 | |
Radiate
Holdco LLC, Closing Date Term Loan, 1 Month LIBOR + 3.000% |
5.300(c) | 02/01/24 | 1,895 | 1,880,976 | |
Sally
Holdings LLC, Term B-2 Loan, |
4.500 | 07/05/24 | 3,255 | 3,096,319 | |
Shearer’s
Foods LLC, First Lien Term Loan, 1 Month LIBOR + 4.250% |
6.550(c) | 06/30/21 | 1,617 | 1,608,497 | |
Solenis
International LP, First Lien Initial Dollar Term Loan, 3 Month LIBOR + 4.000% |
6.310(c) | 12/26/23 | 3,990 | 3,989,170 | |
StandardAero
Aviation Holdings, Inc., Initial Term Loan, 1 Month LIBOR + 3.750% |
6.050(c) | 07/07/22 | 891 | 893,839 | |
Symantec
Corp., Term A-5 Loan, 1 Month LIBOR + 1.750%^ |
4.030(c) | 08/01/21 | 2,493 | 2,489,761 | |
West
Corp., Initial Term B Loan, 1 - 3 Month LIBOR + 4.000% |
6.415(c) | 10/10/24 | 3,697 | 3,679,502 | |
59,029,555 | |||||
Total
Bank Loans (cost $126,185,831) |
124,943,879 | ||||
Corporate Bonds 104.2% | |||||
Argentina 0.6% | |||||
Cablevision SA, | |||||
Sr. Unsec’d. Notes | 6.500 | 06/15/21 | 500 | 488,750 | |
Sr. Unsec’d. Notes, 144A | 6.500 | 06/15/21 | 2,286 | 2,234,565 | |
YPF
SA, Sr. Unsec’d. Notes |
8.500 | 03/23/21 | 1,500 | 1,514,250 | |
4,237,565 |
Description | Interest
Rate |
Maturity
Date |
PrincipalAmount
(000)# |
Value | |
Corporate Bonds (Continued) | |||||
Bahrain 0.1% | |||||
Oil
& Gas Holdings, Sr. Unsec’d. Notes, 144A |
7.625 % | 11/07/24 | 380 | $ 380,000 | |
Brazil 2.0% | |||||
Banco
do Brasil SA, Gtd. Notes(aa) |
3.875 | 10/10/22 | 2,000 | 1,897,020 | |
Braskem
Finance Ltd., Gtd. Notes, 144A |
5.750 | 04/15/21 | 4,000 | 4,095,040 | |
Caixa
Economica Federal, Sr. Unsec’d. Notes, 144A(aa) |
3.500 | 11/07/22 | 1,000 | 957,000 | |
Petrobras Global Finance BV, | |||||
Gtd. Notes | 6.125 | 01/17/22 | 297 | 307,766 | |
Gtd. Notes(aa) | 6.250 | 03/17/24 | 3,500 | 3,540,250 | |
Gtd. Notes(aa) | 8.375 | 05/23/21 | 1,960 | 2,132,970 | |
12,930,046 | |||||
Canada 6.6% | |||||
Bombardier, Inc., | |||||
Sr. Unsec’d. Notes, 144A(aa) | 7.500 | 12/01/24 | 8,300 | 8,434,875 | |
Sr. Unsec’d. Notes, 144A(aa) | 8.750 | 12/01/21 | 5,725 | 6,154,375 | |
Brookfield
Residential Properties, Inc., Gtd. Notes, 144A(aa) |
6.500 | 12/15/20 | 2,025 | 2,025,000 | |
Cascades,
Inc., Gtd. Notes, 144A(aa) |
5.500 | 07/15/22 | 454 | 450,595 | |
Mattamy
Group Corp., Sr. Unsec’d. Notes, 144A(aa) |
6.875 | 12/15/23 | 3,175 | 3,091,656 | |
MEG Energy Corp., | |||||
Gtd. Notes, 144A(aa) | 6.375 | 01/30/23 | 5,650 | 5,452,250 | |
Gtd. Notes, 144A | 7.000 | 03/31/24 | 400 | 393,000 | |
Mercer
International, Inc., Sr. Unsec’d. Notes(aa) |
7.750 | 12/01/22 | 711 | 738,551 | |
New
Gold, Inc., Gtd. Notes, 144A(aa) |
6.250 | 11/15/22 | 1,855 | 1,613,850 | |
NOVA Chemicals Corp., | |||||
Sr. Unsec’d. Notes, 144A(aa) | 4.875 | 06/01/24 | 4,760 | 4,373,250 | |
Sr. Unsec’d. Notes, 144A(aa) | 5.250 | 08/01/23 | 2,630 | 2,537,950 | |
Quebecor
Media, Inc., Sr. Unsec’d. Notes(aa) |
5.750 | 01/15/23 | 2,830 | 2,837,075 | |
Rockpoint
Gas Storage Canada Ltd., Sr. Sec’d. Notes, 144A(aa) |
7.000 | 03/31/23 | 2,175 | 2,164,125 |
Description | Interest
Rate |
Maturity
Date |
PrincipalAmount
(000)# |
Value | |
Corporate Bonds (Continued) | |||||
Canada (cont’d.) | |||||
Teck Resources Ltd., | |||||
Gtd. Notes | 4.500 % | 01/15/21 | 157 | $ 157,393 | |
Gtd. Notes, 144A(aa) | 8.500 | 06/01/24 | 2,442 | 2,649,570 | |
43,073,515 | |||||
Chile 0.6% | |||||
VTR
Finance BV, Sr. Sec’d. Notes, 144A(aa) |
6.875 | 01/15/24 | 4,100 | 4,151,250 | |
China 0.1% | |||||
Eagle
Intermediate Global Holding BV/Ruyi US Finance LLC, Sr. Sec’d. Notes, 144A |
7.500 | 05/01/25 | 625 | 604,688 | |
France 1.3% | |||||
Banijay
Group SAS, Sr. Sec’d. Notes, 144A |
4.000 | 07/01/22 | EUR | 375 | 433,364 |
Loxam SAS, | |||||
Sr. Sec’d. Notes, 144A(aa) | 3.500 | 04/15/22 | EUR | 1,600 | 1,855,977 |
Sr. Sub. Notes(aa) | 7.000 | 07/23/22 | EUR | 1,080 | 1,272,565 |
Picard
Groupe SAS, Sr. Sec’d., 144A, 3 Month EURIBOR + 3.000%(aa) |
3.000(c) | 11/30/23 | EUR | 4,350 | 4,865,414 |
8,427,320 | |||||
Germany 2.0% | |||||
BMBG
Bond Finance SCA, Sr. Sec’d. Notes, 144A |
3.000 | 06/15/21 | EUR | 2,000 | 2,288,124 |
IHO Verwaltungs GmbH, | |||||
Sr. Sec’d. Notes, 144A, Cash coupon 2.750% or PIK 3.500%(aa) | 2.750 | 09/15/21 | EUR | 8,500 | 9,663,480 |
Sr. Sec’d. Notes, 144A, Cash coupon 4.125% or PIK 4.875%(aa) | 4.125 | 09/15/21 | 1,075 | 1,042,750 | |
12,994,354 | |||||
Guatemala 0.2% | |||||
Comunicaciones
Celulares SA Via Comcel Trust, Sr. Unsec’d. Notes |
6.875 | 02/06/24 | 1,000 | 1,022,875 |
Description | Interest
Rate |
Maturity
Date |
PrincipalAmount
(000)# |
Value | |
Corporate Bonds (Continued) | |||||
India 0.1% | |||||
ABJA
Investment Co. Pte Ltd., Gtd. Notes |
5.950 % | 07/31/24 | 651 | $ 643,116 | |
Indonesia 0.3% | |||||
Saka
Energi Indonesia PT, Sr. Unsec’d. Notes |
4.450 | 05/05/24 | 1,750 | 1,602,767 | |
TBG
Global Pte Ltd., Gtd. Notes |
5.250 | 02/10/22 | 522 | 508,628 | |
2,111,395 | |||||
Ireland 1.9% | |||||
Ardagh
Packaging Finance PLC/Ardagh Holdings USA, Inc., |
|||||
Gtd. Notes, 144A | 6.750 | 05/15/24 | EUR | 400 | 480,264 |
Sr. Sec’d. Notes, 144A | 4.250 | 09/15/22 | 2,425 | 2,352,250 | |
Avolon Holdings Funding Ltd., | |||||
Gtd. Notes, 144A | 5.125 | 10/01/23 | 3,125 | 3,066,406 | |
Gtd. Notes, 144A | 5.500 | 01/15/23 | 750 | 746,250 | |
eircom
Finance DAC, Sr. Sec’d. Notes, 144A |
4.500 | 05/31/22 | EUR | 1,000 | 1,156,100 |
Park Aerospace Holdings Ltd., | |||||
Gtd. Notes, 144A | 4.500 | 03/15/23 | 250 | 237,845 | |
Gtd. Notes, 144A | 5.250 | 08/15/22 | 3,750 | 3,721,875 | |
Gtd. Notes, 144A | 5.500 | 02/15/24 | 525 | 519,881 | |
12,280,871 | |||||
Israel 0.3% | |||||
Teva
Pharmaceutical Finance, Sr. Unsec’d. Notes(aa) |
3.250 | 04/15/22 | EUR | 1,425 | 1,662,409 |
Italy 0.4% | |||||
Wind
Tre SpA, Sr. Sec’d. Notes, 144A(aa) |
2.625 | 01/20/23 | EUR | 2,625 | 2,763,646 |
Jamaica 0.3% | |||||
Digicel Group Ltd., | |||||
Sr. Unsec’d. Notes | 8.250 | 09/30/20 | 950 | 679,260 | |
Sr. Unsec’d. Notes, 144A | 8.250 | 09/30/20 | 500 | 357,505 |
Description | Interest
Rate |
Maturity
Date |
PrincipalAmount
(000)# |
Value | |
Corporate Bonds (Continued) | |||||
Jamaica (cont’d.) | |||||
Digicel Ltd., | |||||
Sr. Unsec’d. Notes | 6.000 % | 04/15/21 | 500 | $ 453,750 | |
Sr. Unsec’d. Notes, 144A | 6.000 | 04/15/21 | 400 | 363,000 | |
1,853,515 | |||||
Luxembourg 1.5% | |||||
ARD
Finance SA, Sr. Sec’d. Notes, Cash coupon 7.125% or PIK 7.875% |
7.125 | 09/15/23 | 2,050 | 1,987,219 | |
Galapagos
SA, Sr. Sec’d. Notes, 3 Month EURIBOR + 4.750% |
4.431(c) | 06/15/21 | EUR | 3,146 | 3,172,262 |
Swissport
Financing Sarl, Gtd. Notes |
9.750 | 12/15/22 | EUR | 3,985 | 4,857,521 |
10,017,002 | |||||
Mexico 0.2% | |||||
Petroleos
Mexicanos, Gtd. Notes(aa) |
4.875 | 01/24/22 | 1,290 | 1,271,940 | |
Netherlands 1.2% | |||||
GTH
Finance BV, Gtd. Notes(aa) |
7.250 | 04/26/23 | 1,250 | 1,293,750 | |
United
Group BV, Sr. Sec’d. Notes, 144A |
4.375 | 07/01/22 | EUR | 3,200 | 3,729,345 |
UPCB
Finance IV Ltd., Sr. Sec’d. Notes, 144A |
5.375 | 01/15/25 | 2,000 | 1,946,000 | |
VEON
Holdings BV, Gtd. Notes(aa) |
5.950 | 02/13/23 | 750 | 753,105 | |
7,722,200 | |||||
Puerto Rico 0.5% | |||||
Popular,
Inc., Sr. Unsec’d. Notes |
6.125 | 09/14/23 | 3,475 | 3,516,005 | |
Russia 2.3% | |||||
EuroChem
Mineral & Chemical Co. OJSC Via EuroChem Global Investments Ltd., Sr. Unsec’d. Notes, 144A |
3.800 | 04/12/20 | 2,000 | 1,960,000 | |
Evraz
Group SA, Sr. Unsec’d. Notes |
6.500 | 04/22/20 | 1,000 | 1,014,230 |
Description | Interest
Rate |
Maturity
Date |
PrincipalAmount
(000)# |
Value | |
Corporate Bonds (Continued) | |||||
Russia (cont’d.) | |||||
Gazprom OAO Via Gaz Capital SA, | |||||
Sr. Unsec’d. Notes | 4.950 % | 07/19/22 | 645 | $ 646,336 | |
Sr. Unsec’d. Notes | 6.510 | 03/07/22 | 1,470 | 1,538,423 | |
Sr. Unsec’d. Notes, 144A | 4.950 | 07/19/22 | 3,500 | 3,507,252 | |
Sr. Unsec’d. Notes, EMTN | 3.600 | 02/26/21 | EUR | 2,000 | 2,394,341 |
Sr. Unsec’d. Notes, EMTN | 5.338 | 09/25/20 | GBP | 1,000 | 1,331,246 |
Sberbank of Russia Via SB Capital SA, | |||||
Sr. Unsec’d. Notes | 5.717 | 06/16/21 | 500 | 507,500 | |
Sr. Unsec’d. Notes | 6.125 | 02/07/22 | 1,600 | 1,636,800 | |
VTB
Bank OJSC Via VTB Capital SA, Sr. Unsec’d. Notes |
6.551 | 10/13/20 | 650 | 669,175 | |
15,205,303 | |||||
South Africa 0.9% | |||||
Eskom
Holdings SOC Ltd., Sr. Unsec’d. Notes |
5.750 | 01/26/21 | 1,905 | 1,824,037 | |
Sasol
Financing International Ltd., Gtd. Notes |
4.500 | 11/14/22 | 3,500 | 3,399,515 | |
Transnet
SOC Ltd., Sr. Unsec’d. Notes, 144A |
4.000 | 07/26/22 | 740 | 690,148 | |
5,913,700 | |||||
Sweden 0.2% | |||||
Perstorp
Holding AB, Sr. Sec’d. Notes |
7.625 | 06/30/21 | EUR | 732 | 862,259 |
Verisure
Holding AB, Sr. Sec’d. Notes, 144A |
6.000 | 11/01/22 | EUR | 450 | 524,940 |
1,387,199 | |||||
Turkey 0.6% | |||||
Turkiye
Garanti Bankasi AS, Sr. Unsec’d. Notes |
6.250 | 04/20/21 | 1,000 | 972,500 | |
Turkiye Is Bankasi, | |||||
Sr. Unsec’d. Notes | 5.000 | 04/30/20 | 1,375 | 1,301,547 | |
Sr. Unsec’d. Notes, 144A, MTN | 5.375 | 10/06/21 | 1,000 | 881,528 | |
Sr. Unsec’d. Notes, MTN | 5.375 | 10/06/21 | 625 | 550,955 | |
3,706,530 |
Description | Interest
Rate |
Maturity
Date |
PrincipalAmount
(000)# |
Value | |
Corporate Bonds (Continued) | |||||
United Kingdom 5.0% | |||||
B&M
European Value Retail SA, Sr. Sec’d. Notes, 144A, MTN |
4.125 % | 02/01/22 | GBP | 425 | $ 543,589 |
Boparan Finance PLC, | |||||
Sr. Sec’d. Notes(aa) | 5.250 | 07/15/19 | GBP | 1,700 | 2,139,477 |
Sr. Sec’d. Notes(aa) | 5.500 | 07/15/21 | GBP | 1,575 | 1,763,533 |
CPUK
Finance Ltd., Sec’d. Notes, 144A |
4.250 | 02/28/47 | GBP | 2,575 | 3,303,597 |
EC
Finance PLC, Sr. Sec’d. Notes, 144A |
2.375 | 11/15/22 | EUR | 950 | 1,066,382 |
Iceland
Bondco PLC, Sr. Sec’d. Notes, 144A, 3 Month GBP LIBOR + 4.250%(aa) |
5.063(c) | 07/15/20 | GBP | 182 | 231,588 |
Jaguar
Land Rover Automotive PLC, Gtd. Notes, 144A(aa) |
4.250 | 11/15/19 | 1,850 | 1,843,063 | |
Jerrold
Finco PLC, Sr. Sec’d. Notes, 144A, MTN(aa) |
6.250 | 09/15/21 | GBP | 1,850 | 2,417,876 |
Jewel
UK Bondco PLC, First Lien, 144A(aa) |
8.500 | 04/15/23 | GBP | 2,025 | 2,558,279 |
Kelda
Finance No. 3 PLC, Sr. Sec’d. Notes(aa) |
5.750 | 02/17/20 | GBP | 1,370 | 1,794,913 |
McLaren
Finance PLC, Sr. Sec’d. Notes, 144A(aa) |
5.000 | 08/01/22 | GBP | 1,125 | 1,357,089 |
Newday Bondco PLC, | |||||
First Lien, 144A, 3 Month GBP LIBOR + 6.500%(aa) | 7.302(c) | 02/01/23 | GBP | 1,250 | 1,492,634 |
Sr. Sec’d. Notes, 144A(aa) | 7.375 | 02/01/24 | GBP | 1,000 | 1,198,384 |
Stonegate Pub Co. Financing PLC, | |||||
Sr. Sec’d. Notes, 144A(aa) | 4.875 | 03/15/22 | GBP | 1,275 | 1,597,854 |
Sr. Sec’d. Notes, 144A, 3 Month GBP LIBOR + 4.375%(aa) | 5.173(c) | 03/15/22 | GBP | 925 | 1,170,985 |
TVL
Finance PLC, Sec’d. Notes, 144A, 3 Month GBP LIBOR + 4.875% |
5.677(c) | 05/15/23 | GBP | 1,200 | 1,528,855 |
Voyage
Care BondCo PLC, Sr. Sec’d. Notes, 144A(aa) |
5.875 | 05/01/23 | GBP | 1,600 | 1,907,451 |
Wagamama
Finance PLC, First Lien, 144A(aa) |
4.125 | 07/01/22 | GBP | 1,250 | 1,593,756 |
William
Hill PLC, Gtd. Notes(aa) |
4.250 | 06/05/20 | GBP | 2,500 | 3,259,411 |
32,768,716 |
Description | Interest
Rate |
Maturity
Date |
PrincipalAmount
(000)# |
Value | |
Corporate Bonds (Continued) | |||||
United States 74.3% | |||||
Acadia Healthcare Co., Inc., | |||||
Gtd. Notes(aa) | 5.125 % | 07/01/22 | 600 | $ 598,500 | |
Gtd. Notes(aa) | 5.625 | 02/15/23 | 2,875 | 2,878,594 | |
AK
Steel Corp., Sr. Sec’d. Notes(aa) |
7.500 | 07/15/23 | 2,960 | 3,004,400 | |
Alliance Data Systems Corp., | |||||
Gtd. Notes, 144A(aa) | 5.375 | 08/01/22 | 2,815 | 2,825,556 | |
Gtd. Notes, 144A, MTN(aa) | 5.875 | 11/01/21 | 3,100 | 3,153,630 | |
Alta
Mesa Holdings LP/Alta Mesa Finance Services Corp., Gtd. Notes(aa) |
7.875 | 12/15/24 | 2,650 | 2,371,750 | |
Altice
US Finance I Corp., Sr. Sec’d. Notes, 144A(aa) |
5.375 | 07/15/23 | 1,000 | 999,810 | |
AMC
Networks, Inc., Gtd. Notes(aa) |
4.750 | 12/15/22 | 1,400 | 1,379,000 | |
American
Axle & Manufacturing, Inc., Gtd. Notes(aa) |
7.750 | 11/15/19 | 1,300 | 1,339,000 | |
AmeriGas
Partners LP/AmeriGas Finance Corp., Sr. Unsec’d. Notes(aa) |
5.625 | 05/20/24 | 450 | 432,000 | |
Antero Resources Corp., | |||||
Gtd. Notes(aa) | 5.375 | 11/01/21 | 1,125 | 1,126,406 | |
Gtd. Notes(aa) | 5.625 | 06/01/23 | 550 | 550,000 | |
Ascent
Resources Utica Holdings LLC/ARU Finance Corp., Sr. Unsec’d. Notes, 144A(aa) |
10.000 | 04/01/22 | 4,768 | 5,250,760 | |
Ashton
Woods USA LLC/Ashton Woods Finance Co., Sr. Unsec’d. Notes, 144A(aa) |
6.875 | 02/15/21 | 4,725 | 4,725,000 | |
B&G
Foods, Inc., Gtd. Notes(aa) |
4.625 | 06/01/21 | 1,775 | 1,763,906 | |
Bausch
Health Cos., Inc., Sr. Sec’d. Notes, 144A(aa) |
6.500 | 03/15/22 | 650 | 672,750 | |
Beacon
Roofing Supply, Inc., Gtd. Notes(aa) |
6.375 | 10/01/23 | 520 | 525,200 | |
Beazer
Homes USA, Inc., Gtd. Notes(aa) |
8.750 | 03/15/22 | 7,700 | 7,757,750 | |
Blue Cube Spinco LLC, | |||||
Gtd. Notes | 9.750 | 10/15/23 | 275 | 305,938 | |
Gtd. Notes(aa) | 10.000 | 10/15/25 | 1,130 | 1,279,725 | |
Brinker
International, Inc., Gtd. Notes, 144A |
5.000 | 10/01/24 | 300 | 282,000 | |
Calpine Corp., | |||||
Sr. Sec’d. Notes, 144A(aa) | 5.875 | 01/15/24 | 650 | 650,000 |
Description | Interest
Rate |
Maturity
Date |
PrincipalAmount
(000)# |
Value | |
Corporate Bonds (Continued) | |||||
United States (cont’d.) | |||||
Calpine Corp., (cont’d.) | |||||
Sr. Unsec’d. Notes(aa) | 5.375 % | 01/15/23 | 4,425 | $ 4,192,687 | |
Sr. Unsec’d. Notes(aa) | 5.500 | 02/01/24 | 2,600 | 2,359,500 | |
Carmike
Cinemas, Inc., Sec’d. Notes, 144A(aa) |
6.000 | 06/15/23 | 2,750 | 2,777,500 | |
Carvana
Co., Gtd. Notes, 144A(aa) |
8.875 | 10/01/23 | 4,400 | 4,158,000 | |
CCM
Merger, Inc., Sr. Unsec’d. Notes, 144A(aa) |
6.000 | 03/15/22 | 4,775 | 4,858,562 | |
CCO Holdings LLC/CCO Holdings Capital Corp., | |||||
Sr. Unsec’d. Notes | 5.125 | 02/15/23 | 400 | 398,000 | |
Sr. Unsec’d. Notes(aa) | 5.250 | 09/30/22 | 3,800 | 3,819,000 | |
Sr. Unsec’d. Notes, 144A(aa) | 4.000 | 03/01/23 | 2,060 | 1,962,150 | |
Sr. Unsec’d. Notes, 144A(aa) | 5.125 | 05/01/23 | 10,565 | 10,512,175 | |
Sr. Unsec’d. Notes, 144A(aa) | 5.875 | 04/01/24 | 1,360 | 1,371,900 | |
CEC
Entertainment, Inc., Gtd. Notes(aa) |
8.000 | 02/15/22 | 1,700 | 1,525,750 | |
CenturyLink,
Inc., Sr. Unsec’d. Notes, Ser. S(aa) |
6.450 | 06/15/21 | 4,895 | 5,005,137 | |
Cequel
Communications Holdings I LLC/Cequel Capital Corp., |
|||||
Sr. Unsec’d. Notes, 144A(aa) | 5.125 | 12/15/21 | 4,848 | 4,834,813 | |
Sr. Unsec’d. Notes, 144A(aa) | 5.125 | 12/15/21 | 5,975 | 5,958,748 | |
Chemours Co. (The), | |||||
Gtd. Notes(aa) | 6.625 | 05/15/23 | 8,034 | 8,214,765 | |
Gtd. Notes(aa) | 7.000 | 05/15/25 | 2,960 | 3,048,800 | |
CHS/Community Health Systems, Inc., | |||||
Gtd. Notes | 6.875 | 02/01/22 | 784 | 396,312 | |
Sec’d. Notes, 144A | 8.125 | 06/30/24 | 837 | 661,230 | |
Sr. Sec’d. Notes(aa) | 6.250 | 03/31/23 | 1,825 | 1,678,453 | |
CIT
Group, Inc., Sr. Unsec’d. Notes(aa) |
5.250 | 03/07/25 | 1,100 | 1,106,875 | |
Citgo
Holding, Inc., Sr. Sec’d. Notes, 144A(aa) |
10.750 | 02/15/20 | 7,600 | 7,904,000 | |
Clear Channel Worldwide Holdings, Inc., | |||||
Gtd. Notes, Ser. A(aa) | 6.500 | 11/15/22 | 3,515 | 3,528,181 | |
Gtd. Notes, Ser. A(aa) | 7.625 | 03/15/20 | 2,315 | 2,306,319 | |
Gtd. Notes, Ser. B(aa) | 6.500 | 11/15/22 | 1,300 | 1,319,760 | |
Gtd. Notes, Ser. B(aa) | 7.625 | 03/15/20 | 1,845 | 1,842,694 | |
Cleveland-Cliffs,
Inc., Sr. Sec’d. Notes, 144A(aa) |
4.875 | 01/15/24 | 2,456 | 2,345,480 |
Description | Interest
Rate |
Maturity
Date |
PrincipalAmount
(000)# |
Value | |
Corporate Bonds (Continued) | |||||
United States (cont’d.) | |||||
CNX
Resources Corp., Gtd. Notes(aa) |
5.875 % | 04/15/22 | 3,518 | $ 3,454,254 | |
CommScope, Inc., | |||||
Gtd. Notes, 144A(aa) | 5.000 | 06/15/21 | 1,425 | 1,420,369 | |
Gtd. Notes, 144A(aa) | 5.500 | 06/15/24 | 1,305 | 1,260,956 | |
Coty,
Inc., Gtd. Notes, 144A(aa) |
4.000 | 04/15/23 | EUR | 4,675 | 5,162,733 |
Dell International LLC/EMC Corp., | |||||
Gtd. Notes, 144A(aa) | 5.875 | 06/15/21 | 4,590 | 4,653,212 | |
Gtd. Notes, 144A(aa) | 7.125 | 06/15/24 | 3,180 | 3,365,439 | |
Denbury
Resources, Inc., Sec’d. Notes, 144A |
9.000 | 05/15/21 | 300 | 312,375 | |
DISH DBS Corp., | |||||
Gtd. Notes(aa) | 5.125 | 05/01/20 | 5,785 | 5,799,462 | |
Gtd. Notes(aa) | 5.875 | 07/15/22 | 585 | 552,825 | |
Gtd. Notes(aa) | 6.750 | 06/01/21 | 4,005 | 4,045,050 | |
Eldorado
Resorts, Inc., Gtd. Notes(aa) |
7.000 | 08/01/23 | 2,600 | 2,730,000 | |
EMC
Corp., Sr. Unsec’d. Notes(aa) |
2.650 | 06/01/20 | 1,665 | 1,619,855 | |
Endeavor
Energy Resources LP/EER Finance, Inc., Sr. Unsec’d. Notes, 144A(aa) |
5.500 | 01/30/26 | 2,325 | 2,388,937 | |
Endo
Finance LLC, Gtd. Notes, 144A |
5.750 | 01/15/22 | 225 | 203,625 | |
Everi
Payments, Inc., Gtd. Notes, 144A(aa) |
7.500 | 12/15/25 | 700 | 696,500 | |
Ferrellgas LP/Ferrellgas Finance Corp., | |||||
Gtd. Notes(aa) | 6.750 | 06/15/23 | 900 | 776,250 | |
Sr. Unsec’d. Notes(aa) | 6.750 | 01/15/22 | 800 | 694,000 | |
Ferrellgas
Partners LP/Ferrellgas Partners Finance Corp., |
|||||
Sr. Unsec’d. Notes(aa) | 8.625 | 06/15/20 | 1,000 | 905,000 | |
Sr. Unsec’d. Notes(aa) | 8.625 | 06/15/20 | 2,850 | 2,579,250 | |
First
Data Corp., Sr. Sec’d. Notes, 144A(aa) |
5.375 | 08/15/23 | 418 | 421,658 | |
Freeport-McMoRan, Inc., | |||||
Gtd. Notes(aa) | 3.875 | 03/15/23 | 1,650 | 1,526,250 | |
Gtd. Notes(aa) | 4.550 | 11/14/24 | 1,965 | 1,820,081 | |
FXI
Holdings, Inc., Sr. Sec’d. Notes, 144A |
7.875 | 11/01/24 | 250 | 233,125 | |
Genesis
Energy LP/Genesis Energy Finance Corp., Gtd. Notes(aa) |
6.000 | 05/15/23 | 1,575 | 1,484,438 |
Description | Interest
Rate |
Maturity
Date |
PrincipalAmount
(000)# |
Value | |
Corporate Bonds (Continued) | |||||
United States (cont’d.) | |||||
GenOn Energy, Inc., | |||||
Sr. Unsec’d. Notes(d) | 7.875 % | 06/15/17 | 1,750 | $ 1,203,125 | |
Sr. Unsec’d. Notes(d) | 9.500 | 10/15/18 | 2,875 | 1,962,188 | |
Sr. Unsec’d. Notes(d) | 9.875 | 10/15/20 | 650 | 443,625 | |
Global Partners LP/GLP Finance Corp., | |||||
Gtd. Notes(aa) | 6.250 | 07/15/22 | 825 | 810,563 | |
Gtd. Notes(aa) | 7.000 | 06/15/23 | 1,450 | 1,444,563 | |
Golden Nugget, Inc., | |||||
Gtd. Notes, 144A(aa) | 8.750 | 10/01/25 | 1,675 | 1,721,063 | |
Sr. Unsec’d. Notes, 144A(aa) | 6.750 | 10/15/24 | 1,675 | 1,670,813 | |
Griffon
Corp., Gtd. Notes(aa) |
5.250 | 03/01/22 | 8,925 | 8,367,187 | |
HCA
Healthcare, Inc., Sr. Unsec’d. Notes(aa) |
6.250 | 02/15/21 | 5,000 | 5,193,750 | |
HCA, Inc., | |||||
Gtd. Notes(aa) | 7.500 | 02/15/22 | 4,355 | 4,725,175 | |
Sr. Sec’d. Notes(aa) | 4.750 | 05/01/23 | 1,300 | 1,313,000 | |
Hexion,
Inc., Sr. Sec’d. Notes, 144A(aa) |
10.375 | 02/01/22 | 895 | 799,906 | |
Hot
Topic, Inc., Sr. Sec’d. Notes, 144A(aa) |
9.250 | 06/15/21 | 1,100 | 1,086,250 | |
Infor
Software Parent LLC/Infor Software Parent, Inc., Sr. Unsec’d. Notes, 144A, Cash coupon 7.125% or PIK 7.875%(aa) |
7.125 | 05/01/21 | 605 | 603,488 | |
Infor US, Inc., | |||||
Gtd. Notes(aa) | 5.750 | 05/15/22 | EUR | 1,550 | 1,802,121 |
Gtd. Notes(aa) | 6.500 | 05/15/22 | 4,030 | 4,019,925 | |
Informatica
LLC, Sr. Unsec’d. Notes, 144A(aa) |
7.125 | 07/15/23 | 2,130 | 2,173,260 | |
International
Game Technology PLC, Sr. Sec’d. Notes, 144A(aa) |
6.250 | 02/15/22 | 3,025 | 3,123,312 | |
International
Wire Group, Inc., Sec’d. Notes, 144A(aa) |
10.750 | 08/01/21 | 1,375 | 1,261,563 | |
Jack Ohio Finance LLC/Jack Ohio Finance 1 Corp., | |||||
Sec’d. Notes, 144A(aa) | 10.250 | 11/15/22 | 2,675 | 2,912,406 | |
Sr. Sec’d. Notes, 144A(aa) | 6.750 | 11/15/21 | 4,000 | 4,105,000 | |
Jacobs
Entertainment, Inc., Sec’d. Notes, 144A(aa) |
7.875 | 02/01/24 | 1,550 | 1,633,313 | |
KB Home, | |||||
Gtd. Notes | 7.625 | 05/15/23 | 250 | 263,125 | |
Gtd. Notes | 8.000 | 03/15/20 | 350 | 366,188 |
Description | Interest
Rate |
Maturity
Date |
PrincipalAmount
(000)# |
Value | |
Corporate Bonds (Continued) | |||||
United States (cont’d.) | |||||
L Brands, Inc., | |||||
Gtd. Notes(aa) | 5.625 % | 10/15/23 | 5,525 | $ 5,463,120 | |
Gtd. Notes(aa) | 6.625 | 04/01/21 | 1,325 | 1,381,313 | |
Gtd. Notes | 7.000 | 05/01/20 | 250 | 260,000 | |
Laureate
Education, Inc., Gtd. Notes, 144A(aa) |
8.250 | 05/01/25 | 1,875 | 2,001,562 | |
Lennar
Corp., Gtd. Notes(aa) |
4.125 | 01/15/22 | 3,125 | 3,050,937 | |
Level 3 Financing, Inc., | |||||
Gtd. Notes(aa) | 5.625 | 02/01/23 | 750 | 752,813 | |
Gtd. Notes(aa) | 6.125 | 01/15/21 | 7,025 | 7,042,562 | |
M/I
Homes, Inc., Gtd. Notes(aa) |
6.750 | 01/15/21 | 3,125 | 3,132,812 | |
Mallinckrodt
International Finance SA/Mallinckrodt CB LLC, |
|||||
Gtd. Notes, 144A | 4.875 | 04/15/20 | 805 | 794,938 | |
Gtd. Notes, 144A | 5.750 | 08/01/22 | 1,770 | 1,579,725 | |
Mediacom
Broadband LLC/Mediacom Broadband Corp., Sr. Unsec’d. Notes(aa) |
5.500 | 04/15/21 | 5,285 | 5,307,461 | |
MEDNAX,
Inc., Gtd. Notes, 144A(aa) |
5.250 | 12/01/23 | 1,050 | 1,048,688 | |
Meritage
Homes Corp., Gtd. Notes(aa) |
7.000 | 04/01/22 | 800 | 823,760 | |
MGM Resorts International, | |||||
Gtd. Notes(aa) | 6.000 | 03/15/23 | 650 | 659,750 | |
Gtd. Notes | 6.625 | 12/15/21 | 325 | 340,337 | |
Midcontinent
Communications/Midcontinent Finance Corp., Gtd. Notes, 144A(aa) |
6.875 | 08/15/23 | 2,591 | 2,701,117 | |
Molina
Healthcare, Inc., Gtd. Notes(aa) |
5.375 | 11/15/22 | 2,150 | 2,150,000 | |
National
CineMedia LLC, Sr. Sec’d. Notes(aa) |
6.000 | 04/15/22 | 3,200 | 3,232,000 | |
Nationstar
Mortgage Holdings, Inc., Gtd. Notes, 144A(aa) |
8.125 | 07/15/23 | 6,025 | 6,130,437 | |
Navient Corp., | |||||
Sr. Unsec’d. Notes(aa) | 6.500 | 06/15/22 | 1,025 | 1,042,938 | |
Sr. Unsec’d. Notes | 6.625 | 07/26/21 | 625 | 642,969 | |
NCR Corp., | |||||
Gtd. Notes(aa) | 4.625 | 02/15/21 | 2,000 | 1,970,000 | |
Gtd. Notes(aa) | 5.000 | 07/15/22 | 730 | 700,800 |
Description | Interest
Rate |
Maturity
Date |
PrincipalAmount
(000)# |
Value | |
Corporate Bonds (Continued) | |||||
United States (cont’d.) | |||||
NCR Corp., (cont’d.) | |||||
Gtd. Notes(aa) | 6.375 % | 12/15/23 | 8,055 | $8,034,862 | |
New
Home Co., Inc. (The), Gtd. Notes(aa) |
7.250 | 04/01/22 | 3,500 | 3,465,000 | |
Nexstar
Broadcasting, Inc., Gtd. Notes, 144A(aa) |
6.125 | 02/15/22 | 1,260 | 1,283,625 | |
Nielsen
Finance LLC/Nielsen Finance Co., Gtd. Notes, 144A(aa) |
5.000 | 04/15/22 | 6,535 | 6,363,456 | |
Nine
Energy Service, Inc., Sr. Unsec’d. Notes, 144A |
8.750 | 11/01/23 | 500 | 508,125 | |
Novelis
Corp., Gtd. Notes, 144A(aa) |
6.250 | 08/15/24 | 2,265 | 2,242,350 | |
NRG
Energy, Inc., Gtd. Notes(aa) |
6.250 | 05/01/24 | 585 | 597,215 | |
Nuance
Communications, Inc., Gtd. Notes, 144A(aa) |
5.375 | 08/15/20 | 1,135 | 1,135,709 | |
ORBCOMM,
Inc., Sr. Sec’d. Notes, 144A(aa) |
8.000 | 04/01/24 | 1,970 | 2,048,800 | |
Outfront
Media Capital LLC/Outfront Media Capital Corp., |
|||||
Gtd. Notes(aa) | 5.625 | 02/15/24 | 4,860 | 4,868,019 | |
Gtd. Notes(aa) | 5.875 | 03/15/25 | 495 | 496,856 | |
PetSmart,
Inc., Gtd. Notes, 144A |
7.125 | 03/15/23 | 3,600 | 2,520,000 | |
PF
Chang’s China Bistro, Inc., Gtd. Notes, 144A(aa) |
10.250 | 06/30/20 | 1,200 | 1,140,000 | |
PQ
Corp., Sr. Sec’d. Notes, 144A(aa) |
6.750 | 11/15/22 | 1,795 | 1,848,850 | |
PSPC
Escrow Corp., Sr. Unsec’d. Notes(aa) |
6.000 | 02/01/23 | EUR | 4,904 | 5,758,058 |
Qwest
Capital Funding, Inc., Gtd. Notes(aa) |
6.500 | 11/15/18 | 3,150 | 3,146,062 | |
Radiate
Holdco LLC/Radiate Finance, Inc., Sr. Unsec’d. Notes, 144A(aa) |
6.875 | 02/15/23 | 1,240 | 1,190,400 | |
Range Resources Corp., | |||||
Gtd. Notes(aa) | 5.000 | 03/15/23 | 1,025 | 991,688 | |
Gtd. Notes(aa) | 5.875 | 07/01/22 | 1,225 | 1,232,656 | |
Reynolds
Group Issuer, Inc./Reynolds Group Issuer LLC, |
|||||
Sr. Sec’d. Notes(aa) | 5.750 | 10/15/20 | 2,092 | 2,092,304 |
Description | Interest
Rate |
Maturity
Date |
PrincipalAmount
(000)# |
Value | |
Corporate Bonds (Continued) | |||||
United States (cont’d.) | |||||
Reynolds Group Issuer, Inc./Reynolds Group Issuer LLC, (cont’d.) | |||||
Sr. Sec’d. Notes, 144A(aa) | 5.125 % | 07/15/23 | 500 | $488,750 | |
Rite
Aid Corp., Gtd. Notes, 144A(aa) |
6.125 | 04/01/23 | 3,825 | 3,248,859 | |
RP
Crown Parent LLC, Sr. Sec’d. Notes, 144A(aa) |
7.375 | 10/15/24 | 2,045 | 2,096,125 | |
Sable
International Finance Ltd., Gtd. Notes, 144A |
6.875 | 08/01/22 | 2,000 | 2,087,500 | |
Sabra
Health Care LP/Sabra Capital Corp., Gtd. Notes(aa) |
5.500 | 02/01/21 | 2,630 | 2,664,519 | |
Sally
Holdings LLC/Sally Capital, Inc., Gtd. Notes |
5.500 | 11/01/23 | 225 | 216,563 | |
SBA
Communications Corp., Sr. Unsec’d. Notes(aa) |
4.000 | 10/01/22 | 5,430 | 5,199,225 | |
Scientific Games International, Inc., | |||||
Gtd. Notes | 6.250 | 09/01/20 | 225 | 218,813 | |
Gtd. Notes(aa) | 6.625 | 05/15/21 | 4,025 | 3,894,187 | |
Gtd. Notes(aa) | 10.000 | 12/01/22 | 4,375 | 4,571,875 | |
Select
Medical Corp., Gtd. Notes(aa) |
6.375 | 06/01/21 | 2,500 | 2,521,875 | |
Sensata
Technologies BV, Gtd. Notes, 144A(aa) |
4.875 | 10/15/23 | 937 | 912,404 | |
Silversea
Cruise Finance Ltd., Sr. Sec’d. Notes, 144A |
7.250 | 02/01/25 | 800 | 862,008 | |
Sinclair Television Group, Inc., | |||||
Gtd. Notes(aa) | 5.375 | 04/01/21 | 3,840 | 3,835,200 | |
Gtd. Notes(aa) | 6.125 | 10/01/22 | 2,525 | 2,550,250 | |
Gtd. Notes, 144A(aa) | 5.625 | 08/01/24 | 2,735 | 2,618,762 | |
Sprint
Communications, Inc., Sr. Unsec’d. Notes(aa) |
6.000 | 11/15/22 | 1,735 | 1,751,266 | |
Sprint Corp., | |||||
Gtd. Notes(aa) | 7.250 | 09/15/21 | 4,150 | 4,336,750 | |
Gtd. Notes(aa) | 7.875 | 09/15/23 | 3,170 | 3,383,975 | |
Standard
Industries, Inc., Sr. Unsec’d. Notes, 144A |
5.375 | 11/15/24 | 1,350 | 1,296,000 | |
StandardAero
Aviation Holdings, Inc., Gtd. Notes, 144A(aa) |
10.000 | 07/15/23 | 1,875 | 2,018,662 | |
Summit
Materials LLC/Summit Materials Finance Corp., Gtd. Notes(aa) |
8.500 | 04/15/22 | 2,100 | 2,215,500 | |
Sunoco
LP/Sunoco Finance Corp., Gtd. Notes, 144A |
4.875 | 01/15/23 | 4,400 | 4,240,500 |
Description | Interest
Rate |
Maturity
Date |
PrincipalAmount
(000)# |
Value | |
Corporate Bonds (Continued) | |||||
United States (cont’d.) | |||||
Surgery
Center Holdings, Inc., Gtd. Notes, 144A(aa) |
8.875 % | 04/15/21 | 2,938 | $ 3,018,795 | |
TA
MFG. Ltd., Gtd. Notes(aa) |
3.625 | 04/15/23 | EUR | 2,530 | 2,912,037 |
Taylor
Morrison Communities, Inc., Gtd. Notes(aa) |
6.625 | 05/15/22 | 2,475 | 2,487,375 | |
Taylor
Morrison Communities, Inc./Taylor Morrison Holdings II, Inc., |
|||||
Gtd. Notes, 144A(aa) | 5.250 | 04/15/21 | 4,775 | 4,757,094 | |
Gtd. Notes, 144A(aa) | 5.625 | 03/01/24 | 2,783 | 2,706,467 | |
Gtd. Notes, 144A(aa) | 5.875 | 04/15/23 | 425 | 419,688 | |
TEGNA,
Inc., Gtd. Notes(aa) |
6.375 | 10/15/23 | 4,120 | 4,212,700 | |
Tempur
Sealy International, Inc., Gtd. Notes(aa) |
5.625 | 10/15/23 | 3,270 | 3,188,250 | |
Tenet Healthcare Corp., | |||||
Sec’d. Notes, 144A(aa) | 7.500 | 01/01/22 | 3,175 | 3,309,937 | |
Sr. Sec’d. Notes | 4.375 | 10/01/21 | 175 | 172,813 | |
Sr. Sec’d. Notes(aa) | 4.625 | 07/15/24 | 2,650 | 2,554,202 | |
Sr. Sec’d. Notes(aa) | 4.750 | 06/01/20 | 1,825 | 1,829,563 | |
Sr. Unsec’d. Notes(aa) | 6.750 | 02/01/20 | 550 | 565,125 | |
Sr. Unsec’d. Notes(aa) | 6.750 | 06/15/23 | 6,875 | 6,832,031 | |
TIBCO
Software, Inc., Sr. Unsec’d. Notes, 144A(aa) |
11.375 | 12/01/21 | 5,935 | 6,291,100 | |
TPC
Group, Inc., Sr. Sec’d. Notes, 144A(aa) |
8.750 | 12/15/20 | 1,000 | 980,000 | |
TransDigm,
Inc., Gtd. Notes(aa) |
6.000 | 07/15/22 | 3,325 | 3,341,625 | |
TRI
Pointe Group, Inc., Gtd. Notes(aa) |
4.875 | 07/01/21 | 2,900 | 2,871,000 | |
Tribune
Media Co., Gtd. Notes(aa) |
5.875 | 07/15/22 | 3,850 | 3,898,125 | |
U.S.
Concrete, Inc., Gtd. Notes(aa) |
6.375 | 06/01/24 | 4,800 | 4,470,000 | |
Univision Communications, Inc., | |||||
Sr. Sec’d. Notes, 144A(aa) | 5.125 | 05/15/23 | 3,095 | 2,915,490 | |
Sr. Sec’d. Notes, 144A(aa) | 6.750 | 09/15/22 | 5,488 | 5,597,760 | |
VFH
Parent LLC/Orchestra Co-Issuer, Inc., Sec’d. Notes, 144A |
6.750 | 06/15/22 | 400 | 408,000 | |
VICI
Properties 1 LLC/VICI FC, Inc., Sec’d. Notes(aa) |
8.000 | 10/15/23 | 878 | 963,056 |
Description | Interest
Rate |
Maturity
Date |
PrincipalAmount
(000)# |
Value | |
Corporate Bonds (Continued) | |||||
United States (cont’d.) | |||||
Vistra Energy Corp., | |||||
Gtd. Notes(aa) | 7.375 % | 11/01/22 | 2,025 | $ 2,100,937 | |
Gtd. Notes(aa) | 7.625 | 11/01/24 | 4,339 | 4,588,492 | |
W.R.
Grace & Co., Gtd. Notes, 144A(aa) |
5.625 | 10/01/24 | 730 | 742,775 | |
WeWork
Cos., Inc., Gtd. Notes, 144A(aa) |
7.875 | 05/01/25 | 425 | 389,938 | |
William Lyon Homes, Inc., | |||||
Gtd. Notes(aa) | 6.000 | 09/01/23 | 2,225 | 2,030,312 | |
Gtd. Notes(aa) | 7.000 | 08/15/22 | 1,900 | 1,897,625 | |
WPX Energy, Inc., | |||||
Sr. Unsec’d. Notes | 6.000 | 01/15/22 | 275 | 281,188 | |
Sr. Unsec’d. Notes(aa) | 8.250 | 08/01/23 | 550 | 618,063 | |
XPO
Logistics, Inc., Gtd. Notes, 144A(aa) |
6.500 | 06/15/22 | 845 | 866,125 | |
Zayo
Group LLC/Zayo Capital, Inc., Gtd. Notes(aa) |
6.000 | 04/01/23 | 3,280 | 3,345,600 | |
Zekelman
Industries, Inc., Sr. Sec’d. Notes, 144A(aa) |
9.875 | 06/15/23 | 3,410 | 3,631,650 | |
484,667,599 | |||||
Zambia 0.7% | |||||
First
Quantum Minerals Ltd., Gtd. Notes, 144A(aa) |
7.000 | 02/15/21 | 4,380 | 4,282,326 | |
Total
Corporate Bonds (cost $694,968,807) |
679,595,085 | ||||
Sovereign Bonds 12.4% | |||||
Argentina 1.6% | |||||
Argentine Republic Government International Bond, | |||||
Sr. Unsec’d. Notes | 4.625 | 01/11/23 | 2,435 | 2,057,575 | |
Sr. Unsec’d. Notes | 5.625 | 01/26/22 | 1,750 | 1,570,625 | |
Sr. Unsec’d. Notes | 6.250 | 04/22/19 | 3,000 | 3,016,500 | |
Sr. Unsec’d. Notes | 6.875 | 04/22/21 | 770 | 736,505 | |
Provincia
de Buenos Aires, Sr. Unsec’d. Notes |
9.950 | 06/09/21 | 2,915 | 2,848,538 | |
10,229,743 |
Description | Interest
Rate |
Maturity
Date |
PrincipalAmount
(000)# |
Value | |
Sovereign Bonds (Continued) | |||||
Armenia 0.1% | |||||
Republic
of Armenia International Bond, Sr. Unsec’d. Notes |
6.000 % | 09/30/20 | 370 | $ 373,730 | |
Azerbaijan 0.1% | |||||
Republic
of Azerbaijan International Bond, Sr. Unsec’d. Notes |
4.750 | 03/18/24 | 640 | 630,400 | |
Bahrain 1.0% | |||||
Bahrain Government International Bond, | |||||
Sr. Unsec’d. Notes | 5.500 | 03/31/20 | 1,840 | 1,832,846 | |
Sr. Unsec’d. Notes | 5.875 | 01/26/21 | 3,300 | 3,291,618 | |
Sr. Unsec’d. Notes | 6.125 | 07/05/22 | 850 | 855,321 | |
Sr. Unsec’d. Notes, 144A | 5.875 | 01/26/21 | 660 | 658,324 | |
6,638,109 | |||||
Belarus 0.1% | |||||
Republic
of Belarus International Bond, Sr. Unsec’d. Notes |
6.875 | 02/28/23 | 910 | 937,537 | |
Brazil 0.3% | |||||
Brazilian
Government International Bond, Sr. Unsec’d. Notes(aa) |
2.875 | 04/01/21 | EUR | 1,400 | 1,639,967 |
Dominican Republic 0.2% | |||||
Dominican
Republic International Bond, Sr. Unsec’d. Notes |
7.500 | 05/06/21 | 1,405 | 1,454,175 | |
Ecuador 0.7% | |||||
Ecuador Government International Bond, | |||||
Sr. Unsec’d. Notes | 10.500 | 03/24/20 | 1,100 | 1,127,500 | |
Sr. Unsec’d. Notes | 10.750 | 03/28/22 | 3,270 | 3,368,100 | |
4,495,600 | |||||
Egypt 0.7% | |||||
Egypt Government International Bond, | |||||
Sr. Unsec’d. Notes | 5.577 | 02/21/23 | 595 | 567,856 | |
Sr. Unsec’d. Notes, MTN | 6.125 | 01/31/22 | 3,840 | 3,790,541 | |
4,358,397 |
Description | Interest
Rate |
Maturity
Date |
PrincipalAmount
(000)# |
Value | |
Sovereign Bonds (Continued) | |||||
El Salvador 0.2% | |||||
El
Salvador Government International Bond, Sr. Unsec’d. Notes |
7.750 % | 01/24/23 | 1,530 | $ 1,540,542 | |
Ghana 0.2% | |||||
Ghana
Government International Bond, Sr. Unsec’d. Notes |
7.875 | 08/07/23 | 1,550 | 1,579,186 | |
Iraq 0.3% | |||||
Iraq
International Bond, Sr. Unsec’d. Notes |
6.752 | 03/09/23 | 2,065 | 2,010,195 | |
Ivory Coast 0.1% | |||||
Ivory
Coast Government International Bond, Sr. Unsec’d. Notes |
5.125 | 06/15/25 | EUR | 840 | 935,532 |
Lebanon 0.8% | |||||
Lebanon Government International Bond, | |||||
Sr. Unsec’d. Notes, EMTN | 6.000 | 05/20/19 | 500 | 492,732 | |
Sr. Unsec’d. Notes, EMTN | 6.100 | 10/04/22 | 2,000 | 1,743,240 | |
Sr. Unsec’d. Notes, EMTN | 6.250 | 05/27/22 | 2,550 | 2,243,770 | |
Sr. Unsec’d. Notes, GMTN | 5.450 | 11/28/19 | 805 | 775,650 | |
5,255,392 | |||||
Mongolia 0.4% | |||||
Mongolia Government International Bond, | |||||
Sr. Unsec’d. Notes | 5.625 | 05/01/23 | 1,135 | 1,080,532 | |
Sr. Unsec’d. Notes, EMTN | 8.750 | 03/09/24 | 270 | 290,126 | |
Sr. Unsec’d. Notes, EMTN | 10.875 | 04/06/21 | 1,085 | 1,204,690 | |
2,575,348 | |||||
Namibia 0.1% | |||||
Namibia
International Bonds, Sr. Unsec’d. Notes |
5.500 | 11/03/21 | 425 | 424,787 | |
Nigeria 0.4% | |||||
Nigeria Government International Bond, | |||||
Sr. Unsec’d. Notes | 6.375 | 07/12/23 | 1,340 | 1,334,801 | |
Sr. Unsec’d. Notes | 6.750 | 01/28/21 | 895 | 923,112 | |
2,257,913 |
Description | Interest
Rate |
Maturity
Date |
PrincipalAmount
(000)# |
Value | |
Sovereign Bonds (Continued) | |||||
Pakistan 0.5% | |||||
Pakistan Government International Bond, | |||||
Sr. Unsec’d. Notes | 7.250 % | 04/15/19 | 620 | $ 620,471 | |
Sr. Unsec’d. Notes | 8.250 | 04/15/24 | 1,240 | 1,266,363 | |
Third Pakistan International Sukuk Co. Ltd. (The), | |||||
Sr. Unsec’d. Notes | 5.500 | 10/13/21 | 775 | 750,347 | |
Sr. Unsec’d. Notes | 5.625 | 12/05/22 | 870 | 829,914 | |
3,467,095 | |||||
Sri Lanka 0.5% | |||||
Sri
Lanka Government International Bond, Sr. Unsec’d. Notes |
5.875 | 07/25/22 | 3,300 | 3,043,930 | |
Turkey 3.0% | |||||
Export Credit Bank of Turkey, | |||||
Sr. Unsec’d. Notes | 5.000 | 09/23/21 | 1,140 | 1,050,296 | |
Sr. Unsec’d. Notes | 5.875 | 04/24/19 | 4,495 | 4,466,178 | |
Turkey Government International Bond, | |||||
Sr. Unsec’d. Notes | 5.125 | 05/18/20 | EUR | 150 | 173,903 |
Sr. Unsec’d. Notes | 5.125 | 03/25/22 | 1,500 | 1,410,465 | |
Sr. Unsec’d. Notes | 5.625 | 03/30/21 | 1,910 | 1,862,143 | |
Sr. Unsec’d. Notes | 6.250 | 09/26/22 | 3,070 | 2,973,983 | |
Sr. Unsec’d. Notes | 7.000 | 06/05/20 | 5,265 | 5,299,033 | |
Sr. Unsec’d. Notes | 7.250 | 12/23/23 | 1,000 | 992,600 | |
Sr. Unsec’d. Notes | 7.500 | 11/07/19 | 1,430 | 1,447,168 | |
19,675,769 | |||||
Ukraine 1.1% | |||||
Ukraine Government International Bond, | |||||
Sr. Unsec’d. Notes | 7.750 | 09/01/20 | 3,895 | 3,875,525 | |
Sr. Unsec’d. Notes | 7.750 | 09/01/21 | 2,475 | 2,434,682 | |
Sr. Unsec’d. Notes | 7.750 | 09/01/22 | 660 | 639,778 | |
Sr. Unsec’d. Notes | 7.750 | 09/01/23 | 525 | 499,379 | |
7,449,364 | |||||
Total
Sovereign Bonds (cost $82,624,536) |
80,972,711 |
Description | Shares | Value | |||
Common Stock 0.1% | |||||
Colombia | |||||
Frontera
Energy Corp.* (cost $878,862) |
44,076 | $ 574,310 | |||
Total
Long-Term Investments (cost $904,658,036) |
886,085,985 |
Short-Term Investment 1.7% | |||||
Affiliated Mutual Fund | |||||
PGIM
Core Ultra Short Bond Fund (cost $11,382,154)(w) |
11,382,154 | 11,382,154 | |||
TOTAL
INVESTMENTS 137.5% (cost $916,040,190) |
897,468,139 | ||||
Liabilities in excess of other assets(z) (37.5)% | (244,954,226) | ||||
Net Assets 100.0% | $ 652,513,913 |
The following abbreviations are used in the quarterly schedule of portfolio holdings: |
144A—Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may not be resold subject to that rule except to qualified institutional buyers. Unless otherwise noted, 144A securities are deemed to be liquid. | |
EMTN—Euro Medium Term Note | |
EURIBOR—Euro Interbank Offered Rate | |
GMTN—Global Medium Term Note | |
LIBOR—London Interbank Offered Rate | |
MTN—Medium Term Note | |
OJSC—Open Joint-Stock Company | |
PIK—Payment-in-Kind |
EUR—Euro | |
GBP—British Pound |
* | Non-income producing security. |
# | Principal amount is shown in U.S. dollars unless otherwise stated. |
^ | Indicates a Level 3 security. The aggregate value of Level 3 securities is $11,185,477 and 1.7% of net assets. |
(aa) | Represents security, or a portion thereof, with aggregate value of $567,046,018 segregated as collateral for amount of $268,000,000 borrowed and outstanding as of October 31, 2018. |
(c) | Variable rate instrument. The interest rate shown reflects the rate in effect at October 31, 2018. |
(d) | Represents issuer in default on interest payments and/or principal repayment. Non-income producing security. Such securities may be post-maturity. |
(p) | Interest rate not available as of October 31, 2018. |
(w) | PGIM Investments LLC, the manager of the Fund, also serves as manager of the PGIM Core Ultra Short Bond Fund. |
(z) | Includes net unrealized appreciation/(depreciation) and/or market value of the below holdings which are excluded from the Schedule of Investments: |
Borrower | Principal
Amount (000) |
Current
Value |
Unrealized
Appreciation |
Unrealized
Depreciation | ||||
Nidda Healthcare Holding AG (Germany), Facility C GBP, 4.500%, Exp. Date 08/21/24 (cost $2,990,259) | GBP 2,223 | $2,847,939 | $— | $(142,320) |
Purchase
Contracts |
Counterparty | Notional
Amount (000) |
Value
at Settlement Date |
Current
Value |
Unrealized
Appreciation |
Unrealized
Depreciation | |||||||
OTC Forward Foreign Currency Exchange Contracts: | |||||||||||||
British Pound, | |||||||||||||
Expiring 11/02/18 | Citibank NA | GBP | 909 | $ 1,191,177 | $ 1,162,202 | $— | $ (28,975) | ||||||
Expiring 11/02/18 | Goldman Sachs International | GBP | 151 | 196,673 | 193,690 | — | (2,983) | ||||||
Expiring 11/02/18 | Morgan Stanley | GBP | 51,375 | 65,987,241 | 65,667,192 | — | (320,049) | ||||||
Euro, | |||||||||||||
Expiring 11/02/18 | Citibank NA | EUR | 840 | 981,108 | 951,245 | — | (29,863) | ||||||
Expiring 11/02/18 | Hong Kong & Shanghai Bank | EUR | 875 | 1,015,000 | 990,966 | — | (24,034) | ||||||
Expiring 11/02/18 | JPMorgan Chase | EUR | 82,230 | 93,594,080 | 93,137,205 | — | (456,875) | ||||||
Expiring 11/02/18 | Morgan Stanley | EUR | 339 | 400,000 | 384,168 | — | (15,832) | ||||||
$163,365,279 | $162,486,668 | — | (878,611) |
Sale
Contracts |
Counterparty | Notional
Amount (000) |
Value
at Settlement Date |
Current
Value |
Unrealized
Appreciation |
Unrealized
Depreciation | |||||||
OTC Forward Foreign Currency Exchange Contracts: | |||||||||||||
British Pound, | |||||||||||||
Expiring 11/02/18 | Hong Kong & Shanghai Bank | GBP | 100 | $ 130,928 | $ 127,820 | $ 3,108 | $ — | ||||||
Expiring 11/02/18 | Morgan Stanley | GBP | 52,335 | 68,972,445 | 66,895,264 | 2,077,181 | — | ||||||
Expiring 12/04/18 | Morgan Stanley | GBP | 51,375 | 66,079,613 | 65,772,254 | 307,359 | — | ||||||
Euro, | |||||||||||||
Expiring 11/02/18 | Citibank NA | EUR | 675 | 779,570 | 764,535 | 15,035 | — | ||||||
Expiring 11/02/18 | Hong Kong & Shanghai Bank | EUR | 2,444 | 2,780,640 | 2,768,264 | 12,376 | — | ||||||
Expiring 11/02/18 | Hong Kong & Shanghai Bank | EUR | 1,700 | 1,966,541 | 1,925,494 | 41,047 | — | ||||||
Expiring 11/02/18 | JPMorgan Chase | EUR | 77,465 | 91,473,425 | 87,740,005 | 3,733,420 | — |
Sale
Contracts |
Counterparty | Notional
Amount (000) |
Value
at Settlement Date |
Current
Value |
Unrealized
Appreciation |
Unrealized
Depreciation | |||||||
OTC Forward Foreign Currency Exchange Contracts (cont’d.): | |||||||||||||
Euro (cont’d.), | |||||||||||||
Expiring 11/02/18 | Morgan Stanley | EUR | 2,000 | $ 2,279,756 | $ 2,265,288 | $ 14,468 | $ — | ||||||
Expiring 12/04/18 | JPMorgan Chase | EUR | 82,230 | 93,829,957 | 93,403,011 | 426,946 | — | ||||||
$328,292,875 | $321,661,935 | 6,630,940 | — | ||||||||||
$6,630,940 | $(878,611) |
Cross currency exchange contracts outstanding at October 31, 2018: | ||||||||||||||
Settlement | Type | Notional
Amount (000) |
In
Exchange For (000) |
Unrealized
Appreciation |
Unrealized
Depreciation |
Counterparty | ||||||||
OTC Cross Currency Exchange Contract: | ||||||||||||||
12/04/18 | GBP | 668 | EUR | 750 | $2,845 | $— | Goldman Sachs International |
Level 1 | Level 2 | Level 3 | |||
Investments in Securities | |||||
Bank Loans | |||||
Canada |
$ — | $ — | $ 7,118,002 | ||
France |
— | 20,866,073 | — | ||
Germany |
— | 99,271 | — | ||
Luxembourg |
— | 10,739,298 | — | ||
Netherlands |
— | 229,066 | — | ||
Sweden |
— | 7,112,699 | — | ||
United
Kingdom |
— | 19,749,915 | — | ||
United
States |
— | 54,962,080 | 4,067,475 | ||
Corporate Bonds | |||||
Argentina |
— | 4,237,565 | — | ||
Bahrain |
— | 380,000 | — |
Level 1 | Level 2 | Level 3 | |||
Investments in Securities (continued) | |||||
Corporate Bonds (continued) | |||||
Brazil |
$ — | $ 12,930,046 | $ — | ||
Canada |
— | 43,073,515 | — | ||
Chile |
— | 4,151,250 | — | ||
China |
— | 604,688 | — | ||
France |
— | 8,427,320 | — | ||
Germany |
— | 12,994,354 | — | ||
Guatemala |
— | 1,022,875 | — | ||
India |
— | 643,116 | — | ||
Indonesia |
— | 2,111,395 | — | ||
Ireland |
— | 12,280,871 | — | ||
Israel |
— | 1,662,409 | — | ||
Italy |
— | 2,763,646 | — | ||
Jamaica |
— | 1,853,515 | — | ||
Luxembourg |
— | 10,017,002 | — | ||
Mexico |
— | 1,271,940 | — | ||
Netherlands |
— | 7,722,200 | — | ||
Puerto
Rico |
— | 3,516,005 | — | ||
Russia |
— | 15,205,303 | — | ||
South
Africa |
— | 5,913,700 | — | ||
Sweden |
— | 1,387,199 | — | ||
Turkey |
— | 3,706,530 | — | ||
United
Kingdom |
— | 32,768,716 | — | ||
United
States |
— | 484,667,599 | — | ||
Zambia |
— | 4,282,326 | — | ||
Sovereign Bonds | |||||
Argentina |
— | 10,229,743 | — | ||
Armenia |
— | 373,730 | — | ||
Azerbaijan |
— | 630,400 | — | ||
Bahrain |
— | 6,638,109 | — | ||
Belarus |
— | 937,537 | — | ||
Brazil |
— | 1,639,967 | — | ||
Dominican
Republic |
— | 1,454,175 | — | ||
Ecuador |
— | 4,495,600 | — | ||
Egypt |
— | 4,358,397 | — | ||
El
Salvador |
— | 1,540,542 | — | ||
Ghana |
— | 1,579,186 | — | ||
Iraq |
— | 2,010,195 | — | ||
Ivory
Coast |
— | 935,532 | — | ||
Lebanon |
— | 5,255,392 | — | ||
Mongolia |
— | 2,575,348 | — | ||
Namibia |
— | 424,787 | — | ||
Nigeria |
— | 2,257,913 | — | ||
Pakistan |
— | 3,467,095 | — | ||
Sri
Lanka |
— | 3,043,930 | — | ||
Turkey |
— | 19,675,769 | — | ||
Ukraine |
— | 7,449,364 | — |
Level 1 | Level 2 | Level 3 | |||
Investments in Securities (continued) | |||||
Common Stock | |||||
Colombia |
$ 574,310 | $ — | $ — | ||
Affiliated Mutual
Fund |
11,382,154 | — | — | ||
Other Financial Instruments* | |||||
Unfunded Loan
Commitment |
— | (142,320) | — | ||
OTC Forward Foreign Currency Exchange
Contracts |
— | 5,752,329 | — | ||
OTC Cross Currency Exchange
Contract |
— | 2,845 | — | ||
Total | $11,956,464 | $879,939,052 | $11,185,477 |
Bank
Loans | |
Balance as of
07/31/18 |
$10,245,216 |
Realized gain
(loss) |
(83) |
Change in unrealized appreciation
(depreciation) |
(47,883) |
Purchases/Exchanges/Issuances |
— |
Sales/Paydowns |
(21,959) |
Accrued
discount/premium |
1,855 |
Transfers into of Level
3 |
4,108,718 |
Transfers out of Level
3 |
(3,100,387) |
Balance as of
10/31/18 |
$11,185,477 |
Change in unrealized appreciation (depreciation) relating to securities still held at reporting period
end |
$ (47,883) |
* | Other financial instruments are derivatives, with the exception of unfunded loan commitments and are not reflected in the Schedule of Investments. Futures, forwards, centrally cleared swap contracts and unfunded loan commitments are recorded at net unrealized appreciation (depreciation) and OTC swap contracts are recorded at fair value. |
Level 3 Securities | Fair
Value as of October 31, 2018 |
Valuation
Methodology |
Unobservable Inputs | |||
Bank Loans | $11,185,477 | Market Approach | Single Broker Indicative Quote |
Investments in Securities | Amount Transferred | Level Transfer | Logic | |||
Bank Loans | $3,100,387 | L3 to L2 | Single Broker Indicative Quote to Multiple Broker Quotes | |||
Bank Loans | $4,108,718 | L2 to L3 | Multiple Broker Quotes to Single Broker Indicative Quote |
Item 2. Controls and Procedures
(a) | It is the conclusion of the registrants principal executive officer and principal financial officer that the effectiveness of the registrants current disclosure controls and procedures (such disclosure controls and procedures having been evaluated within 90 days of the date of this filing) provide reasonable assurance that the information required to be disclosed by the registrant has been recorded, processed, summarized and reported within the time period specified in the Commissions rules and forms and that the information required to be disclosed by the registrant has been accumulated and communicated to the registrants principal executive officer and principal financial officer in order to allow timely decisions regarding required disclosure. |
(b) | There have been no significant changes in the registrants internal controls or in other factors that could significantly affect these controls subsequent to the date of their evaluation, including any corrective actions with regard to significant deficiencies and material weaknesses. |
Item 3. Exhibits
Certifications pursuant to Rule 30a-2(a) under the Investment Company Act of 1940 Attached hereto.
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) PGIM Global Short Duration High Yield Fund, Inc.
By (Signature and Title)* |
/s/ Andrew R. French | |
Andrew R. French | ||
Secretary of the Fund |
Date December 14, 2018
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
By (Signature and Title)* |
/s/ Stuart S. Parker | |
Stuart S. Parker | ||
President and Principal Executive Officer |
Date December 14, 2018
By (Signature and Title)* |
/s/ Brian D. Nee | |
Brian D. Nee | ||
Treasurer and Principal Financial and Accounting Officer |
Date December 14, 2018
* Print the name and title of each signing officer under his or her signature.